0001062993-23-021440.txt : 20231124
0001062993-23-021440.hdr.sgml : 20231124
20231124162944
ACCESSION NUMBER: 0001062993-23-021440
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211214
FILED AS OF DATE: 20231124
DATE AS OF CHANGE: 20231124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALSH PAUL S
CENTRAL INDEX KEY: 0001197616
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40016
FILM NUMBER: 231436980
MAIL ADDRESS:
STREET 1: 8 HENRIETTA PLACE
CITY: LONDON
STATE: X0
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vintage Wine Estates, Inc.
CENTRAL INDEX KEY: 0001834045
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 871005902
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 937 TAHOE BOULEVARD
STREET 2: SUITE 210
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
BUSINESS PHONE: 877-289-9463
MAIL ADDRESS:
STREET 1: 937 TAHOE BOULEVARD
STREET 2: SUITE 210
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
FORMER COMPANY:
FORMER CONFORMED NAME: Bespoke Capital Acquisition Corp
DATE OF NAME CHANGE: 20201125
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2021-12-14
0001834045
Vintage Wine Estates, Inc.
VWE
0001197616
WALSH PAUL S
937 TAHOE BOULEVARD, SUITE 210
INCLINE VILLAGE
NV
89451
1
0
0
0
0
Common Stock
2023-11-22
4
P
0
50000
0.58
A
678793
D
Common Stock
2021-12-14
4
P
0
5000
10.23
A
683793
D
Warrants to purchase common stock
11.5
2021-08-11
2026-06-08
Common stock
100460
100460
D
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.56 to $0.58, inclusive. Mr. Walsh undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Includes 20,956 RSUs that vest on 11/30/2023.
/s/ Kristina L. Johnston, Attorney-in-Fact for Paul S. Walsh
2023-11-24