0001950047-23-003279.txt : 20230818 0001950047-23-003279.hdr.sgml : 20230818 20230818181025 ACCESSION NUMBER: 0001950047-23-003279 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230818 DATE AS OF CHANGE: 20230818 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 231186913 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: DALY RICHARD J CENTRAL INDEX KEY: 0001198860 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 144 1 primary_doc.xml 144 0001198860 XXXXXXXX LIVE 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. 001-33220 5 Dakota Drive Lake Success NY 11042 516-472-5400 RICHARD DALY Director Common Morgan Stanley Smith Barney LLC Executive Financial Services
1 New York Plaza 38th Floor New York NY 10004
31565 5644342.82 118116862 08/18/2023 NYSE
Common 10/07/2021 Restricted stock vesting under a registered plan Issuer N 1049 10/07/2021 Not Applicable Common 04/01/2022 Restricted stock vesting under a registered plan Issuer N 6236 04/01/2022 Not Applicable Common 10/05/2021 Restricted stock vesting under a registered plan Issuer N 5882 10/05/2021 Not Applicable Common 10/06/2021 Restricted stock vesting under a registered plan Issuer N 10307 10/06/2021 Not Applicable Common 10/06/2021 Restricted stock vesting under a registered plan Issuer N 531 10/06/2021 Not Applicable Common 10/07/2021 Restricted stock vesting under a registered plan Issuer N 7560 10/07/2021 Not Applicable Y 08/18/2023 /s/ Richard J. Daly