0001104659-22-090709.txt : 20220815
0001104659-22-090709.hdr.sgml : 20220815
20220815091517
ACCESSION NUMBER: 0001104659-22-090709
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220811
FILED AS OF DATE: 20220815
DATE AS OF CHANGE: 20220815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LISZT HOWARD P
CENTRAL INDEX KEY: 0001197974
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41472
FILM NUMBER: 221162755
MAIL ADDRESS:
STREET 1: 5929 BAKER ROAD, SUITE 475
CITY: MINNETONKA
STATE: MN
ZIP: 55345
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mill City Ventures III, Ltd
CENTRAL INDEX KEY: 0001425355
STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153]
IRS NUMBER: 900316651
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1907 WAYZATA BOULEVARD
STREET 2: SUITE 205
CITY: WAYZATA
STATE: MN
ZIP: 55391
BUSINESS PHONE: (952) 479-1923
MAIL ADDRESS:
STREET 1: 1907 WAYZATA BOULEVARD
STREET 2: SUITE 205
CITY: WAYZATA
STATE: MN
ZIP: 55391
FORMER COMPANY:
FORMER CONFORMED NAME: POKER MAGIC INC
DATE OF NAME CHANGE: 20080129
4/A
1
tm2223428-1_4aseq1.xml
OWNERSHIP DOCUMENT
X0306
4/A
2022-08-11
2022-08-12
0
0001425355
Mill City Ventures III, Ltd
MCVT
0001197974
LISZT HOWARD P
130 LAKE STREET WEST, SUITE 300
WAYZATA
MN
55391
1
0
0
0
Common Stock
15556
D
Common Stock
2022-08-11
4
A
0
5000
4.00
A
20556
D
All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.
Of the reported amount, 6,667 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Forfeiture restrictions on those 6,667 common shares lapse on January 24, 2023.
The Form 4, as originally filed, incorrectly reported no price (a price of $0). The reporting person purchased the shares for $4.00, and this amendment is being filed to correct that error.
/s/ Howard P. Liszt
2022-08-13