0001013762-23-003533.txt : 20231012 0001013762-23-003533.hdr.sgml : 20231012 20231012161531 ACCESSION NUMBER: 0001013762-23-003533 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231010 FILED AS OF DATE: 20231012 DATE AS OF CHANGE: 20231012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLUBIAK MYRON Z CENTRAL INDEX KEY: 0001199080 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38174 FILM NUMBER: 231322888 MAIL ADDRESS: STREET 1: C/O CITIUS PHARMACEUTICALS, INC. STREET 2: 63 GREAT ROAD CITY: MAYNARD STATE: MA ZIP: 01754 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Citius Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001506251 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273425913 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: (908) 967-6676 MAIL ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 FORMER COMPANY: FORMER CONFORMED NAME: Trail One, Inc. DATE OF NAME CHANGE: 20110314 FORMER COMPANY: FORMER CONFORMED NAME: TrailOne, Inc. DATE OF NAME CHANGE: 20101119 4 1 ownership.xml X0508 4 2023-10-10 0 0001506251 Citius Pharmaceuticals, Inc. CTXR 0001199080 HOLUBIAK MYRON Z C/O CITIUS PHARMACEUTICALS, INC. 11 COMMERCE DRIVE, 1ST FLOOR CRANFORD NJ 07016 1 1 0 0 Vice Chairman 0 Common Stock 1992243 D Warrant to Purchase Common Stock 1.15 2024-08-14 Common Stock 784314 784314 D Options to Purchase Common Stock 8.10 2025-10-01 Common Stock 26667 26667 D Options to Purchase Common Stock 3.45 2027-09-13 Common Stock 40000 40000 D Options to Purchase Common Stock 1.62 2028-09-04 Common Stock 150000 150000 D Warrant to Purchase Common Stock 1.42 2024-04-05 Common Stock 129450 129450 D Warrant to Purchase Common Stock 0.77 2024-09-27 Common Stock 558597 558597 D Options to Purchase Common Stock 0.67 2029-10-08 Common Stock 175000 175000 D Options to Purchase Common Stock 1.01 2030-10-06 Common Stock 200000 200000 D Options to Purchase Common Stock 2.00 2031-07-22 Common Stock 300000 300000 D Options to Purchase Common Stock 2.00 2031-07-22 Common Stock 10000 10000 I See footnote Options to Purchase Common Stock 2.04 2031-10-11 Common Stock 650000 650000 D Options to Purchase Common Stock 2.04 2031-10-11 Common Stock 15000 15000 I See footnote Options to Purchase Common Stock 1.25 2032-10-04 Common Stock 400000 400000 D Options to Purchase Common Stock 0.70 2023-10-10 4 A 0 400000 0 A 2033-10-10 Common Stock 400000 400000 D The warrant is fully vested and exercisable immediately. The options vested in full On December 31, 2016. The options vested in full on September 13, 2020. The options vested in full on September 4, 2021. The options vested in full on October 8, 2022. The options vested in full on October 6, 2023. The options were granted on July 22, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date. The options are held by the Reporting Person's daughter. The Reporting Person disclaims beneficial ownership in these shares. The options were granted on October 11, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date. The options were granted on October 4, 2022. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date. The options were granted on October 10, 2023. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date. /s/ Alexander M. Donaldson, by power of attorney 2023-10-12