0001209191-12-030285.txt : 20120524 0001209191-12-030285.hdr.sgml : 20120524 20120524172457 ACCESSION NUMBER: 0001209191-12-030285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120524 FILED AS OF DATE: 20120524 DATE AS OF CHANGE: 20120524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANNENBAUM LEONARD M CENTRAL INDEX KEY: 0001200461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00755 FILM NUMBER: 12868570 MAIL ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1206 CITY: WHITE PLAINS STATE: NY ZIP: 10601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fifth Street Finance Corp CENTRAL INDEX KEY: 0001414932 IRS NUMBER: 261219283 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10 BANK STREET STREET 2: SUITE 1210 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: (914) 286-6800 MAIL ADDRESS: STREET 1: 10 BANK STREET STREET 2: SUITE 1210 CITY: WHITE PLAINS STATE: NY ZIP: 10601 4 1 doc4.xml FORM 4 SUBMISSION X0305 4 2012-05-24 0 0001414932 Fifth Street Finance Corp FSC 0001200461 TANNENBAUM LEONARD M 10 BANK STREET 12TH FLOOR WHITE PLAINS NY 10606 1 1 0 0 CEO Common Stock 2012-05-24 4 P 0 9700 9.29 A 54700 I (1) - See below Common Stock 2012-05-24 4 P 0 300 9.2899 A 55000 I (1) - See below (1) The 55,000 total shares indirectly owned and reported above are owned by the Leonard M. Tannenbaum Foundation, a 501(c)(3) corporation for which Mr. Tannenbaum serves as the President. With respect to the 55,000 shares held by the Leonard M. Tannenbaum Foundation, Mr. Tannenbaum has sole voting and investment power over all such shares, but has no pecuniary interest in, and expressly disclaims beneficial ownership of, such shares. /s/ David H. Harrison, as attorney-in-fact for Leonard M. Tannenbaum 2012-05-24