0001209191-11-027517.txt : 20110511 0001209191-11-027517.hdr.sgml : 20110511 20110511140130 ACCESSION NUMBER: 0001209191-11-027517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110509 FILED AS OF DATE: 20110511 DATE AS OF CHANGE: 20110511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANNENBAUM LEONARD M CENTRAL INDEX KEY: 0001200461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00755 FILM NUMBER: 11831366 MAIL ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1206 CITY: WHITE PLAINS STATE: NY ZIP: 10601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fifth Street Finance Corp CENTRAL INDEX KEY: 0001414932 IRS NUMBER: 261219283 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10 BANK STREET STREET 2: SUITE 1210 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: (914) 286-6800 MAIL ADDRESS: STREET 1: 10 BANK STREET STREET 2: SUITE 1210 CITY: WHITE PLAINS STATE: NY ZIP: 10601 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-05-09 0 0001414932 Fifth Street Finance Corp FSC 0001200461 TANNENBAUM LEONARD M 10 BANK STREET 12TH FLOOR WHITE PLAINS NY 10606 1 1 0 0 CEO Common Stock 2011-05-09 4 P 0 17000 12.30 A 1497515 D Common Stock 2011-05-09 4 P 0 4300 12.35 A 1501815 D Common Stock 2011-05-09 4 P 0 500 12.339 A 1502315 D Common Stock 2011-05-09 4 P 0 100 12.3486 A 1502415 D Common Stock 2011-05-09 4 P 0 100 12.3481 A 1502515 D /s/ Bernard D. Berman, attorney in fact for Leonard M. Tannenbaum 2011-05-11