0001104659-17-052456.txt : 20170817
0001104659-17-052456.hdr.sgml : 20170817
20170817160633
ACCESSION NUMBER: 0001104659-17-052456
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170816
FILED AS OF DATE: 20170817
DATE AS OF CHANGE: 20170817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMAS J MIKESELL
CENTRAL INDEX KEY: 0001242722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51018
FILM NUMBER: 171038720
MAIL ADDRESS:
STREET 1: 51 WEST 52ND ST 14TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pietrzak John
CENTRAL INDEX KEY: 0001481798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51018
FILM NUMBER: 171038718
MAIL ADDRESS:
STREET 1: WEST COAST BANCORP
STREET 2: 5335 MEADOWS ROAD, SUITE 201
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MERLO MARK G
CENTRAL INDEX KEY: 0001332829
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51018
FILM NUMBER: 171038719
MAIL ADDRESS:
STREET 1: 4500 MERCANTILE PLAZA DRIVE, SUITE 300
CITY: FORT WORTH
STATE: TX
ZIP: 76137
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EGGEMEYER JOHN M III
CENTRAL INDEX KEY: 0001197257
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51018
FILM NUMBER: 171038721
MAIL ADDRESS:
STREET 1: PO BOX 1329
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Castle Creek Capital Partners VI, LP
CENTRAL INDEX KEY: 0001666749
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51018
FILM NUMBER: 171038723
BUSINESS ADDRESS:
STREET 1: 6051 EL TORDO
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
BUSINESS PHONE: (858)756-8300
MAIL ADDRESS:
STREET 1: 6051 EL TORDO
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Castle Creek Capital VI LLC
CENTRAL INDEX KEY: 0001671438
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51018
FILM NUMBER: 171038722
BUSINESS ADDRESS:
STREET 1: 6051 EL TORDO
STREET 2: PO BOX 1329
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
BUSINESS PHONE: 858-756-8300
MAIL ADDRESS:
STREET 1: 6051 EL TORDO
STREET 2: PO BOX 1329
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bancorp, Inc.
CENTRAL INDEX KEY: 0001295401
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 233016517
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 409 SILVERSIDE ROAD
CITY: WILMINGTON
STATE: DE
ZIP: 19809
BUSINESS PHONE: 302-385-5000
MAIL ADDRESS:
STREET 1: 409 SILVERSIDE ROAD
CITY: WILMINGTON
STATE: DE
ZIP: 19809
4
1
a4.xml
4
X0306
4
2017-08-16
0
0001295401
Bancorp, Inc.
TBBK
0001666749
Castle Creek Capital Partners VI, LP
C/O CASTLE CREEK CAPITAL LLC
6051 EL TORDO, PO BOX 1329
RANCHO SANTA FE
CA
92067
1
0
0
0
See Remarks
0001671438
Castle Creek Capital VI LLC
C/O CASTLE CREEK CAPITAL LLC
6051 EL TORDO, PO BOX 1329
RANCHO SANTA FE
CA
92067
1
0
0
0
See Remarks
0001197257
EGGEMEYER JOHN M III
C/O CASTLE CREEK CAPITAL LLC
6051 EL TORDO, PO BOX 1329
RANCHO SANTA FE
CA
92067
1
0
0
0
See Remarks
0001242722
THOMAS J MIKESELL
C/O CASTLE CREEK CAPITAL LLC
6051 EL TORDO, PO BOX 1329
RANCHO SANTA FE
CA
92067
1
0
0
0
See Remarks
0001332829
MERLO MARK G
C/O CASTLE CREEK CAPITAL LLC
6051 EL TORDO, PO BOX 1329
RANCHO SANTA FE
CA
92067
1
0
0
0
See Remarks
0001481798
Pietrzak John
C/O CASTLE CREEK CAPITAL LLC
6051 EL TORDO, PO BOX 1329
RANCHO SANTA FE
CA
92067
1
0
0
0
See Remarks
Common Stock
2017-08-16
4
P
0
225000
7.4058
A
2932898
I
See Footnote
Common Stock
15000
I
See Footnote
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.4000 to $7.4800, inclusive. The reporting persons undertake to provide to The Bancorp, Inc., any security holder of The Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in footnote (1) to this Form 4.
These securities are directly held by Castle Creek Capital Partners VI, LP ("Fund VI"). Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak are managing principals of Castle Creek Capital VI LLC, the sole general partner of Fund VI. Castle Creek Capital VI LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak each disclaim beneficial ownership of these shares of Common Stock, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that Castle Creek Capital Partners VI LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, or Mr. Pietrzak is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc., were previously issued to Castle Creek Advisors IV LLC, on behalf of John M. Eggemeyer in his capacity as a member of the Board of Directors of The Bancorp, Inc., and vest in three equal annual installments beginning on February 3, 2018.
John M. Eggemeyer, a managing pricipal of Castle Creek Capital VI, LLC, serves on the Issuer's board of directors (the "Board") as a representative of Castle Creek Capital Partners VI, LP ("Fund VI"), pursuant to Fund VI's contractual right to nominate a representative to the Board. By virtue of his representation on the Board, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Persons are deemed to be directors of the Issuer by deputization.
CASTLE CREEK CAPITAL PARTNERS VI, LP, By: /s/ John M. Eggemeyer, Name: John M. Eggemeyer, Title: President
2017-08-17
CASTLE CREEK CAPITAL VI LLC, By: /s/ John M. Eggemeyer, Name: John M. Eggemeyer, Title: President
2017-08-17
JOHN M. EGGEMEYER, By: /s/ John M. Eggemeyer, Name: John M. Eggemeyer
2017-08-17
J. MIKESELL THOMAS, By: /s/ J. Mikesell Thomas, Name: J. Mikesell Thomas
2017-08-17
MARK G. MERLO, By: /s/ Mark G. Merlo, Name: Mark G. Merlo
2017-08-17
JOHN T. PIETRZAK, By: /s/ John T. Pietrzak, Name: John T. Pietrzak
2017-08-17