0001413042-21-000673.txt : 20210809 0001413042-21-000673.hdr.sgml : 20210809 20210809142501 ACCESSION NUMBER: 0001413042-21-000673 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210809 DATE AS OF CHANGE: 20210809 EFFECTIVENESS DATE: 20210809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM FUNDS CENTRAL INDEX KEY: 0001196878 IRS NUMBER: 000000000 STATE OF INCORPORATION: OH FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21233 FILM NUMBER: 211155999 BUSINESS ADDRESS: STREET 1: NINE ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313516 0001196878 S000005314 Paradigm Value Fund C000014505 Paradigm Value Fund PVFAX 0001196878 S000005316 Paradigm Select Fund C000014507 Paradigm Select Fund PFSLX 0001196878 S000020362 Paradigm Micro-Cap Fund C000057148 Paradigm Micro-Cap Fund PVIVX N-PX 1 paradigmnpx2021.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-21233

 

Paradigm Funds

(Exact name of registrant as specified in charter)

 

Nine Elk Street, Albany, NY 12207-1002

(Address of principal executive offices) (Zip code)

 

Robert A. Benton

Paradigm Funds

Nine Elk Street, Albany, NY 12207-1002

(Name and address of agent for service)

 

 

Registrant's telephone number, including area code: (518) 431-3500

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2020 – June 30, 2021

 

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).  The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public.  A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number.  Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609.  The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

ITEM 1. PROXY VOTING RECORD:

 

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

 

(a). The name of the issuer of the portfolio security;

(b). The exchange ticker symbol of the portfolio security;

I. The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;

(d). The shareholder meeting date;

I. A brief identification of the matter voted on;

(f). Whether the matter was proposed by the issuer or by a security holder;

(g). Whether the Registrant cast its vote on the matter;

(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding

election of directors); and

(i). Whether the Registrant cast its vote for or against management.

 

 

Account Name: PARADIGM VALUE FUND

Custodial Bank: U.S. BANK, N.A.

 

Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Designer Brands Inc. DBI 07/14/2020 Annual 19,500 250565108    1.1 Elect Director Harvey L. Sonnenberg Mgmt For For
Designer Brands Inc. DBI 07/14/2020 Annual 19,500 250565108    1.2 Elect Director Allan J. Tanenbaum Mgmt For For
Designer Brands Inc. DBI 07/14/2020 Annual 19,500 250565108    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Designer Brands Inc. DBI 07/14/2020 Annual 19,500 250565108    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Designer Brands Inc. DBI 07/14/2020 Annual 19,500 250565108    4 Amend Omnibus Stock Plan Mgmt For Against
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 120,000 74975N105    1 Approve Sale of Company Assets Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 120,000 74975N105    2 Advisory Vote on Golden Parachutes Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 120,000 74975N105    3.1 Elect Director Camille I. Farhat Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 120,000 74975N105    3.2 Elect Director Jeffrey C. Lightcap Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 120,000 74975N105    3.3 Elect Director Thomas A. McEachin Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 120,000 74975N105    3.4 Elect Director Mark D. Stolper Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 120,000 74975N105    3.5 Elect Director Paul G. Thomas Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 120,000 74975N105    3.6 Elect Director Nicholas J. Valeriani Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 120,000 74975N105    3.7 Elect Director Shirley A. Weis Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 120,000 74975N105    3.8 Elect Director Stuart F. Simpson Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 120,000 74975N105    4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 120,000 74975N105    5 Adjourn Meeting Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 7,588 G5876H105    1A Elect Director Tudor Brown Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 7,588 G5876H105    1B Elect Director Brad Buss Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 7,588 G5876H105    1C Elect Director Edward Frank Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 7,588 G5876H105    1D Elect Director Richard S. Hill Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 7,588 G5876H105    1E Elect Director Bethany Mayer Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 7,588 G5876H105    1F Elect Director Matthew J. Murphy Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 7,588 G5876H105    1G Elect Director Michael Strachan Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 7,588 G5876H105    1H Elect Director Robert E. Switz Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 7,588 G5876H105    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 7,588 G5876H105    3 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Qorvo, Inc. QRVO 08/04/2020 Annual 15,600 74736K101    1.1 Elect Director Ralph G. Quinsey Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 15,600 74736K101    1.2 Elect Director Robert A. Bruggeworth Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 15,600 74736K101    1.3 Elect Director Jeffery R. Gardner Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 15,600 74736K101    1.4 Elect Director John R. Harding Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 15,600 74736K101    1.5 Elect Director David H. Y. Ho Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 15,600 74736K101    1.6 Elect Director Roderick D. Nelson Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 15,600 74736K101    1.7 Elect Director Walden C. Rhines Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 15,600 74736K101    1.8 Elect Director Susan L. Spradley Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 15,600 74736K101    1.9 Elect Director Walter H. Wilkinson, Jr. Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 15,600 74736K101    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 15,600 74736K101    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
American Woodmark Corporation AMWD 08/20/2020 Annual 5,000 030506109    1.1 Elect Director Andrew B. Cogan Mgmt For For
American Woodmark Corporation AMWD 08/20/2020 Annual 5,000 030506109    1.2 Elect Director James G. Davis, Jr. Mgmt For For
American Woodmark Corporation AMWD 08/20/2020 Annual 5,000 030506109    1.3 Elect Director S. Cary Dunston *Withdrawn Resolution* Mgmt    
American Woodmark Corporation AMWD 08/20/2020 Annual 5,000 030506109    1.4 Elect Director Martha M. Hayes Mgmt For For
American Woodmark Corporation AMWD 08/20/2020 Annual 5,000 030506109    1.5 Elect Director Daniel T. Hendrix Mgmt For For
American Woodmark Corporation AMWD 08/20/2020 Annual 5,000 030506109    1.6 Elect Director Carol B. Moerdyk Mgmt For For
American Woodmark Corporation AMWD 08/20/2020 Annual 5,000 030506109    1.7 Elect Director Vance W. Tang Mgmt For For
American Woodmark Corporation AMWD 08/20/2020 Annual 5,000 030506109    2 Ratify KPMG LLP as Auditors Mgmt For For
American Woodmark Corporation AMWD 08/20/2020 Annual 5,000 030506109    3 Amend Non-Employee Director Restricted Stock Plan Mgmt For For
American Woodmark Corporation AMWD 08/20/2020 Annual 5,000 030506109    4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Addus HomeCare Corporation ADUS 10/27/2020 Annual 18,500 006739106    1.1 Elect Director Michael Earley Mgmt For For
