0001950047-24-006860.txt : 20240906 0001950047-24-006860.hdr.sgml : 20240906 20240906162443 ACCESSION NUMBER: 0001950047-24-006860 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240906 DATE AS OF CHANGE: 20240906 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 331151291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 241284818 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: DALY RICHARD J CENTRAL INDEX KEY: 0001198860 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 144 1 primary_doc.xml 144 0001198860 XXXXXXXX LIVE 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. 001-33220 5 Dakota Drive Lake Success NY 11042 516-472-5400 RICHARD DALY Director Common Morgan Stanley Smith Barney LLC Executive Financial Services

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21938 4555704.31 116708830 09/06/2024 NYSE Common 04/01/2023 Restricted stock vesting under a registered plan Issuer N 781 04/01/2023 Not Applicable Common 09/06/2024 Exercise of options under a registered plan Issuer N 12900 09/06/2024 Cash Common 08/21/2023 Restricted stock vesting under a registered plan Issuer N 8257 08/21/2023 Not Applicable Y 09/06/2024 /s/ Richard J. Daly