0001144204-17-003659.txt : 20170124
0001144204-17-003659.hdr.sgml : 20170124
20170124174525
ACCESSION NUMBER: 0001144204-17-003659
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170112
FILED AS OF DATE: 20170124
DATE AS OF CHANGE: 20170124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fifth Street Asset Management Inc.
CENTRAL INDEX KEY: 0001611988
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 465610118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 992-4533
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANNENBAUM LEONARD M
CENTRAL INDEX KEY: 0001200461
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36701
FILM NUMBER: 17544636
MAIL ADDRESS:
STREET 1: 10 BANK STREET, 12TH FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10606
4/A
1
v457472_4a.xml
OWNERSHIP DOCUMENT
X0306
4/A
2017-01-12
2017-01-17
0
0001611988
Fifth Street Asset Management Inc.
FSAM
0001200461
TANNENBAUM LEONARD M
C/O FIFTH STREET (FSAM)
777 WEST PUTNAM AVENUE, 3RD FLOOR
GREENWICH
CT
06830
1
1
1
0
CEO
Restricted Stock Units
2017-01-12
4
A
0
432519
0
A
Class A Common Stock
432519
432519
D
Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. No later than 60 days following each vesting date, one share of Class A common stock of the Issuer shall be issued for each restricted stock unit that becomes vested on such vesting date.
One-third of the total number of restricted stock units will vest on each of the first three anniversaries of the date of grant, which was January 12, 2017.
This Form 4/A has been filed to correct the number of restricted stock units acquired by Mr. Tannenbaum, which were incorrectly reported in the original Form 4 due to a clerical error.
/s/ Kerry S. Acocella, as attorney-in-fact for Leonard M. Tannenbaum
2017-01-24