Addus HomeCare Corporation ADUS 10/27/2020 Annual 18,500 006739106    1.2 Elect Director Steven I. Geringer Mgmt For For
Addus HomeCare Corporation ADUS 10/27/2020 Annual 18,500 006739106    2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Addus HomeCare Corporation ADUS 10/27/2020 Annual 18,500 006739106    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Matrix Service Company MTRX 11/03/2020 Annual 76,800 576853105    1a Elect Director Martha Z. Carnes Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 76,800 576853105    1b Elect Director John D. Chandler Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 76,800 576853105    1c Elect Director Carlin G. Conner Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 76,800 576853105    1d Elect Director John R. Hewitt Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 76,800 576853105    1e Elect Director Liane K. Hinrichs Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 76,800 576853105    1f Elect Director James H. Miller Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 76,800 576853105    1g Elect Director Jim W. Mogg Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 76,800 576853105    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 76,800 576853105    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 76,800 576853105    4 Approve Omnibus Stock Plan Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Extreme Networks, Inc. EXTR 11/05/2020 Annual 110,000 30226D106    1.1 Elect Director Charles P. Carinalli Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 110,000 30226D106    1.2 Elect Director Kathleen M. Holmgren Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 110,000 30226D106    1.3 Elect Director Rajendra Khanna Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 110,000 30226D106    1.4 Elect Director Edward H. Kennedy Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 110,000 30226D106    1.5 Elect Director Edward B. Meyercord Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 110,000 30226D106    1.6 Elect Director John C. Shoemaker Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 110,000 30226D106    1.7 Elect Director Ingrid J. Burton Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 110,000 30226D106    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 110,000 30226D106    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 110,000 30226D106    4 Amend NOL Rights Plan (NOL Pill) Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
II-VI Incorporated IIVI 11/09/2020 Annual 16,000 902104108    1a Elect Director Joseph J. Corasanti Mgmt For For
II-VI Incorporated IIVI 11/09/2020 Annual 16,000 902104108    1b Elect Director Patricia Hatter Mgmt For For
II-VI Incorporated IIVI 11/09/2020 Annual 16,000 902104108    1c Elect Director Marc Y. E. Pelaez Mgmt For For
II-VI Incorporated IIVI 11/09/2020 Annual 16,000 902104108    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
II-VI Incorporated IIVI 11/09/2020 Annual 16,000 902104108    3 Amend Omnibus Stock Plan Mgmt For For
II-VI Incorporated IIVI 11/09/2020 Annual 16,000 902104108    4 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Lumentum Holdings Inc. LITE 11/19/2020 Annual 6,000 55024U109    1a Elect Director Penelope A. Herscher Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 6,000 55024U109    1b Elect Director Harold L. Covert Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 6,000 55024U109    1c Elect Director Julia S. Johnson Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 6,000 55024U109    1d Elect Director Brian J. Lillie Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 6,000 55024U109    1e Elect Director Alan S. Lowe Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 6,000 55024U109    1f Elect Director Ian S. Small Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 6,000 55024U109    1g Elect Director Janet S. Wong Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 6,000 55024U109    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 6,000 55024U109    3 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Fabrinet FN 12/10/2020 Annual 6,000 G3323L100    1.1 Elect Director Seamus Grady Mgmt For For
Fabrinet FN 12/10/2020 Annual 6,000 G3323L100    1.2 Elect Director Thomas F. Kelly Mgmt For For
Fabrinet FN 12/10/2020 Annual 6,000 G3323L100    2 Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors Mgmt For For
Fabrinet FN 12/10/2020 Annual 6,000 G3323L100    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Jabil Inc. JBL 01/21/2021 Annual 15,000 466313103    1a Elect Director Anousheh Ansari Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 15,000 466313103    1b Elect Director Martha F. Brooks Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 15,000 466313103    1c Elect Director Christopher S. Holland Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 15,000 466313103    1d Elect Director Timothy L. Main Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 15,000 466313103    1e Elect Director Mark T. Mondello Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 15,000 466313103    1f Elect Director John C. Plant Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 15,000 466313103    1g Elect Director Steven