0001013762-23-003533.txt : 20231012
0001013762-23-003533.hdr.sgml : 20231012
20231012161531
ACCESSION NUMBER: 0001013762-23-003533
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231010
FILED AS OF DATE: 20231012
DATE AS OF CHANGE: 20231012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOLUBIAK MYRON Z
CENTRAL INDEX KEY: 0001199080
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38174
FILM NUMBER: 231322888
MAIL ADDRESS:
STREET 1: C/O CITIUS PHARMACEUTICALS, INC.
STREET 2: 63 GREAT ROAD
CITY: MAYNARD
STATE: MA
ZIP: 01754
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Citius Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001506251
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 273425913
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 11 COMMERCE DRIVE
STREET 2: 1ST FLOOR
CITY: CRANFORD
STATE: NJ
ZIP: 07016
BUSINESS PHONE: (908) 967-6676
MAIL ADDRESS:
STREET 1: 11 COMMERCE DRIVE
STREET 2: 1ST FLOOR
CITY: CRANFORD
STATE: NJ
ZIP: 07016
FORMER COMPANY:
FORMER CONFORMED NAME: Trail One, Inc.
DATE OF NAME CHANGE: 20110314
FORMER COMPANY:
FORMER CONFORMED NAME: TrailOne, Inc.
DATE OF NAME CHANGE: 20101119
4
1
ownership.xml
X0508
4
2023-10-10
0
0001506251
Citius Pharmaceuticals, Inc.
CTXR
0001199080
HOLUBIAK MYRON Z
C/O CITIUS PHARMACEUTICALS, INC.
11 COMMERCE DRIVE, 1ST FLOOR
CRANFORD
NJ
07016
1
1
0
0
Vice Chairman
0
Common Stock
1992243
D
Warrant to Purchase Common Stock
1.15
2024-08-14
Common Stock
784314
784314
D
Options to Purchase Common Stock
8.10
2025-10-01
Common Stock
26667
26667
D
Options to Purchase Common Stock
3.45
2027-09-13
Common Stock
40000
40000
D
Options to Purchase Common Stock
1.62
2028-09-04
Common Stock
150000
150000
D
Warrant to Purchase Common Stock
1.42
2024-04-05
Common Stock
129450
129450
D
Warrant to Purchase Common Stock
0.77
2024-09-27
Common Stock
558597
558597
D
Options to Purchase Common Stock
0.67
2029-10-08
Common Stock
175000
175000
D
Options to Purchase Common Stock
1.01
2030-10-06
Common Stock
200000
200000
D
Options to Purchase Common Stock
2.00
2031-07-22
Common Stock
300000
300000
D
Options to Purchase Common Stock
2.00
2031-07-22
Common Stock
10000
10000
I
See footnote
Options to Purchase Common Stock
2.04
2031-10-11
Common Stock
650000
650000
D
Options to Purchase Common Stock
2.04
2031-10-11
Common Stock
15000
15000
I
See footnote
Options to Purchase Common Stock
1.25
2032-10-04
Common Stock
400000
400000
D
Options to Purchase Common Stock
0.70
2023-10-10
4
A
0
400000
0
A
2033-10-10
Common Stock
400000
400000
D
The warrant is fully vested and exercisable immediately.
The options vested in full On December 31, 2016.
The options vested in full on September 13, 2020.
The options vested in full on September 4, 2021.
The options vested in full on October 8, 2022.
The options vested in full on October 6, 2023.
The options were granted on July 22, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
The options are held by the Reporting Person's daughter. The Reporting Person disclaims beneficial ownership in these shares.
The options were granted on October 11, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
The options were granted on October 4, 2022. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
The options were granted on October 10, 2023. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
/s/ Alexander M. Donaldson, by power of attorney
2023-10-12