0001950047-23-003278.txt : 20230818 0001950047-23-003278.hdr.sgml : 20230818 20230818175603 ACCESSION NUMBER: 0001950047-23-003278 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230818 DATE AS OF CHANGE: 20230818 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 231186873 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: DALY RICHARD J CENTRAL INDEX KEY: 0001198860 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 144 1 primary_doc.xml 144 0001198860 XXXXXXXX LIVE 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. 001-33220 5 Dakota Drive Lake Success NY 11042 516-472-5400 DEBORAH L DALY & RICHARD DALYCO-TTEE EED FAMILY 2014 TRUST U/ADTD 05/28/2014 Director Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

9484 1699156.29 118116862 08/18/2023 NYSE Common 10/20/2015 Exercise of options under a registered plan Issuer N 1427 10/20/2015 Not Applicable Common 10/19/2015 Exercise of options under a registered plan Issuer N 2612 10/19/2015 Not Applicable Common 04/01/2013 Exercise of options under a registered plan Issuer N 5445 04/01/2013 Not Applicable Y 08/18/2023 /s/ Richard J. Daly