0001179110-17-009481.txt : 20170622 0001179110-17-009481.hdr.sgml : 20170622 20170622181429 ACCESSION NUMBER: 0001179110-17-009481 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170620 FILED AS OF DATE: 20170622 DATE AS OF CHANGE: 20170622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New York & Company, Inc. CENTRAL INDEX KEY: 0001211351 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 331031445 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-884-2110 MAIL ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: NY & CO GROUP INC DATE OF NAME CHANGE: 20021220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EGAN JAMES O CENTRAL INDEX KEY: 0001200318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32315 FILM NUMBER: 17926001 MAIL ADDRESS: STREET 1: 280 PARK AVE STREET 2: 37TH FLR WEST TOWER CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar.xml FORM 4 - X0306 4 2017-06-20 0 0001211351 New York & Company, Inc. NWY 0001200318 EGAN JAMES O 330 W. 34TH STREET 9TH FLOOR NEW YORK NY 10001 1 0 0 0 Deferred Stock Units 2017-06-20 4 A 0 11194 0 A Common Stock 11194 54683 D Deferred Stock Units 2017-06-20 4 A 0 11194 0 A Common Stock 11194 65877 D On June 20, 2017, the reporting person was awarded deferred stock units which vest on June 1, 2018. The reporting person has elected to defer the receipt of shares. Each deferred stock unitis the economic equivalent of one share of New York & Company, Inc. common stock. On June 20, 2017, the reporting person was granted an award of performance-based deferred stock units that vests subject to the Company achieving target operating income for the period July 30, 2017 through February 3, 2018 ("Fall 2017") and continuation as a member of the Company's Board of Directors through June 1, 2018. The reporting person has elected to defer the receipt of shares. Each deferred stock unit is the economic equivalent of one share of New York & Company, Inc common stock. Any earned shares will vest on June 1, 2018. All 11,194 performance-based deferred stock units will be cancelled if the Company does not achieve the target operating income goal for Fall 2017. Includes 43,489 vested deferred stock units; 11,194 deferred stock units which vest on June 1, 2018; and 11,194 performance-based deferred stock units as described in footnote (2) above. Linda Gormezano, attorney-in-fact /s/ Linda Gormezano 2017-06-22