-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Aw7zGN8HeLAoTPy0dNRZC53D3vALfPmzwdphtSbUZ5+vMRn10xLDoYL3F0tUsHE+ Vnv5HD0rBAqNFu6jKfXNVA== 0001225208-09-013306.txt : 20090529 0001225208-09-013306.hdr.sgml : 20090529 20090529153028 ACCESSION NUMBER: 0001225208-09-013306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090527 FILED AS OF DATE: 20090529 DATE AS OF CHANGE: 20090529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hogan John CENTRAL INDEX KEY: 0001198858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 09861385 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER NAME: FORMER CONFORMED NAME: HOGAN JOHN P DATE OF NAME CHANGE: 20021016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0303 4 2009-05-27 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001198858 Hogan John 1981 MARCUS AVENUE LAKE SUCCESS NY 11042 1 President and COO Common Stock 2009-05-27 4 S 0 300 17.48 D 34821.2642 D Common Stock 2009-05-27 4 S 0 300 17.36 D 34521.2642 D Common Stock 2009-05-27 4 S 0 500 17.47 D 34021.2642 D Common Stock 2009-05-27 4 S 0 500 17.37 D 33521.2642 D Common Stock 2009-05-27 4 S 0 600 17.67 D 32921.2642 D Common Stock 2009-05-27 4 S 0 700 17.45 D 32221.2642 D Common Stock 2009-05-27 4 S 0 800 17.44 D 31421.2642 D Common Stock 2009-05-27 4 S 0 800 17.41 D 30621.2642 D Common Stock 2009-05-27 4 S 0 900 17.39 D 29721.2642 D Common Stock 2009-05-27 4 S 0 1000 17.38 D 28721.2642 D Common Stock 2009-05-27 4 S 0 1100 17.51 D 27621.2642 D Common Stock 2009-05-27 4 S 0 1200 17.43 D 26421.2642 D Common Stock 2009-05-27 4 S 0 1500 17.42 D 24921.2642 D Common Stock 2009-05-27 4 S 0 1500 17.4 D 23421.2642 D Common Stock 2009-05-27 4 S 0 2054 17.66 D 21367.2642 D Common Stock 2009-05-27 4 S 0 4100 17.5 D 17267.2642 D Common Stock 2009-05-27 4 S 0 6400 17.65 D 10867.2642 D Adam D. Amsterdam, Power of Attorney 2009-05-29 -----END PRIVACY-ENHANCED MESSAGE-----