0001950047-23-000154.txt : 20230417 0001950047-23-000154.hdr.sgml : 20230417 20230417172409 ACCESSION NUMBER: 0001950047-23-000154 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230417 DATE AS OF CHANGE: 20230417 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CODEXIS, INC. CENTRAL INDEX KEY: 0001200375 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 710872999 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-34705 FILM NUMBER: 23824832 BUSINESS ADDRESS: STREET 1: 200 PENOBSCOT DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-421-8100 MAIL ADDRESS: STREET 1: 200 PENOBSCOT DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: CODEXIS INC DATE OF NAME CHANGE: 20021022 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLS JOHN J CENTRAL INDEX KEY: 0001238884 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: ALBEMARLE CORP STREET 2: 451 FLORIDA ST CITY: BATON ROUGE STATE: LA ZIP: 70801 144 1 primary_doc.xml 144 0001238884 XXXXXXXX LIVE 0001200375 CODEXIS, INC. 001-34705 200 Penobscot Drive Redwood City CA 94063 650-421-8100 JOHN NICOLS Director Common Morgan Stanley Smith Barney LLC

1 New York Plaza 38th Floor New York NY 10004

35714 151377.36 65946807 04/17/2023 NASD COMMON 04/17/2023 STOCK OPTIONS ISSUER N 35714 04/17/2023 Cash N JOHN NICOLS

200 Penobscot Drive Redwood City CA 94063

COMMON 03/16/2023 35714 145610.00 JOHN NICOLS

200 Penobscot Drive Redwood City CA 94063

COMMON 03/15/2023 35714 145061.00 JOHN NICOLS

200 Penobscot Drive Redwood City CA 94063

COMMON 02/24/2023 35714 171579.00 JOHN NICOLS

200 Penobscot Drive Redwood City CA 94063

COMMON 02/23/2023 39785 212025.00 JOHN NICOLS

200 Penobscot Drive Redwood City CA 94063

COMMON 01/24/2023 35714 228217.00 JOHN NICOLS

200 Penobscot Drive Redwood City CA 94063

COMMON 01/23/2023 39785 260445.00 04/17/2023 08/31/2022 /s/ John Joseph Nicols