0001209191-11-029269.txt : 20110518 0001209191-11-029269.hdr.sgml : 20110518 20110518133540 ACCESSION NUMBER: 0001209191-11-029269 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110516 FILED AS OF DATE: 20110518 DATE AS OF CHANGE: 20110518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANNENBAUM LEONARD M CENTRAL INDEX KEY: 0001200461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00755 FILM NUMBER: 11854291 MAIL ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1206 CITY: WHITE PLAINS STATE: NY ZIP: 10601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fifth Street Finance Corp CENTRAL INDEX KEY: 0001414932 IRS NUMBER: 261219283 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10 BANK STREET STREET 2: SUITE 1210 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: (914) 286-6800 MAIL ADDRESS: STREET 1: 10 BANK STREET STREET 2: SUITE 1210 CITY: WHITE PLAINS STATE: NY ZIP: 10601 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-05-16 0 0001414932 Fifth Street Finance Corp FSC 0001200461 TANNENBAUM LEONARD M 10 BANK STREET 12TH FLOOR WHITE PLAINS NY 10606 1 1 0 0 CEO Common Stock 2011-05-16 4 P 0 10000 12.35 A 1512515 D Common Stock 2011-05-16 4 P 0 10000 12.25 A 1522515 D Common Stock 2011-05-17 4 P 0 1100 12.03 A 1523615 D Common Stock 2011-05-17 4 P 0 3900 12.04 A 1527515 D Common Stock 2011-05-17 4 P 0 5000 12.05 A 1532515 D /s/ David H. Harrison, as attorney-in-fact for Leonard M. Tannenbaum 2011-05-18