0001179110-12-008150.txt : 20120510
0001179110-12-008150.hdr.sgml : 20120510
20120510152119
ACCESSION NUMBER: 0001179110-12-008150
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120508
FILED AS OF DATE: 20120510
DATE AS OF CHANGE: 20120510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EGGEMEYER JOHN M III
CENTRAL INDEX KEY: 0001197257
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51556
FILM NUMBER: 12829888
MAIL ADDRESS:
STREET 1: PO BOX 1329
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Guaranty Bancorp
CENTRAL INDEX KEY: 0001324410
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 412150446
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1331 SEVENTEENTH STREET, SUITE 345
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-296-9600
MAIL ADDRESS:
STREET 1: 1331 SEVENTEENTH STREET, SUITE 345
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Centennial Bank Holdings, Inc.
DATE OF NAME CHANGE: 20050420
4
1
edgar.xml
FORM 4 -
X0305
4
2012-05-08
0
0001324410
Guaranty Bancorp
GBNK
0001197257
EGGEMEYER JOHN M III
1331 17TH STREET, STE. 345
DENVER
CO
80202
1
0
0
0
Voting Common Stock
2012-05-08
4
A
0
10527
0
A
10527
I
By Castle Creek Advisors IV LLC
Voting Common Stock
7149247
I
By Castle Creek Capital Partners IV, LP
Voting Common Stock
365711
I
By Self as Trustee of the Eggemeyer Family Trust
Voting Common Stock
276120
D
Non-Voting Common Stock
5095000
I
By Castle Creek Capital Partners IV, LP
Represents shares of restricted stock awarded on May 8, 2012 for board service by the reporting person, which will vest in full the earlier of the day immediately preceding issuer's 2013 Annual Meeting or June 30, 2013.
John M. Eggemeyer is a managing principal of Castle Creek Advisors IV LLC. Accordingly, securities owned or deemed to be owned by Castle Creek Advisors IV LLC may be regarded as being beneficially owned by Mr. Eggemeyer. Mr. Eggemeyer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.Castle Creek Advisors IV LLC is the advisor to Castle Creek Partners IV, LP.
Castle Creek Capital IV LLC is the sole general partner of Castle Creek Capital Partners IV, LP ("Fund IV"). Accordingly, securities owned by Fund IV may be regarded as being beneficially owned by Castle Creek Capital IV LLC. John M. Eggemeyer is a controlling person of Castle Creek Capital IV LLC. Accordingly, securities owned or deemed to be owned by Castle Creek Capital IV LLC may be regarded as being beneficially owned by Mr. Eggemeyer. Mr. Eggemeyer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
By: /s/ Zsolt K. Bessko for: John M. Eggemeyer
2012-05-10