0001246360-19-000148.txt : 20190109 0001246360-19-000148.hdr.sgml : 20190109 20190109142113 ACCESSION NUMBER: 0001246360-19-000148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190107 FILED AS OF DATE: 20190109 DATE AS OF CHANGE: 20190109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLY THOMAS A CENTRAL INDEX KEY: 0001198690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50189 FILM NUMBER: 19517993 MAIL ADDRESS: STREET 1: C/O CROWN HOLDINGS INC STREET 2: 770 TOWNSHIP LINE ROAD CITY: YARDLEY STATE: PA ZIP: 19067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROWN HOLDINGS INC CENTRAL INDEX KEY: 0001219601 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 753099507 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 770 TOWNSHIP LINE ROAD CITY: YARDLEY STATE: PA ZIP: 19067 BUSINESS PHONE: 2156985100 MAIL ADDRESS: STREET 1: 770 TOWNSHIP LINE ROAD CITY: YARDLEY STATE: PA ZIP: 19067 4 1 form.xml PRIMARY DOCUMENT X0306 4 2019-01-07 false 0001219601 CROWN HOLDINGS INC CCK 0001198690 KELLY THOMAS A 770 TOWNSHIP LINE ROAD YARDLEY PA 19067 false true false false Senior Vice President & CFO Common 1050 I By 401(k) Plan Common 2019-01-07 4 A false 27382 0 A 129191 D Common 2019-01-08 4 D false 13520 0 D 115671 D Common 2019-01-08 4 F false 680 45.45 D 114991 D The Reporting Person was granted 27,382 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 9,543 time-vested restricted shares vest over a three year period as follows: 3,181 time-vested restricted shares on January 7, 2020, 2021 and 2022, respectively. 8,296 performance-based restricted shares are targeted to vest on January 7, 2022 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 8,296. 9,543 performance-based restricted shares are targeted to vest on January 7, 2022 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 9,543. Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Rosemary M. Haselroth, by Power of Attorney 2019-01-09