0000899243-18-009684.txt : 20180406 0000899243-18-009684.hdr.sgml : 20180406 20180406180457 ACCESSION NUMBER: 0000899243-18-009684 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180404 FILED AS OF DATE: 20180406 DATE AS OF CHANGE: 20180406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAITE ANDREW L CENTRAL INDEX KEY: 0001198830 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38347 FILM NUMBER: 18744153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nine Energy Service, Inc. CENTRAL INDEX KEY: 0001532286 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 800759121 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2001 KIRBY DRIVE STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 227-7888 MAIL ADDRESS: STREET 1: 2001 KIRBY DRIVE STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77019 FORMER COMPANY: FORMER CONFORMED NAME: NSC-Tripoint, Inc. DATE OF NAME CHANGE: 20111007 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-04 0 0001532286 Nine Energy Service, Inc. NINE 0001198830 WAITE ANDREW L 2001 KIRBY DRIVE, SUITE 200 HOUSTON TX 77019 1 0 0 0 Common Stock 2018-04-04 4 A 0 3846 0.00 A 3846 D Common Stock 9086888 I See Footnote These shares of restricted stock will vest on April 4, 2019 (the first anniversary of the grant date). Reflects adjustment for the Issuer's 8.0256-for-1 common stock split that became effective January 23, 2018, in connection with the Issuer's initial public offering. Represents 7,528,518 shares of common stock, $0.01 par value per share ("Common Stock"), of the Issuer directly owned by SCF-VII, L.P. and 1,558,370 shares of Common Stock directly owned by SCF-VII(A), L.P. L.E. Simmons & Associates, Incorporated ("LESA") is the sole general partner of each of (a) SCF-VII, G.P., Limited Partnership, which is the sole general partner of SCF-VII, L.P., and (b) SCF-VII(A), G.P., Limited Partnership, which is the sole general partner of SCF-VII(A), L.P. Mr. Waite serves as Co-President of LESA. As such, Mr. Waite may be deemed to have dispositive power over the shares of Common Stock directly owned by SCF-VII, L.P. and SCF-VII(A), L.P. Mr. Waite disclaims beneficial ownership of such shares. /s/ Andrew L. Waite by Theodore R. Moore, as Attorney-in-fact 2018-04-06