0001225208-21-001683.txt : 20210204 0001225208-21-001683.hdr.sgml : 20210204 20210204151422 ACCESSION NUMBER: 0001225208-21-001683 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210204 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEBER ALAN J CENTRAL INDEX KEY: 0001198093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 21590831 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE STREET 2: SUITE 300 CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2021-02-04 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001198093 WEBER ALAN J 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Common Stock 2021-02-04 4 M 0 7869.0000 22.9000 A 73678.0000 D Stock Option (Right to Buy) 22.9000 2021-02-04 4 M 0 7869.0000 0.0000 D 2011-05-12 2021-05-12 Common Stock 7869.0000 0.0000 D Adam D. Amsterdam, Power of Attorney 2021-02-04