-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KGQ6+Fr0CKHGR6L4CYLTO7xxP6aelIxMF9sAZnlmwCegcqbbp/JPVILwXRWu3hX7 YZfPbpsik5BL50CAgREgqg== 0001225208-09-017587.txt : 20090820 0001225208-09-017587.hdr.sgml : 20090820 20090820124017 ACCESSION NUMBER: 0001225208-09-017587 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090819 FILED AS OF DATE: 20090820 DATE AS OF CHANGE: 20090820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALY RICHARD J CENTRAL INDEX KEY: 0001198860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 091026102 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0303 4 2009-08-19 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001198860 DALY RICHARD J 1981 MARCUS AVENUE LAKE SUCCESS NY 11042 1 1 Chief Executive Officer Common Stock 2009-08-19 4 M 0 76163 17.9 A 136077.0229 D Common Stock 2009-08-19 4 S 0 100 20.23 D 135977.0229 D Common Stock 2009-08-19 4 S 0 400 20.38 D 135577.0229 D Common Stock 2009-08-19 4 S 0 400 20.33 D 135177.0229 D Common Stock 2009-08-19 4 S 0 400 20.31 D 134777.0229 D Common Stock 2009-08-19 4 S 0 431 20.28 D 134346.0229 D Common Stock 2009-08-19 4 S 0 600 20.36 D 133746.0229 D Common Stock 2009-08-19 4 S 0 800 20.34 D 132946.0229 D Common Stock 2009-08-19 4 S 0 848 20.21 D 132098.0229 D Common Stock 2009-08-19 4 S 0 883 20.35 D 131215.0229 D Common Stock 2009-08-19 4 S 0 1295 20.13 D 129920.0229 D Common Stock 2009-08-19 4 S 0 1300 20.26 D 128620.0229 D Common Stock 2009-08-19 4 S 0 1607 20.11 D 127013.0229 D Common Stock 2009-08-19 4 S 0 1700 20.12 D 125313.0229 D Common Stock 2009-08-19 4 S 0 1800 20.32 D 123513.0229 D Common Stock 2009-08-19 4 S 0 1800 20.2 D 121713.0229 D Common Stock 2009-08-19 4 S 0 1835 20.27 D 119878.0229 D Common Stock 2009-08-19 4 S 0 2957 20.24 D 116921.0229 D Common Stock 2009-08-19 4 S 0 3080 20.25 D 113841.0229 D Common Stock 2009-08-19 4 S 0 3249 20.1 D 110592.0229 D Common Stock 2009-08-19 4 S 0 3300 20.19 D 107292.0229 D Common Stock 2009-08-19 4 S 0 4610 20.18 D 102682.0229 D Common Stock 2009-08-19 4 S 0 5300 20.15 D 97382.0229 D Common Stock 2009-08-19 4 S 0 5900 20.22 D 91482.0229 D Common Stock 2009-08-19 4 S 0 8400 20.14 D 83082.0229 D Common Stock 2009-08-19 4 S 0 9101 20.16 D 73981.0229 D Common Stock 2009-08-19 4 S 0 9504 20.17 D 64477.0229 D Stock Option (Right to Buy) 17.9 2009-08-19 4 M 0 76163 0 D 2007-04-02 2009-10-17 Common Stock 76163 0 D Adam D. Amsterdam, Power of Attorney 2009-08-20 -----END PRIVACY-ENHANCED MESSAGE-----