-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EI9ac55fsrJTYazE9Roq6wzQ1IzN5MJNa43ZSiOAwin56B4R8E37byNwOg+xCtSi PxCcYkaqTYAOPFzuQ1j69Q== 0001225208-09-022186.txt : 20091112 0001225208-09-022186.hdr.sgml : 20091111 20091112101618 ACCESSION NUMBER: 0001225208-09-022186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091110 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEINBACH ARTHUR F CENTRAL INDEX KEY: 0001198853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 091174896 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0303 4 2009-11-10 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001198853 WEINBACH ARTHUR F 1981 MARCUS AVENUE LAKE SUCCESS NY 11042 1 1 Executive Chairman Common Stock 2009-11-10 4 P 0 4983 22.86 A 187813 D Common Stock 2009-11-10 4 P 0 4900 22.8 A 192713 D Common Stock 2009-11-10 4 P 0 3858 22.87 A 196571 D Common Stock 2009-11-10 4 P 0 3159 22.88 A 199730 D Common Stock 2009-11-10 4 P 0 1200 22.83 A 200930 D Common Stock 2009-11-10 4 P 0 1014 22.76 A 201944 D Common Stock 2009-11-10 4 P 0 1000 22.84 A 202944 D Common Stock 2009-11-10 4 P 0 900 22.9 A 203844 D Common Stock 2009-11-10 4 P 0 900 22.8675 A 204744 D Common Stock 2009-11-10 4 P 0 800 22.91 A 205544 D Common Stock 2009-11-10 4 P 0 700 22.85 A 206244 D Common Stock 2009-11-10 4 P 0 400 22.89 A 206644 D Common Stock 2009-11-10 4 P 0 300 22.74 A 206944 D Common Stock 2009-11-10 4 P 0 200 22.81 A 207144 D Common Stock 2009-11-10 4 P 0 200 22.78 A 207344 D Common Stock 2009-11-10 4 P 0 200 22.75 A 207544 D Common Stock 2009-11-10 4 P 0 186 22.77 A 207730 D Common Stock 2009-11-10 4 P 0 100 22.82 A 207830 D Adam D. Amsterdam, Power of Attorney 2009-11-11 -----END PRIVACY-ENHANCED MESSAGE-----