0001209191-19-060090.txt : 20191211
0001209191-19-060090.hdr.sgml : 20191211
20191211175145
ACCESSION NUMBER: 0001209191-19-060090
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191209
FILED AS OF DATE: 20191211
DATE AS OF CHANGE: 20191211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD
CENTRAL INDEX KEY: 0001205824
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00818
FILM NUMBER: 191280541
BUSINESS ADDRESS:
STREET 1: PO BOX 309GT
STREET 2: UGLAND HOUSE SOUTH CHURCH ST
CITY: GRAND CAYMAN
STATE: E9
ZIP: 00000
BUSINESS PHONE: 3531 707 5000
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FIG Corp.
CENTRAL INDEX KEY: 0001387345
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00818
FILM NUMBER: 191280542
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-798-6110
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fortress Operating Entity I LP
CENTRAL INDEX KEY: 0001387344
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00818
FILM NUMBER: 191280543
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-798-6100
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FIG LLC
CENTRAL INDEX KEY: 0001245521
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00818
FILM NUMBER: 191280544
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
STREET 2: 46 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-798-6100
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
STREET 2: 46 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER NAME:
FORMER CONFORMED NAME: FORTRESS INVESTMENT GROUP LLC
DATE OF NAME CHANGE: 20030621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fortress Principal Investment Holdings IV LLC
CENTRAL INDEX KEY: 0001381035
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00818
FILM NUMBER: 191280545
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-798-6100
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC
CENTRAL INDEX KEY: 0001252267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00818
FILM NUMBER: 191280546
BUSINESS ADDRESS:
STREET 1: C/O FORTRESS INVESTMENT GROUP LLC
STREET 2: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-798-6100
MAIL ADDRESS:
STREET 1: C/O FORTRESS INVESTMENT GROUP LLC
STREET 2: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drawbridge Special Opportunities GP LLC
CENTRAL INDEX KEY: 0001380935
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1206
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00818
FILM NUMBER: 191280547
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-479-7116
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drawbridge Special Opportunities Fund LP
CENTRAL INDEX KEY: 0001200438
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00818
FILM NUMBER: 191280548
BUSINESS ADDRESS:
STREET 1: C/O FORTRESS INVESTMENT GROUP LLC
STREET 2: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: (212) 798-6100
MAIL ADDRESS:
STREET 1: C/O FORTRESS INVESTMENT GROUP LLC
STREET 2: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER NAME:
FORMER CONFORMED NAME: DRAWBRIDGE SPECIAL OPPORTUNITIES FUND LP
DATE OF NAME CHANGE: 20021022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DB Med Investor I LLC
CENTRAL INDEX KEY: 0001792693
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00818
FILM NUMBER: 191280549
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-798-6100
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fortress Investment Group LLC
CENTRAL INDEX KEY: 0001380393
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00818
FILM NUMBER: 191280550
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-798-6100
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER NAME:
FORMER CONFORMED NAME: Fortress Investment Group Holdings LLC
DATE OF NAME CHANGE: 20061107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Medley Capital Corp
CENTRAL INDEX KEY: 0001490349
IRS NUMBER: 274576073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-759-0777
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Medley Capital BDC LLC
DATE OF NAME CHANGE: 20100426
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-09
0
0001490349
Medley Capital Corp
MCC
0001380393
Fortress Investment Group LLC
1345 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10105
0
0
1
0
0001792693
DB Med Investor I LLC
1345 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10105
0
0
1
0
0001200438
Drawbridge Special Opportunities Fund LP
1345 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10105
0
0
1
0
0001380935
Drawbridge Special Opportunities GP LLC
1345 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10105
0
0
1
0
0001252267
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC
1345 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10105
0
0
1
0
0001381035
Fortress Principal Investment Holdings IV LLC
1345 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10105
0
0
1
0
0001245521
FIG LLC
1345 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10105
0
0
1
0
0001387344
Fortress Operating Entity I LP
1345 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10105
0
0
1
0
0001387345
FIG Corp.
1345 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10105
0
0
1
0
0001205824
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD
1345 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10105
0
0
1
0
Common Stock
2019-12-09
4
S
0
19721
2.248
D
7496032
I
See footnote
Common Stock
2019-12-10
4
S
0
5552
2.247
D
7490480
I
See footnote
The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.220 to $2.250 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]
Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.
The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.220 to $2.265 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
/s/ David N. Brooks as Authorized Signatory
2019-12-11
/s/ Constantine M. Dakolias as Authorized Signatory
2019-12-11
/s/ Constantine M. Dakolias as Authorized Signatory
2019-12-11
/s/ Constantine M. Dakolias as Authorized Signatory
2019-12-11
/s/ Constantine M. Dakolias as Authorized Signatory
2019-12-11
/s/ David N. Brooks as Authorized Signatory
2019-12-11
/s/ David N. Brooks as Authorized Signatory
2019-12-11
/s/ David N. Brooks as Authorized Signatory
2019-12-11
/s/ David N. Brooks as Authorized Signatory
2019-12-11
/s/ Constantine M. Dakolias as Authorized Signatory
2019-12-11