0000899243-18-003983.txt : 20180214
0000899243-18-003983.hdr.sgml : 20180214
20180214192939
ACCESSION NUMBER: 0000899243-18-003983
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180212
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALLEN JEFFRY R
CENTRAL INDEX KEY: 0001197639
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 18615590
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC
CENTRAL INDEX KEY: 0001348334
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 830380411
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 3175 WINCHESTER BOULEVARD
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: 408-342-5400
MAIL ADDRESS:
STREET 1: 3175 WINCHESTER BOULEVARD
CITY: CAMPBELL
STATE: CA
ZIP: 95008
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-12
1
0001348334
BARRACUDA NETWORKS INC
CUDA
0001197639
ALLEN JEFFRY R
C/O BARRACUDA NETWORKS, INC.
3175 S. WINCHESTER BLVD.
CAMPBELL
CA
95008
1
0
0
0
Common Stock
2018-02-12
4
D
0
138770
D
9617
I
See footnote
Common Stock
2018-02-12
4
D
0
9617
D
0
D
Stock Option (right to buy)
12.39
2018-02-12
4
D
0
50000
0.00
D
2022-05-18
Common Stock
50000
0
D
Stock Option (right to buy)
24.85
2018-02-12
4
D
0
1063
0.00
D
2024-08-31
Common Stock
1063
0
D
Stock Option (right to buy)
26.29
2018-02-12
4
D
0
1045
0.00
D
2025-08-31
Common Stock
1045
0
D
Stock Option (right to buy)
19.03
2018-02-12
4
D
0
1455
0.00
D
2025-11-30
Common Stock
1455
0
D
Stock Option (right to buy)
12.86
2018-02-12
4
D
0
2155
0.00
D
2026-02-28
Common Stock
2155
0
D
Stock Option (right to buy)
17.21
2018-02-12
4
D
0
1609
0.00
D
2026-05-31
Common Stock
1609
0
D
Stock Option (right to buy)
21.90
2018-02-12
4
D
0
11330
0.00
D
2026-08-10
Common Stock
11330
0
D
Stock Option (right to buy)
23.20
2018-02-12
4
D
0
1286
0.00
D
2026-08-31
Common Stock
1286
0
D
Stock Option (right to buy)
22.04
2018-02-12
4
D
0
1375
0.00
D
2026-11-30
Common Stock
1375
0
D
Stock Option (right to buy)
23.66
2018-02-12
4
D
0
1257
0.00
D
2027-02-28
Common Stock
1257
0
D
Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017 (the "Merger Agreement"), each share of Issuer common stock was exchanged for $27.55 in cash.
The shares are held directly by The Jeffry & Terri Allen Revocable Trust dtd 1/29/02 for which the Reporting Person serves as a trustee.
The shares are represented by restricted stock units, or RSUs. Pursuant to the provisions of the Issuer's 2012 Equity Incentive Plan (the "2012 Plan"), the RSUs vested in full immediately prior to the closing of the merger.
Pursuant to the Merger Agreement, the RSUs were cancelled and converted into the right to receive a cash payment of $264,948.35, which represents $27.55 for each outstanding unit.
Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $758,000.00, which represents the difference between $27.55 and the exercise price of the option per share.
Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $2,870.10 which represents the difference between $27.55 and the exercise price of the option per share.
Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $1,316.70 which represents the difference between $27.55 and the exercise price of the option per share.
Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $12,396.60 which represents the difference between $27.55 and the exercise price of the option per share.
Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $31,656.95 which represents the difference between $27.55 and the exercise price of the option per share.
Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $16,637.06 which represents the difference between $27.55 and the exercise price of the option per share.
Pursuant to the provisions of the 2012 Plan, the option vested in full immediately prior to the closing of the merger. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $64,014.50 which represents the difference between $27.55 and the exercise price of the option per share.
Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $5,594.10 which represents the difference between $27.55 and the exercise price of the option per share.
Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $7,576.25 which represents the difference between $27.55 and the exercise price of the option per share.
Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $4,889.73 which represents the difference between $27.55 and the exercise price of the option per share.
/s/ Diane Honda, by power of attorney
2018-02-14