0001225208-15-019365.txt : 20151006
0001225208-15-019365.hdr.sgml : 20151006
20151006174519
ACCESSION NUMBER: 0001225208-15-019365
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151006
FILED AS OF DATE: 20151006
DATE AS OF CHANGE: 20151006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pure Storage, Inc.
CENTRAL INDEX KEY: 0001474432
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 271069557
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-379-7873
MAIL ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
FORMER COMPANY:
FORMER CONFORMED NAME: PURE Storage, Inc.
DATE OF NAME CHANGE: 20100804
FORMER COMPANY:
FORMER CONFORMED NAME: Os76, Inc.
DATE OF NAME CHANGE: 20091014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COXE TENCH
CENTRAL INDEX KEY: 0001197647
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 151147350
MAIL ADDRESS:
STREET 1: 755 PAGE MILL ROAD, SUITE A-200
CITY: PALO ALTO
STATE: CA
ZIP: 94304
3
1
doc3.xml
X0206
3
2015-10-06
0
0001474432
Pure Storage, Inc.
PSTG
0001197647
COXE TENCH
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
94304-1005
1
Class B Common Stock
Class A Common Stock
126700.0000
D
Series A Preferred Stock
Class B Common Stock
176130.0000
D
Series B Preferred Stock
Class B Common Stock
69336.0000
D
Series A Preferred Stock
Class B Common Stock
607632.0000
I
By Ltd Partnership (ROOS)
Series B Preferred Stock
Class B Common Stock
523122.0000
I
By Ltd Partnership (ROOS)
Series D Preferred Stock
Class B Common Stock
206970.0000
I
By Ltd Partnership (ROOS)
Class B Common Stock
Class A Common Stock
855425.0000
I
By Ltd Partnership (SHV)
Series A Preferred Stock
Class B Common Stock
11373310.0000
I
By Ltd Partnership (SHV)
Series B Preferred Stock
Class B Common Stock
5723870.0000
I
By Ltd Partnership (SHV)
Series C Preferred Stock
Class B Common Stock
2419000.0000
I
By Ltd Partnership (SHV)
Series D Preferred Stock
Class B Common Stock
1727937.0000
I
By Ltd Partnership (SHV)
Series E Preferred Stock
Class B Common Stock
3022681.0000
I
By Ltd Partnership (SHV)
Series F Preferred Stock
Class B Common Stock
1504443.0000
I
By Ltd Partnership (SHV)
Series A Preferred Stock
Class B Common Stock
748434.0000
I
By Profit Sharing Plan Trust
Series B Preferred Stock
Class B Common Stock
294642.0000
I
By Profit Sharing Plan Trust
Series C Preferred Stock
Class B Common Stock
157650.0000
I
By Profit Sharing Plan Trust
Series D Preferred Stock
Class B Common Stock
66300.0000
I
By Profit Sharing Plan Trust
Series E Preferred Stock
Class B Common Stock
108200.0000
I
By Profit Sharing Plan Trust
Series F Preferred Stock
Class B Common Stock
114040.0000
I
By Profit Sharing Plan Trust
Series E Preferred Stock
Class B Common Stock
225500.0000
I
By Spouse
Class B Common Stock
Class A Common Stock
7657.0000
I
By Trust (Trustees)
Series A Preferred Stock
Class B Common Stock
386378.0000
I
By Trust (Trustees)
Series B Preferred Stock
Class B Common Stock
51232.0000
I
By Trust (Trustees)
Series C Preferred Stock
Class B Common Stock
246555.0000
I
By Trust (Trustees)
Series D Preferred Stock
Class B Common Stock
15466.0000
I
By Trust (Trustees)
Series E Preferred Stock
Class B Common Stock
159511.0000
I
By Trust (Trustees)
Series F Preferred Stock
Class B Common Stock
127511.0000
I
By Trust (Trustees)
Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuent to a registration statement on Form S-1 (File No. 333-206312) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of:(1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.
Shares held by Mr. Coxe's Roth IRA account, 126,700 shares of which are unvested and subject to the Issuer's right of repurchase.
The preferred stock will automatically convert into Class B common stock on a one-to-one basis immediately upon closing of the initial public offering of the Issuer and has no expiration date.
Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by Sutter Hill Ventures, a California Limited Partnership, 855,425 shares of which are unvested and subject to the Issuer's right of repurchase. The reporting person is a managing director and member of the management committee of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
Shares owned by the spouse of the reporting person. The reporting person disclaims any beneficial ownership in these shares.
Shares held by a trust of which the reporting person is a trustee, 7,657 shares of which are unvested and subject to the Issuer's right of repurchase.
Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
puretc.txt
/s/ Robert Yin, by power of attorney
2015-10-06
EX-24
2
puretc.txt
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby authorizes
David E. Sweet, Robert Yin, Patricia Tom, Jeffrey W. Bird, Stefan A. Dyckerhoff,
Samuel J. Pullara III, Michael L. Speiser, or James N. White to execute
for and on behalf of the undersigned Forms 3, 4, and 5, and any such
Amendments thereto for Pure Storage, Inc. ("the Company"), and cause
form(s) to be filed with the United States Securities and Exchange
Commission pursuant to Section 16(a) of the Securities Act of 1934, relating to
the undersigned's beneficial ownership of securities in the Company. The
undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might
or could do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such attorney-in-fact,
or such attorney-in-fact's substitute or substitutes, shall lawfully do or
cause to be done by virtue of this power of attorney and the rights and powers
herein granted. The undersigned acknowledges that the foregoing attorneys-in-
fact, in serving in such a capacity at the request of the undersigned, are not
assuming, nor is the Company assuming, any of the undersigned's responsibilities
to comply with Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to
the undersigned's holdings of, and transactions in, securities issued by the
Company, unless earlier revoked by the undersigned in a signed writing delivered
to the foregoing attorneys-in-fact.
In witness whereof, the undersigned has caused this Power of Attorney
to be executed as of this 6th day of October, 2015.
/s/ Tench Coxe