0001144204-17-003659.txt : 20170124 0001144204-17-003659.hdr.sgml : 20170124 20170124174525 ACCESSION NUMBER: 0001144204-17-003659 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170112 FILED AS OF DATE: 20170124 DATE AS OF CHANGE: 20170124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fifth Street Asset Management Inc. CENTRAL INDEX KEY: 0001611988 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 465610118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 992-4533 MAIL ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANNENBAUM LEONARD M CENTRAL INDEX KEY: 0001200461 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36701 FILM NUMBER: 17544636 MAIL ADDRESS: STREET 1: 10 BANK STREET, 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10606 4/A 1 v457472_4a.xml OWNERSHIP DOCUMENT X0306 4/A 2017-01-12 2017-01-17 0 0001611988 Fifth Street Asset Management Inc. FSAM 0001200461 TANNENBAUM LEONARD M C/O FIFTH STREET (FSAM) 777 WEST PUTNAM AVENUE, 3RD FLOOR GREENWICH CT 06830 1 1 1 0 CEO Restricted Stock Units 2017-01-12 4 A 0 432519 0 A Class A Common Stock 432519 432519 D Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. No later than 60 days following each vesting date, one share of Class A common stock of the Issuer shall be issued for each restricted stock unit that becomes vested on such vesting date. One-third of the total number of restricted stock units will vest on each of the first three anniversaries of the date of grant, which was January 12, 2017. This Form 4/A has been filed to correct the number of restricted stock units acquired by Mr. Tannenbaum, which were incorrectly reported in the original Form 4 due to a clerical error. /s/ Kerry S. Acocella, as attorney-in-fact for Leonard M. Tannenbaum 2017-01-24