0001225208-15-019365.txt : 20151006 0001225208-15-019365.hdr.sgml : 20151006 20151006174519 ACCESSION NUMBER: 0001225208-15-019365 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151006 FILED AS OF DATE: 20151006 DATE AS OF CHANGE: 20151006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pure Storage, Inc. CENTRAL INDEX KEY: 0001474432 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 271069557 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-379-7873 MAIL ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 FORMER COMPANY: FORMER CONFORMED NAME: PURE Storage, Inc. DATE OF NAME CHANGE: 20100804 FORMER COMPANY: FORMER CONFORMED NAME: Os76, Inc. DATE OF NAME CHANGE: 20091014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COXE TENCH CENTRAL INDEX KEY: 0001197647 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 151147350 MAIL ADDRESS: STREET 1: 755 PAGE MILL ROAD, SUITE A-200 CITY: PALO ALTO STATE: CA ZIP: 94304 3 1 doc3.xml X0206 3 2015-10-06 0 0001474432 Pure Storage, Inc. PSTG 0001197647 COXE TENCH 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO CA 94304-1005 1 Class B Common Stock Class A Common Stock 126700.0000 D Series A Preferred Stock Class B Common Stock 176130.0000 D Series B Preferred Stock Class B Common Stock 69336.0000 D Series A Preferred Stock Class B Common Stock 607632.0000 I By Ltd Partnership (ROOS) Series B Preferred Stock Class B Common Stock 523122.0000 I By Ltd Partnership (ROOS) Series D Preferred Stock Class B Common Stock 206970.0000 I By Ltd Partnership (ROOS) Class B Common Stock Class A Common Stock 855425.0000 I By Ltd Partnership (SHV) Series A Preferred Stock Class B Common Stock 11373310.0000 I By Ltd Partnership (SHV) Series B Preferred Stock Class B Common Stock 5723870.0000 I By Ltd Partnership (SHV) Series C Preferred Stock Class B Common Stock 2419000.0000 I By Ltd Partnership (SHV) Series D Preferred Stock Class B Common Stock 1727937.0000 I By Ltd Partnership (SHV) Series E Preferred Stock Class B Common Stock 3022681.0000 I By Ltd Partnership (SHV) Series F Preferred Stock Class B Common Stock 1504443.0000 I By Ltd Partnership (SHV) Series A Preferred Stock Class B Common Stock 748434.0000 I By Profit Sharing Plan Trust Series B Preferred Stock Class B Common Stock 294642.0000 I By Profit Sharing Plan Trust Series C Preferred Stock Class B Common Stock 157650.0000 I By Profit Sharing Plan Trust Series D Preferred Stock Class B Common Stock 66300.0000 I By Profit Sharing Plan Trust Series E Preferred Stock Class B Common Stock 108200.0000 I By Profit Sharing Plan Trust Series F Preferred Stock Class B Common Stock 114040.0000 I By Profit Sharing Plan Trust Series E Preferred Stock Class B Common Stock 225500.0000 I By Spouse Class B Common Stock Class A Common Stock 7657.0000 I By Trust (Trustees) Series A Preferred Stock Class B Common Stock 386378.0000 I By Trust (Trustees) Series B Preferred Stock Class B Common Stock 51232.0000 I By Trust (Trustees) Series C Preferred Stock Class B Common Stock 246555.0000 I By Trust (Trustees) Series D Preferred Stock Class B Common Stock 15466.0000 I By Trust (Trustees) Series E Preferred Stock Class B Common Stock 159511.0000 I By Trust (Trustees) Series F Preferred Stock Class B Common Stock 127511.0000 I By Trust (Trustees) Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuent to a registration statement on Form S-1 (File No. 333-206312) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of:(1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Shares held by Mr. Coxe's Roth IRA account, 126,700 shares of which are unvested and subject to the Issuer's right of repurchase. The preferred stock will automatically convert into Class B common stock on a one-to-one basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Shares held by Sutter Hill Ventures, a California Limited Partnership, 855,425 shares of which are unvested and subject to the Issuer's right of repurchase. The reporting person is a managing director and member of the management committee of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims ownership in these shares except as to the reporting person's pecuniary interest therein. Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. Shares owned by the spouse of the reporting person. The reporting person disclaims any beneficial ownership in these shares. Shares held by a trust of which the reporting person is a trustee, 7,657 shares of which are unvested and subject to the Issuer's right of repurchase. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. puretc.txt /s/ Robert Yin, by power of attorney 2015-10-06 EX-24 2 puretc.txt POWER OF ATTORNEY Know all by these presents, that the undersigned hereby authorizes David E. Sweet, Robert Yin, Patricia Tom, Jeffrey W. Bird, Stefan A. Dyckerhoff, Samuel J. Pullara III, Michael L. Speiser, or James N. White to execute for and on behalf of the undersigned Forms 3, 4, and 5, and any such Amendments thereto for Pure Storage, Inc. ("the Company"), and cause form(s) to be filed with the United States Securities and Exchange Commission pursuant to Section 16(a) of the Securities Act of 1934, relating to the undersigned's beneficial ownership of securities in the Company. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in- fact, in serving in such a capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of, and transactions in, securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. In witness whereof, the undersigned has caused this Power of Attorney to be executed as of this 6th day of October, 2015. /s/ Tench Coxe