0001683168-18-001183.txt : 20180504 0001683168-18-001183.hdr.sgml : 20180504 20180503194104 ACCESSION NUMBER: 0001683168-18-001183 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180501 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Altegris Winton Futures Fund, L.P. CENTRAL INDEX KEY: 0001198415 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 841496732 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-53348 FILM NUMBER: 18805650 BUSINESS ADDRESS: STREET 1: 1200 PROSPECT STREET STREET 2: SUITE 400 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-875-8725 MAIL ADDRESS: STREET 1: 1200 PROSPECT STREET STREET 2: SUITE 400 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: ALTEGRIS WINTON FUTURES FUND LP DATE OF NAME CHANGE: 20110503 FORMER COMPANY: FORMER CONFORMED NAME: WINTON FUTURES FUND LP (US) DATE OF NAME CHANGE: 20021015 8-K 1 altegriswinton_8k-050118.htm FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 1, 2018

ALTEGRIS WINTON FUTURES FUND, L.P.

(Exact name of registrant as specified in its charter)

COLORADO

000-53348

84-1496732

(State or other jurisdiction

of incorporation)

(Commission file number)

(IRS Employer

Identification No.)

c/o ALTEGRIS ADVISORS, L.L.C.
1200 Prospect Street Suite 400

La Jolla, California 92037
(Address of principal executive offices)

Registrant’s telephone number, including area code: (858) 459-7040

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[_]	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[_]	Soliciting material pursuant to Rule 14a-12 under the Securities Act (17 CFR 240.14a-12)

[_]	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[_]	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 3.02 Unregistered Sales of Equity Securities

On March 1, 2018 and April 1, 2018, there were no limited partnership interests (“Interests”) sold by the Partnership to new and/or existing limited partners of Registrant. On May 1, 2018, the Partnership sold limited partnership Interests to new and/or existing limited partners of Registrant in transactions that were not registered under the Securities Act of 1933, as amended (the “Securities Act”). The aggregate consideration for Interests sold on May 1, 2018 was $191,400.00. The Interests were issued by the Partnership in reliance upon an exemption from registration under the Securities Act set forth in Section 4(a)(2) of the Securities Act, as transactions not constituting a public offering of securities because the Interests were issued privately without general solicitation or advertising. In connection with the sales of the Interests described above, no upfront selling commissions were paid for Interests sold on May 1, 2018.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Partnership has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: May 3, 2018

	ALTEGRIS WINTON FUTURES FUND, L.P.

	By: ALTEGRIS ADVISORS, L.L.C., its general partner

	By:	/s/ Matthew Osborne
		Name: Matthew Osborne
		Title: Chief Investment Officer