0001144204-17-019423.txt : 20170406
0001144204-17-019423.hdr.sgml : 20170406
20170406161406
ACCESSION NUMBER: 0001144204-17-019423
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170323
FILED AS OF DATE: 20170406
DATE AS OF CHANGE: 20170406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fifth Street Finance Corp.
CENTRAL INDEX KEY: 0001414932
IRS NUMBER: 261219283
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 681-3600
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: Fifth Street Finance Corp
DATE OF NAME CHANGE: 20071012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANNENBAUM LEONARD M
CENTRAL INDEX KEY: 0001200461
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00755
FILM NUMBER: 17746115
MAIL ADDRESS:
STREET 1: 10 BANK STREET, 12TH FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10606
4/A
1
v463736_4a.xml
OWNERSHIP DOCUMENT
X0306
4/A
2017-03-23
2017-03-27
0
0001414932
Fifth Street Finance Corp.
FSC
0001200461
TANNENBAUM LEONARD M
C/O FIFTH STREET (FSC)
777 WEST PUNAM AVENUE, 3RD FLOOR
GREENWICH
CT
06830
0
0
1
0
Common Stock, par value $0.01 per share
15246743.404
D
Common Stock, par value $0.01 per share
1122281
I
By LLC
Common Stock, par value $0.01 per share
1050
I
By Spouse
Common Stock, par value $0.01 per share
8399520
I
By Partnership
These shares of Common Stock were omitted from the reporting person's Form 4 filed on March 27, 2017.
These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member.
These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.
/s/ Kerry S. Acocella, as attorney-in-fact for Leonard M. Tannenbaum
2017-04-06