0001209191-12-016555.txt : 20120307
0001209191-12-016555.hdr.sgml : 20120307
20120307163349
ACCESSION NUMBER: 0001209191-12-016555
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120306
FILED AS OF DATE: 20120307
DATE AS OF CHANGE: 20120307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANNENBAUM LEONARD M
CENTRAL INDEX KEY: 0001200461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00755
FILM NUMBER: 12674603
MAIL ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1206
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fifth Street Finance Corp
CENTRAL INDEX KEY: 0001414932
IRS NUMBER: 261219283
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10 BANK STREET
STREET 2: SUITE 1210
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
BUSINESS PHONE: (914) 286-6800
MAIL ADDRESS:
STREET 1: 10 BANK STREET
STREET 2: SUITE 1210
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-03-06
0
0001414932
Fifth Street Finance Corp
FSC
0001200461
TANNENBAUM LEONARD M
10 BANK STREET
12TH FLOOR
WHITE PLAINS
NY
10606
1
1
0
0
CEO
Common Stock
2012-03-06
4
P
0
10000
9.5707
A
1844169.09
D
Common Stock
2012-03-06
4
P
0
1000
9.597
A
1845169.09
D
Common Stock
2012-03-06
4
P
0
3600
9.585
A
1848769.09
D
Common Stock
2012-03-06
4
P
0
5400
9.58
A
1854169.09
D
Common Stock
2012-03-06
4
P
0
6700
9.571
A
41700
I
(1) - See below
Common Stock
2012-03-06
4
P
0
100
9.5697
A
41800
I
(1) - See below
Common Stock
2012-03-06
4
P
0
300
9.5693
A
42100
I
(1) - See below
Common Stock
2012-03-06
4
P
0
100
9.5692
A
42200
I
(1) - See below
Common Stock
2012-03-06
4
P
0
1700
9.569
A
43900
I
(1) - See below
Common Stock
2012-03-06
4
P
0
300
9.5689
A
44200
I
(1) - See below
Common Stock
2012-03-06
4
P
0
400
9.5686
A
44600
I
(1) - See below
Common Stock
2012-03-06
4
P
0
100
9.5685
A
44700
I
(1) - See below
Common Stock
2012-03-06
4
P
0
300
9.5683
A
45000
I
(1) - See below
(1) The 45,000 total shares indirectly owned and reported above are owned by the Leonard M. Tannenbaum Foundation, a 501(c)(3) corporation for which Mr. Tannenbaum serves as the President. With respect to the 45,000 shares held by the Leonard M. Tannenbaum Foundation, Mr. Tannenbaum has sole voting and investment power over all such shares, but has no pecuniary interest in, and expressly disclaims beneficial ownership of, such shares.
/s/ David H. Harrison, as attorney-in-fact for Leonard M. Tannenbaum
2012-03-07