0001179110-17-009586.txt : 20170626
0001179110-17-009586.hdr.sgml : 20170626
20170626170446
ACCESSION NUMBER: 0001179110-17-009586
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170622
FILED AS OF DATE: 20170626
DATE AS OF CHANGE: 20170626
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-845-7900
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: COWEN GROUP, INC.
DATE OF NAME CHANGE: 20091102
FORMER COMPANY:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NUSBAUM JACK H
CENTRAL INDEX KEY: 0001198073
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34516
FILM NUMBER: 17930480
MAIL ADDRESS:
STREET 1: WILLIE FARR GALLAGER
STREET 2: 787 SEVENTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10010 6099
4
1
edgar.xml
FORM 4 -
X0306
4
2017-06-22
0
0001466538
COWEN INC.
COWN
0001198073
NUSBAUM JACK H
COWEN GROUP, INC.
599 LEXINGTON AVENUE
NEW YORK
NY
10022
1
0
0
0
Class A Common Stock
2017-06-22
4
A
0
11534
A
88930
D
Grant of restricted stock units for no monetary consideration. The shares underlying the restricted stock units will be delivered in accordance with the terms of the award agreement between the Issuer and the Reporting Person.
The number of securities shown in this report reflects a one-for-four reverse split of the Issuer's Class A Common Stock that occurred on December 2, 2016, including the reporting person's receipt of any cash in lieu of fractional shares.
/s/ Jack H. Nusbaum
2017-06-26