A. Raymund Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 15,000 466313103    1h Elect Director Thomas A. Sansone Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 15,000 466313103    1i Elect Director David M. Stout Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 15,000 466313103    1j Elect Director Kathleen A. Walters Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 15,000 466313103    2 Ratify Ernst & Young LLP as Auditors Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 15,000 466313103    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 15,000 466313103    4 Approve Omnibus Stock Plan Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 15,000 466313103    5 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Brooks Automation, Inc. BRKS 01/26/2021 Annual 30,300 114340102    1.1 Elect Director Robyn C. Davis Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 30,300 114340102    1.2 Elect Director Joseph R. Martin Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 30,300 114340102    1.3 Elect Director Erica J. McLaughlin Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 30,300 114340102    1.4 Elect Director Krishna G. Palepu Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 30,300 114340102    1.5 Elect Director Michael Rosenblatt Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 30,300 114340102    1.6 Elect Director Stephen S. Schwartz Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 30,300 114340102    1.7 Elect Director Alfred Woollacott, III Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 30,300 114340102    1.8 Elect Director Mark S. Wrighton Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 30,300 114340102    1.9 Elect Director Ellen M. Zane Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 30,300 114340102    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 30,300 114340102    3 Approve Omnibus Stock Plan Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 30,300 114340102    4 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
KULICKE AND SOFFA INDUSTRIES, INC. KLIC 03/04/2021 Annual 61,600 501242101    1a Elect Director Chin Hu Lim Mgmt For For
KULICKE AND SOFFA INDUSTRIES, INC. KLIC 03/04/2021 Annual 61,600 501242101    2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
KULICKE AND SOFFA INDUSTRIES, INC. KLIC 03/04/2021 Annual 61,600 501242101    3 Approve Omnibus Stock Plan Mgmt For For
KULICKE AND SOFFA INDUSTRIES, INC. KLIC 03/04/2021 Annual 61,600 501242101    4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
SYNNEX Corporation SNX 03/16/2021 Annual 10,832 87162W100    1.1 Elect Director Kevin Murai Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 10,832 87162W100    1.2 Elect Director Dwight Steffensen Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 10,832 87162W100    1.3 Elect Director Dennis Polk Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 10,832 87162W100    1.4 Elect Director Fred Breidenbach Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 10,832 87162W100    1.5 Elect Director Laurie Simon Hodrick Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 10,832 87162W100    1.6 Elect Director Hau Lee Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 10,832 87162W100    1.7 Elect Director Matthew Miau Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 10,832 87162W100    1.8 Elect Director Ann Vezina Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 10,832 87162W100    1.9 Elect Director Thomas Wurster Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 10,832 87162W100    1.10 Elect Director Duane Zitzner Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 10,832 87162W100    1.11 Elect Director Andrea Zulberti Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 10,832 87162W100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 10,832 87162W100    3 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Magellan Health, Inc. MGLN 03/31/2021 Special 13,100 559079207    1 Approve Merger Agreement Mgmt For For
Magellan Health, Inc. MGLN 03/31/2021 Special 13,100 559079207    2 Advisory Vote on Golden Parachutes Mgmt For For
Magellan Health, Inc. MGLN 03/31/2021 Special 13,100 559079207    3 Adjourn Meeting Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Marvell Technology Group Ltd. MRVL 04/15/2021 Special 7,588 G5876H105    1 Reduce Supermajority Vote Requirement to Approve Merger Mgmt For For
Marvell Technology Group Ltd. MRVL 04/15/2021 Special 7,588 G5876H105    2 Approve Merger Agreement Mgmt For For
Marvell Technology Group Ltd. MRVL 04/15/2021 Special 7,588 G5876H105    3 Adjourn Meeting Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Concentrix Corporation CNXC 04/20/2021 Annual 10,832 20602D101    1a Elect Director Christopher Caldwell Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 10,832 20602D101    1b Elect Director Teh-Chien Chou Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 10,832 20602D101    1c Elect Director LaVerne H. Council Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 10,832 20602D101    1d Elect Director Jennifer Deason Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 10,832 20602D101    1e Elect Director Kathryn Hayley Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 10,832 20602D101    1f Elect Director Kathryn Marinello Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 10,832 20602D101    1g Elect Director Dennis Polk Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 10,832 20602D101    1h Elect Director Ann Vezina Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 10,832 20602D101    2 Ratify KPMG LLP as Auditors Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 10,832 20602D101    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 10,832 20602D101    4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Prosperity Bancshares, Inc. PB 04/20/2021 Annual 8,000 743606105    1.1 Elect Director James A. Bouligny Mgmt For For
