0001104659-22-090709.txt : 20220815 0001104659-22-090709.hdr.sgml : 20220815 20220815091517 ACCESSION NUMBER: 0001104659-22-090709 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220811 FILED AS OF DATE: 20220815 DATE AS OF CHANGE: 20220815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LISZT HOWARD P CENTRAL INDEX KEY: 0001197974 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-41472 FILM NUMBER: 221162755 MAIL ADDRESS: STREET 1: 5929 BAKER ROAD, SUITE 475 CITY: MINNETONKA STATE: MN ZIP: 55345 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mill City Ventures III, Ltd CENTRAL INDEX KEY: 0001425355 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 900316651 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1907 WAYZATA BOULEVARD STREET 2: SUITE 205 CITY: WAYZATA STATE: MN ZIP: 55391 BUSINESS PHONE: (952) 479-1923 MAIL ADDRESS: STREET 1: 1907 WAYZATA BOULEVARD STREET 2: SUITE 205 CITY: WAYZATA STATE: MN ZIP: 55391 FORMER COMPANY: FORMER CONFORMED NAME: POKER MAGIC INC DATE OF NAME CHANGE: 20080129 4/A 1 tm2223428-1_4aseq1.xml OWNERSHIP DOCUMENT X0306 4/A 2022-08-11 2022-08-12 0 0001425355 Mill City Ventures III, Ltd MCVT 0001197974 LISZT HOWARD P 130 LAKE STREET WEST, SUITE 300 WAYZATA MN 55391 1 0 0 0 Common Stock 15556 D Common Stock 2022-08-11 4 A 0 5000 4.00 A 20556 D All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share. Of the reported amount, 6,667 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Forfeiture restrictions on those 6,667 common shares lapse on January 24, 2023. The Form 4, as originally filed, incorrectly reported no price (a price of $0). The reporting person purchased the shares for $4.00, and this amendment is being filed to correct that error. /s/ Howard P. Liszt 2022-08-13