0001179110-12-008150.txt : 20120510 0001179110-12-008150.hdr.sgml : 20120510 20120510152119 ACCESSION NUMBER: 0001179110-12-008150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120508 FILED AS OF DATE: 20120510 DATE AS OF CHANGE: 20120510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EGGEMEYER JOHN M III CENTRAL INDEX KEY: 0001197257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51556 FILM NUMBER: 12829888 MAIL ADDRESS: STREET 1: PO BOX 1329 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guaranty Bancorp CENTRAL INDEX KEY: 0001324410 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 412150446 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1331 SEVENTEENTH STREET, SUITE 345 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-296-9600 MAIL ADDRESS: STREET 1: 1331 SEVENTEENTH STREET, SUITE 345 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Centennial Bank Holdings, Inc. DATE OF NAME CHANGE: 20050420 4 1 edgar.xml FORM 4 - X0305 4 2012-05-08 0 0001324410 Guaranty Bancorp GBNK 0001197257 EGGEMEYER JOHN M III 1331 17TH STREET, STE. 345 DENVER CO 80202 1 0 0 0 Voting Common Stock 2012-05-08 4 A 0 10527 0 A 10527 I By Castle Creek Advisors IV LLC Voting Common Stock 7149247 I By Castle Creek Capital Partners IV, LP Voting Common Stock 365711 I By Self as Trustee of the Eggemeyer Family Trust Voting Common Stock 276120 D Non-Voting Common Stock 5095000 I By Castle Creek Capital Partners IV, LP Represents shares of restricted stock awarded on May 8, 2012 for board service by the reporting person, which will vest in full the earlier of the day immediately preceding issuer's 2013 Annual Meeting or June 30, 2013. John M. Eggemeyer is a managing principal of Castle Creek Advisors IV LLC. Accordingly, securities owned or deemed to be owned by Castle Creek Advisors IV LLC may be regarded as being beneficially owned by Mr. Eggemeyer. Mr. Eggemeyer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.Castle Creek Advisors IV LLC is the advisor to Castle Creek Partners IV, LP. Castle Creek Capital IV LLC is the sole general partner of Castle Creek Capital Partners IV, LP ("Fund IV"). Accordingly, securities owned by Fund IV may be regarded as being beneficially owned by Castle Creek Capital IV LLC. John M. Eggemeyer is a controlling person of Castle Creek Capital IV LLC. Accordingly, securities owned or deemed to be owned by Castle Creek Capital IV LLC may be regarded as being beneficially owned by Mr. Eggemeyer. Mr. Eggemeyer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. By: /s/ Zsolt K. Bessko for: John M. Eggemeyer 2012-05-10