0001123292-20-000570.txt : 20200317
0001123292-20-000570.hdr.sgml : 20200317
20200317183332
ACCESSION NUMBER: 0001123292-20-000570
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200313
FILED AS OF DATE: 20200317
DATE AS OF CHANGE: 20200317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MITCHELL DEAN J
CENTRAL INDEX KEY: 0001199297
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36042
FILM NUMBER: 20722463
MAIL ADDRESS:
STREET 1: C/O BRISTOL MYERS SQUIBB CO
STREET 2: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10164
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRECIGEN, INC.
CENTRAL INDEX KEY: 0001356090
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 000000000
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
BUSINESS PHONE: 301-556-9900
MAIL ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
FORMER COMPANY:
FORMER CONFORMED NAME: INTREXON CORP
DATE OF NAME CHANGE: 20060313
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-03-13
0001356090
PRECIGEN, INC.
PGEN
0001199297
MITCHELL DEAN J
20374 SENECA MEADOWS PARKWAY
GERMANTOWN
MD
20876
1
0
0
0
Common Stock
2020-03-13
4
A
0
28109
2.01
A
102473
D
Restricted Stock Units
2020-03-13
4
A
0
62189
0
A
Common Stock
62189
62189
D
Option to Purchase Common Stock (Right to Buy)
2.01
2020-03-13
4
A
0
96324
0
A
2020-03-13
2030-03-13
Common Stock
96324
96324
D
The shares were issued to the reporting person in lieu of an annual retainer of $56,500.
Each restricted stock unit represents a contingent right to receive one share of Precigen, Inc. common stock.
The restricted stock units vest in full on March 13, 2021.
/s/ Dean J. Mitchell, by Donald P. Lehr, as attorney-in-fact
2020-03-17