-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EsI+mxF/UY7LQK6BuTS2h2qNpWQb2fG44Z1WWWH0CPY8S/hNlSb3jd0V1467zdLC /Ydcb1v36qOCo13+xO8a2Q== 0001225208-08-007586.txt : 20080501 0001225208-08-007586.hdr.sgml : 20080501 20080501204836 ACCESSION NUMBER: 0001225208-08-007586 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080429 FILED AS OF DATE: 20080501 DATE AS OF CHANGE: 20080501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALY RICHARD J CENTRAL INDEX KEY: 0001198860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 08796398 BUSINESS ADDRESS: BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 4 1 doc4.xml X0202 4 2008-04-29 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001198860 DALY RICHARD J 1981 MARCUS AVENUE LAKE SUCCESS NY 11042 1 1 Chief Executive Officer Stock Option (Right to Buy) 18.97 2008-04-29 4 A 0 171534 0 A 2018-04-28 Common Stock 171534 171534 D Stock Option (Right to Buy) 20.87 2008-04-29 4 A 0 171533 0 A 2018-04-28 Common Stock 171533 171533 D Stock Option (Right to Buy) 22.76 2008-04-29 4 A 0 171533 0 A 2018-04-28 Common Stock 171533 171533 D The stock options vest upon approval by Broadridge's stockholders of an amendment to the Broadridge Financial Solutions, Inc. 2007 Omnibus Award Plan (the "Plan") to increase the limit on the number of stock options that can be granted per individual in a calendar year under the Plan. Broadridge will seek such approval at Broadridge's Annual Meeting of Stockholders that is anticipated to be held in November 2008. Adam D. Amsterdam, Power of Attorney 2008-05-01 -----END PRIVACY-ENHANCED MESSAGE-----