0001144204-16-126808.txt : 20161004
0001144204-16-126808.hdr.sgml : 20161004
20161004170017
ACCESSION NUMBER: 0001144204-16-126808
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161004
DATE AS OF CHANGE: 20161004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fifth Street Senior Floating Rate Corp.
CENTRAL INDEX KEY: 0001577791
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 681-3600
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fifth Street Holdings L.P.
CENTRAL INDEX KEY: 0001643561
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01013
FILM NUMBER: 161919829
BUSINESS ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 681-3600
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fifth Street Asset Management Inc.
CENTRAL INDEX KEY: 0001611988
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01013
FILM NUMBER: 161919830
BUSINESS ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 992-4533
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANNENBAUM LEONARD M
CENTRAL INDEX KEY: 0001200461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01013
FILM NUMBER: 161919831
MAIL ADDRESS:
STREET 1: 10 BANK STREET, 12TH FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10606
4
1
v449881_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-09-30
0
0001577791
Fifth Street Senior Floating Rate Corp.
FSFR
0001200461
TANNENBAUM LEONARD M
777 WEST PUTNAM AVENUE, 3RD FLOOR
GREENWICH
CT
06830
0
0
1
0
0001611988
Fifth Street Asset Management Inc.
777 WEST PUTNAM AVENUE, 3RD FLOOR
GREENWICH
CT
06830
0
0
1
0
0001643561
Fifth Street Holdings L.P.
777 WEST PUTNAM AVENUE 3RD FLOOR
GREENWICH
CT
06830
0
0
1
0
Common Stock
2016-09-30
4
P
0
646899
9.00
A
5098819.622
D
Common Stock
2016-09-30
4
P
0
1295742
9.00
A
2677494
I
See footnote
Common Stock
10875
I
See footnote
These shares of common stock, par value $0.01 per share (the "Common Stock"), of Fifth Street Senior Floating Rate Corp. (the "Company") are held by Fifth Street Holdings L.P. ("FSH"). Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Each of FSH, FSAM and Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of its or his pecuniary interest.
Securities held by the Mr. Tannenbaum's children. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.
/s/ Leonard M. Tannenbaum
2016-10-04
FIFTH STREET ASSET MANAGEMENT INC., By: /s/ Leonard M. Tannenbaum
2016-10-04
FIFTH STREET HOLDINGS L.P., By: Fifth Street Asset Management Inc., its General Partner, By: /s/ Leonard M. Tannenbaum
2016-10-04