0001689923-22-000083.txt : 20220916
0001689923-22-000083.hdr.sgml : 20220916
20220916191624
ACCESSION NUMBER: 0001689923-22-000083
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220914
FILED AS OF DATE: 20220916
DATE AS OF CHANGE: 20220916
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RUBIN KEVIN
CENTRAL INDEX KEY: 0001198529
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 221249152
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 900673106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17200 LAGUNA CANYON ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 17200 LAGUNA CANYON ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
wf-form4_166337016699900.xml
FORM 4
X0306
4
2022-09-14
0
0001689923
Alteryx, Inc.
AYX
0001198529
RUBIN KEVIN
C/O ALTERYX, INC.
17200 LAGUNA CANYON ROAD
IRVINE
CA
92618
0
1
0
0
Chief Financial Officer
Class A Common Stock
2022-09-14
4
A
0
9292
0
A
124263
D
Class A Common Stock
2022-09-14
4
A
0
13353
0
A
137616
D
Class A Common Stock
2022-09-14
4
A
0
2735
0
A
140351
D
Stock Option (Right to Buy)
153.26
2022-09-14
4
D
0
21367
0
D
2030-02-18
Class A Common Stock
21367.0
0
D
Stock Option (Right to Buy)
119.84
2022-09-14
4
D
0
26963
0
D
2030-11-30
Class A Common Stock
26963.0
0
D
Stock Option (Right to Buy)
95.46
2022-09-14
4
D
0
4963
0
D
2029-05-02
Class A Common Stock
4963.0
0
D
On September 14, 2022, the Reporting Person received 9,292 restricted stock units ("RSUs") in exchange for the cancelled options described in footnote 7 to this Form 4. The RSUs were granted under the Issuer's Amended and Restated 2017 Equity Incentive Plan ("2017 EIP"). The RSUs vest in eight equal quarterly installments, with the first installment vesting on December 1, 2022, subject to the status of "Participant's Service" (as defined in the 2017 EIP) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
Includes (i) 88,498 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 569 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 12, 2022.
On September 14, 2022, the Reporting Person received 13,353 RSUs in exchange for the cancelled options described in footnote 8 to this Form 4. The RSUs were granted under the Issuer's 2017 EIP. The RSUs vest in eight equal quarterly installments, with the first installment vesting on December 1, 2022, subject to the status of "Participant's Service" (as defined in the 2017 EIP) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
Includes (i) 101,851 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 569 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 12, 2022.
On September 14, 2022, the Reporting Person received 2,735 RSUs in exchange for the cancelled options described in footnote 9 to this Form 4. The RSUs were granted under the Issuer's 2017 EIP. The RSUs vest in eight equal quarterly installments, with the first installment vesting on December 1, 2022, subject to the status of "Participant's Service" (as defined in the 2017 EIP) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
Includes (i) 104,586 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 569 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 12, 2022.
On September 14, 2022, the Issuer cancelled (with the consent of the Reporting Person) an option granted to the Reporting Person on February 19, 2020 in exchange for the issuance of the RSUs described in footnote 1 to this Form 4.
On September 14, 2022, the Issuer cancelled (with the consent of the Reporting Person) an option granted to the Reporting Person on November 30, 2020 in exchange for the issuance of the RSUs described in footnote 3 to this Form 4.
On September 14, 2022, the Issuer cancelled (with the consent of the Reporting Person) an option granted to the Reporting Person on May 2, 2019 in exchange for the issuance of the RSUs described in footnote 5 to this Form 4.
/s/ Christopher M. Lal, by power of attorney
2022-09-16