0001225208-23-008384.txt : 20230822 0001225208-23-008384.hdr.sgml : 20230822 20230822155836 ACCESSION NUMBER: 0001225208-23-008384 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230821 FILED AS OF DATE: 20230822 DATE AS OF CHANGE: 20230822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALY RICHARD J CENTRAL INDEX KEY: 0001198860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 231193408 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0508 4 2023-08-21 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001198860 DALY RICHARD J 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 1 Executive Chairman 0 Common Stock 2023-08-21 4 M 0 43527.0000 117.3400 A 155287.9949 D Common Stock 2023-08-21 4 M 0 36780.0000 98.3100 A 192067.9949 D Common Stock 2023-08-21 4 S 0 32450.0000 178.2938 D 159617.9949 D Common Stock 2023-08-21 4 S 0 39600.0000 178.2938 D 120017.9949 D Common Stock 2700.0000 I 2020 Grandchild Trust Common Stock 15000.0000 I by The EED 2012 Trust Common Stock 15000.0000 I by The KLD 2012 Trust Stock Option (Right to Buy) 117.3400 2023-08-21 4 M 0 43527.0000 0.0000 D 2021-02-04 2030-02-04 Common Stock 43527.0000 14510.0000 D Stock Option (Right to Buy) 98.3100 2023-08-21 4 M 0 36780.0000 0.0000 D 2020-02-11 2029-02-11 Common Stock 36780.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.29 - $179.3034, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Maria Allen, Power of Attorney 2023-08-22