0001209191-19-029303.txt : 20190513
0001209191-19-029303.hdr.sgml : 20190513
20190513160803
ACCESSION NUMBER: 0001209191-19-029303
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190509
FILED AS OF DATE: 20190513
DATE AS OF CHANGE: 20190513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANNENBAUM LEONARD M
CENTRAL INDEX KEY: 0001200461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01013
FILM NUMBER: 19818448
MAIL ADDRESS:
STREET 1: 10 BANK STREET, 12TH FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oaktree Strategic Income Corp
CENTRAL INDEX KEY: 0001577791
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 333 SOUTH GRAND AVENUE
STREET 2: 28TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-830-6300
MAIL ADDRESS:
STREET 1: 333 SOUTH GRAND AVENUE
STREET 2: 28TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: Fifth Street Senior Floating Rate Corp.
DATE OF NAME CHANGE: 20130524
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-09
0
0001577791
Oaktree Strategic Income Corp
OCSI
0001200461
TANNENBAUM LEONARD M
555 WASHINGTON AVENUE, SUITE 240
MIAMI BEACH
FL
33139
0
0
1
0
Common Stock
2019-05-09
4
S
0
3150
8.5049
D
2277681
I
Partnership
Common Stock
2019-05-10
4
S
0
7600
8.5199
D
2270081
I
Partnership
Common Stock
5080543
D
Common Stock
139367
I
Trust
Common Stock
10875
I
Children
This transaction was executed in multiple trades at prices ranging from $8.50 to $8.53; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.
This transaction was executed in multiple trades at prices ranging from $8.50 to $8.58; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
/s/ Brian Walter, attorney-in-fact
2019-05-13