0001144204-16-123901.txt : 20160914 0001144204-16-123901.hdr.sgml : 20160914 20160914161106 ACCESSION NUMBER: 0001144204-16-123901 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160913 FILED AS OF DATE: 20160914 DATE AS OF CHANGE: 20160914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fifth Street Senior Floating Rate Corp. CENTRAL INDEX KEY: 0001577791 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 681-3600 MAIL ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANNENBAUM LEONARD M CENTRAL INDEX KEY: 0001200461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01013 FILM NUMBER: 161885220 MAIL ADDRESS: STREET 1: 10 BANK STREET, 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10606 4 1 v448785_form4.xml OWNERSHIP DOCUMENT X0306 4 2016-09-13 0 0001577791 Fifth Street Senior Floating Rate Corp. FSFR 0001200461 TANNENBAUM LEONARD M 777 WEST PUTNAM AVENUE, 3RD FLOOR GREENWICH CT 06830 0 0 1 0 Common Stock 2016-09-13 4 P 0 865868 8.52 A 1381752 I See footnote Common Stock 4451920.622 D Common Stock 10875 I See footnote Securities held by Fifth Street Holdings L.P. The Reporting Person controls Fifth Street Holdings L.P. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Includes securities received pursuant to a dividend reinvestment plan that were exempt from reporting pursuant to Rule 16a-11 and that were not previously included in the Reporting Person's total beneficial ownership. /s/ Leonard M. Tannenbaum 2016-09-14