Prosperity Bancshares, Inc. PB 04/20/2021 Annual 8,000 743606105    1.2 Elect Director W. R. Collier Mgmt For For
Prosperity Bancshares, Inc. PB 04/20/2021 Annual 8,000 743606105    1.3 Elect Director Bruce W. Hunt Mgmt For For
Prosperity Bancshares, Inc. PB 04/20/2021 Annual 8,000 743606105    1.4 Elect Director Robert Steelhammer Mgmt For For
Prosperity Bancshares, Inc. PB 04/20/2021 Annual 8,000 743606105    1.5 Elect Director H. E. Timanus, Jr. Mgmt For For
Prosperity Bancshares, Inc. PB 04/20/2021 Annual 8,000 743606105    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Prosperity Bancshares, Inc. PB 04/20/2021 Annual 8,000 743606105    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Ducommun Incorporated DCO 04/21/2021 Annual 10,000 264147109    1 Elect Director Shirley G. Drazba Mgmt For For
Ducommun Incorporated DCO 04/21/2021 Annual 10,000 264147109    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Ducommun Incorporated DCO 04/21/2021 Annual 10,000 264147109    3 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Kforce Inc. KFRC 04/22/2021 Annual 44,400 493732101    1.1 Elect Director David L. Dunkel Mgmt For For
Kforce Inc. KFRC 04/22/2021 Annual 44,400 493732101    1.2 Elect Director Mark F. Furlong Mgmt For For
Kforce Inc. KFRC 04/22/2021 Annual 44,400 493732101    1.3 Elect Director Catherine H. Cloudman Mgmt For For
Kforce Inc. KFRC 04/22/2021 Annual 44,400 493732101    1.4 Elect Director Derrick D. Brooks Mgmt For For
Kforce Inc. KFRC 04/22/2021 Annual 44,400 493732101    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Kforce Inc. KFRC 04/22/2021 Annual 44,400 493732101    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Kforce Inc. KFRC 04/22/2021 Annual 44,400 493732101    4 Approve Omnibus Stock Plan Mgmt For Against
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Sensient Technologies Corporation SXT 04/22/2021 Annual 21,700 81725T100    1.1 Elect Director Joseph Carleone Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 21,700 81725T100    1.2 Elect Director Edward H. Cichurski Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 21,700 81725T100    1.3 Elect Director Mario Ferruzzi Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 21,700 81725T100    1.4 Elect Director Carol R. Jackson Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 21,700 81725T100    1.5 Elect Director Donald W. Landry Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 21,700 81725T100    1.6 Elect Director Paul Manning Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 21,700 81725T100    1.7 Elect Director Deborah McKeithan-Gebhardt Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 21,700 81725T100    1.8 Elect Director Scott C. Morrison Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 21,700 81725T100    1.9 Elect Director Elaine R. Wedral Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 21,700 81725T100    1.10 Elect Director Essie Whitelaw Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 21,700 81725T100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 21,700 81725T100    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
GATX Corporation GATX 04/23/2021 Annual 15,400 361448103    1.1 Elect Director Diane M. Aigotti Mgmt For For
GATX Corporation GATX 04/23/2021 Annual 15,400 361448103    1.2 Elect Director Anne L. Arvia Mgmt For For
GATX Corporation GATX 04/23/2021 Annual 15,400 361448103    1.3 Elect Director Brian A. Kenney Mgmt For For
GATX Corporation GATX 04/23/2021 Annual 15,400 361448103    1.4 Elect Director James B. Ream Mgmt For For
GATX Corporation GATX 04/23/2021 Annual 15,400 361448103    1.5 Elect Director Adam L. Stanley Mgmt For For
GATX Corporation GATX 04/23/2021 Annual 15,400 361448103    1.6 Elect Director David S. Sutherland Mgmt For For
GATX Corporation GATX 04/23/2021 Annual 15,400 361448103    1.7 Elect Director Stephen R. Wilson Mgmt For For
GATX Corporation GATX 04/23/2021 Annual 15,400 361448103    1.8 Elect Director Paul G. Yovovich Mgmt For For
GATX Corporation GATX 04/23/2021 Annual 15,400 361448103    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
GATX Corporation GATX 04/23/2021 Annual 15,400 361448103    3 Ratify Ernst & Young LLP as Auditor Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
