-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GKTS7vgjTqsrFne1xm3vVmir7kE2Hf+Q28WqMP0wfoqJoxmYPby0zfvx6rnAjN10 YwA6qLdSc9iv0hgYxgdTkg== 0001225208-10-010028.txt : 20100406 0001225208-10-010028.hdr.sgml : 20100406 20100406161404 ACCESSION NUMBER: 0001225208-10-010028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090804 FILED AS OF DATE: 20100406 DATE AS OF CHANGE: 20100406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hogan John CENTRAL INDEX KEY: 0001198858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 10734476 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER NAME: FORMER CONFORMED NAME: HOGAN JOHN P DATE OF NAME CHANGE: 20021016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0303 4 2009-08-04 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001198858 Hogan John 1981 MARCUS AVENUE LAKE SUCCESS NY 11042 1 President and COO Common Stock 2009-08-04 4 A 0 36920 0 A 46969.2642 D Common Stock 2010-04-05 4 F 0 16171 21.32 D 30798.2642 D The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units vested and converted into shares of Broadridge common stock on April 1, 2010. Adam D. Amsterdam, Power of Attorney 2010-04-06 -----END PRIVACY-ENHANCED MESSAGE-----