0001689923-22-000044.txt : 20220506 0001689923-22-000044.hdr.sgml : 20220506 20220505165505 ACCESSION NUMBER: 0001689923-22-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220504 FILED AS OF DATE: 20220505 DATE AS OF CHANGE: 20220505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUBIN KEVIN CENTRAL INDEX KEY: 0001198529 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 22897350 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17200 LAGUNA CANYON ROAD CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 17200 LAGUNA CANYON ROAD CITY: IRVINE STATE: CA ZIP: 92618 4 1 wf-form4_165178407327249.xml FORM 4 X0306 4 2022-05-04 0 0001689923 Alteryx, Inc. AYX 0001198529 RUBIN KEVIN C/O ALTERYX, INC. 17200 LAGUNA CANYON ROAD IRVINE CA 92618 0 1 0 0 Chief Financial Officer Class A Common Stock 2022-05-04 4 A 0 6158 0 A 119216 D Class A Common Stock 2022-05-04 4 F 0 3054 70.63 D 116162 D Represents an award of performance-based restricted stock units ("PRSUs"). These PRSUs vested upon the satisfaction of a performance-based condition. The performance-based condition was satisfied by the achievement of certain annual recurring revenue targets during the performance period of January 1, 2021 through December 31, 2022, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through the certification date by the Issuer's Compensation Committee. Each PRSU represented a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Includes (i) 87,869 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 568 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2022. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of PRSUs. The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of PRSUs reported on this Form 4 for any reason other than to cover required taxes. /s/ Christopher M. Lal, by power of attorney 2022-05-05