0001012975-16-000974.txt : 20160204 0001012975-16-000974.hdr.sgml : 20160204 20160204193947 ACCESSION NUMBER: 0001012975-16-000974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160202 FILED AS OF DATE: 20160204 DATE AS OF CHANGE: 20160204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fifth Street Senior Floating Rate Corp. CENTRAL INDEX KEY: 0001577791 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 681-3600 MAIL ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANNENBAUM LEONARD M CENTRAL INDEX KEY: 0001200461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01013 FILM NUMBER: 161389895 MAIL ADDRESS: STREET 1: 10 BANK STREET, 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10606 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-02-02 0001577791 Fifth Street Senior Floating Rate Corp. FSFR 0001200461 TANNENBAUM LEONARD M 777 WEST PUTNAM AVENUE, 3RD FLOOR GREENWICH CT 06830 0 0 1 0 Common Stock 2016-02-02 4 P 0 39284 7.537 A 2818557.25 D Common Stock 2016-02-03 4 P 0 19642 7.5195 A 2838199.25 D Common Stock 2016-02-04 4 P 0 29284 7.678 A 2867483.25 D Common Stock 154728 I See footnote Common Stock 10875 I See footnote This transaction was executed in multiple trades at prices ranging from $7.37 to $7.69. The price above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. This transaction was executed in multiple trades at prices ranging from $7.43 to $7.60. The price above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. This transaction was executed in multiple trades at prices ranging from $7.50 to $7.75. The price above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Securities held by Fifth Street Asset Management Inc. ("FSAM"). The Reporting Person is a controlling shareholder of FSAM and has investment control over FSAM's holdings of the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. /s/ Leonard M. Tannenbaum 2016-02-04