-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vn0pGBGkB8uCvwzlEPbjDq2dwDkzHrxSt/ELDHrCjpUxD12w9oSomTwulWCoVDM0 Tdh6fQvAKbnbxStdzKU4NA== 0001209191-10-045505.txt : 20100908 0001209191-10-045505.hdr.sgml : 20100908 20100908201200 ACCESSION NUMBER: 0001209191-10-045505 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100827 FILED AS OF DATE: 20100908 DATE AS OF CHANGE: 20100908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Granite Global Ventures II LP CENTRAL INDEX KEY: 0001321342 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 101063229 BUSINESS ADDRESS: STREET 1: 2494 SAND HILL RD STE 100 CITY: MENLO STATE: CA ZIP: 94025 MAIL ADDRESS: STREET 1: 2494 SAND HILL RD STE 100 CITY: MENLO STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kellman Joel D CENTRAL INDEX KEY: 0001322039 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 101063223 MAIL ADDRESS: STREET 1: 2494 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bonham Scott CENTRAL INDEX KEY: 0001425468 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 101063224 MAIL ADDRESS: STREET 1: 2494 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Solomon Glenn CENTRAL INDEX KEY: 0001479296 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 101063221 MAIL ADDRESS: STREET 1: C/O QUINSTREET, INC. STREET 2: 1051 EAST HILLSDALE BLVD. CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothrock Ray A. CENTRAL INDEX KEY: 0001500899 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 101063226 MAIL ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foo Jixun CENTRAL INDEX KEY: 0001500978 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 101063222 MAIL ADDRESS: STREET 1: 2494 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Jenny CENTRAL INDEX KEY: 0001500979 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 101063230 MAIL ADDRESS: STREET 1: 2494 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLU MOBILE INC CENTRAL INDEX KEY: 0001366246 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY, SUITE 250 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-532-2400 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY, SUITE 250 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUN ANTHONY CENTRAL INDEX KEY: 0001199723 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 101063225 MAIL ADDRESS: STREET 1: 2494 SAND HILL RD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GGV II Entrepreneurs Fund L P CENTRAL INDEX KEY: 0001321864 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 101063228 BUSINESS ADDRESS: STREET 1: 2494 SAND HILL RD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-475-2150 MAIL ADDRESS: STREET 1: 2494 SAND HILL RD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Granite Global Ventures II L.L.C. CENTRAL INDEX KEY: 0001500936 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 101063227 BUSINESS ADDRESS: STREET 1: 2494 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 475-2150 MAIL ADDRESS: STREET 1: 2494 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 3 1 c05783_3x0.xml MAIN DOCUMENT DESCRIPTION X0203 3 2010-08-27 0 0001366246 GLU MOBILE INC GLUU 0001321342 Granite Global Ventures II LP C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001321864 GGV II Entrepreneurs Fund L P C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001500936 Granite Global Ventures II L.L.C. C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001500899 Rothrock Ray A. C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001199723 SUN ANTHONY C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001425468 Bonham Scott C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001322039 Kellman Joel D C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001500978 Foo Jixun C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001479296 Solomon Glenn C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001500979 Lee Jenny C/O GGV CAPITAL 2494 SAND HILL ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 Common Stock 4009439 I By Granite Global Ventures II L.P. Common Stock 79738 I By GGV II Entrepreneurs Fund L.P. Common Stock Warrants (right to buy) 1.50 2010-08-27 2015-08-27 Common Stock 980500 I By Granite Global Ventures II L.P. Common Stock Warrants (right to buy) 1.50 2010-08-27 2015-08-27 Common Stock 19500 I By GGV II Entrepreneurs Fund L.P. The shares are owned by Granite Global Ventures II L.P. ("GGV II"), which is under common control with GGV II Entrepreneurs Fund L.P. ("GGV II Entrepreneurs"). Granite Global Ventures II L.L.C. (the "General Partner") serves as the general partner of GGV II and GGV II Entrepreneurs and possesses power to direct the voting and disposition of the shares owned by GGV II and GGV II Entrepreneurs and may be deemed to have indirect beneficial ownership of the shares held by GGV II and GGV II Entrepreneurs. The General Partner owns no securities of the Issuer directly. Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Hany M. Nada, Jixun Foo, Glenn Solomon, Thomas, K. Ng, and Ms. Jenny Lee are members of the investment committee of the General Partner and share voting and dispositive power over the shares held by GGV II and GGV II Entrepreneurs. Mr. Nada is a director of the Issuer and, accordingly, files separate Section 16 reports. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein. The shares are owned by GGV II Entrepreneurs. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein. /s/ Hany M. Nada as Manager of Granite Global Ventures II L.L.C. which serves as general partner of Granite Global Ventures II L.P. 2010-09-08 /s/ Hany M. Nada as Manager of Granite Global Ventures II L.L.C. which serves as general partner of GGV II Entrepreneurs Fund L.P. 2010-09-08 /s/ Hany M. Nada as Manager of Granite Global Ventures II L.L.C. 2010-09-08 /s/ Ray A. Rothrock 2010-09-08 /s/ Anthony Sun 2010-09-08 /s/ Scott B. Bonham 2010-09-08 /s/ Joel D. Kellman 2010-09-08 /s/ Jixun Foo 2010-09-08 /s/ Glenn Solomon 2010-09-08 /s/ Jenny Lee 2010-09-08 -----END PRIVACY-ENHANCED MESSAGE-----