-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A1ckIujxU88jrvXyALiSrRxSJQZy1O7lz5uYOczTfhIbnOgdY9LCIU9y7neWkdsY Nbg6tXUH1w2CL0IM3Q30bQ== 0001225208-10-003736.txt : 20100209 0001225208-10-003736.hdr.sgml : 20100209 20100209152506 ACCESSION NUMBER: 0001225208-10-003736 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100208 FILED AS OF DATE: 20100209 DATE AS OF CHANGE: 20100209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hogan John CENTRAL INDEX KEY: 0001198858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 10584148 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER NAME: FORMER CONFORMED NAME: HOGAN JOHN P DATE OF NAME CHANGE: 20021016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0303 4 2010-02-08 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001198858 Hogan John 1981 MARCUS AVENUE LAKE SUCCESS NY 11042 1 President and COO Stock Option (Right to Buy) 25.67 2010-02-08 4 A 0 65167 0 A 2011-02-08 2020-02-08 Common Stock 65167 65167 D Stock Option (Right to Buy) 23.53 2010-02-08 4 A 0 65167 0 A 2011-02-08 2020-02-08 Common Stock 65167 65167 D Stock Option (Right to Buy) 21.39 2010-02-08 4 A 0 65166 0 A 2011-02-08 2020-02-08 Common Stock 65166 65166 D Stock options vest equally over 3 years beginning on February 8, 2011. Adam D. Amsterdam, Power of Attorney 2010-02-09 -----END PRIVACY-ENHANCED MESSAGE-----