PerkinElmer, Inc. PKI 04/27/2021 Annual 13,500 714046109    1a Elect Director Peter Barrett Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 13,500 714046109    1b Elect Director Samuel R. Chapin Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 13,500 714046109    1c Elect Director Sylvie Gregoire Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 13,500 714046109    1d Elect Director Alexis P. Michas Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 13,500 714046109    1e Elect Director Prahlad R. Singh Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 13,500 714046109    1f Elect Director Michel Vounatsos Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 13,500 714046109    1g Elect Director Frank Witney Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 13,500 714046109    1h Elect Director Pascale Witz Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 13,500 714046109    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 13,500 714046109    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Renasant Corporation RNST 04/27/2021 Annual 35,000 75970E107    1.1 Elect Director Donald Clark, Jr. Mgmt For For
Renasant Corporation RNST 04/27/2021 Annual 35,000 75970E107    1.2 Elect Director Albert J. Dale, III Mgmt For For
Renasant Corporation RNST 04/27/2021 Annual 35,000 75970E107    1.3 Elect Director Connie L. Engel Mgmt For For
Renasant Corporation RNST 04/27/2021 Annual 35,000 75970E107    1.4 Elect Director C. Mitchell Waycaster Mgmt For For
Renasant Corporation RNST 04/27/2021 Annual 35,000 75970E107    2 Elect Director John T. Foy Mgmt For For
Renasant Corporation RNST 04/27/2021 Annual 35,000 75970E107    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Renasant Corporation RNST 04/27/2021 Annual 35,000 75970E107    4 Ratify HORNE LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Banner Corporation BANR 04/28/2021 Annual 21,000 06652V208    1.1 Elect Director Roberto R. Herencia Mgmt For For
Banner Corporation BANR 04/28/2021 Annual 21,000 06652V208    1.2 Elect Director John R. Layman Mgmt For For
Banner Corporation BANR 04/28/2021 Annual 21,000 06652V208    1.3 Elect Director Kevin F. Riordan Mgmt For For
Banner Corporation BANR 04/28/2021 Annual 21,000 06652V208    1.4 Elect Director Terry Schwakopf Mgmt For For
Banner Corporation BANR 04/28/2021 Annual 21,000 06652V208    1.5 Elect Director Ellen R.M. Boyer Mgmt For For
Banner Corporation BANR 04/28/2021 Annual 21,000 06652V208    1.6 Elect Director David I. Matson Mgmt For For
Banner Corporation BANR 04/28/2021 Annual 21,000 06652V208    1.7 Elect Director John Pedersen Mgmt For For
Banner Corporation BANR 04/28/2021 Annual 21,000 06652V208    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Banner Corporation BANR 04/28/2021 Annual 21,000 06652V208    3 Ratify Moss Adams LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
A10 Networks, Inc. ATEN 04/29/2021 Annual 124,300 002121101    1a Elect Director Tor R. Braham Mgmt For For
A10 Networks, Inc. ATEN 04/29/2021 Annual 124,300 002121101    1b Elect Director Peter Y. Chung Mgmt For For
A10 Networks, Inc. ATEN 04/29/2021 Annual 124,300 002121101    1c Elect Director Mary Dotz Mgmt For For
A10 Networks, Inc. ATEN 04/29/2021 Annual 124,300 002121101    1d Elect Director Eric Singer Mgmt For For
A10 Networks, Inc. ATEN 04/29/2021 Annual 124,300 002121101    1e Elect Director Dhrupad Trivedi Mgmt For For
A10 Networks, Inc. ATEN 04/29/2021 Annual 124,300 002121101    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
A10 Networks, Inc. ATEN 04/29/2021 Annual 124,300 002121101    3 Ratify Armanino LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
JELD-WEN Holding, Inc. JELD 04/29/2021 Annual 30,000 47580P103    1.1 Elect Director Tracey I. Joubert Mgmt For For
JELD-WEN Holding, Inc. JELD 04/29/2021 Annual 30,000 47580P103    1.2 Elect Director Cynthia Marshall Mgmt For For
JELD-WEN Holding, Inc. JELD 04/29/2021 Annual 30,000 47580P103    1.3 Elect Director Gary S. Michel Mgmt For For
JELD-WEN Holding, Inc. JELD 04/29/2021 Annual 30,000 47580P103    1.4 Elect Director Anthony Munk Mgmt For For
JELD-WEN Holding, Inc. JELD 04/29/2021 Annual 30,000 47580P103    1.5 Elect Director David G. Nord Mgmt For For
JELD-WEN Holding, Inc. JELD 04/29/2021 Annual 30,000 47580P103    1.6 Elect Director Suzanne L. Stefany Mgmt For For
JELD-WEN Holding, Inc. JELD 04/29/2021 Annual 30,000 47580P103    1.7 Elect Director Bruce M. Taten Mgmt For For
JELD-WEN Holding, Inc. JELD 04/29/2021 Annual 30,000 47580P103    1.8 Elect Director Roderick C. Wendt Mgmt For For
JELD-WEN Holding, Inc. JELD 04/29/2021 Annual 30,000 47580P103    1.9 Elect Director Steven E. Wynne Mgmt For For
JELD-WEN Holding, Inc. JELD 04/29/2021 Annual 30,000 47580P103    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
JELD-WEN Holding, Inc. JELD 04/29/2021 Annual 30,000 47580P103    3 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Pitney Bowes Inc. PBI 05/03/2021 Annual 80,000 724479100    1a Elect Director Anne M. Busquet Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 80,000 724479100    1b Elect Director Robert M. (Bob) Dutkowsky Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 80,000 724479100    1c Elect Director Anne Sutherland Fuchs Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 80,000 724479100    1d Elect Director Mary J. Steele Guilfoile Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 80,000 724479100    1e Elect Director S. Douglas Hutcheson Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 80,000 724479100    1f Elect Director Marc B. Lautenbach Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 80,000 724479100    1g Elect Director Michael I. Roth Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 80,000 724479100    1h Elect Director Linda S. Sanford Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 80,000 724479100    1i Elect Director David L. Shedlarz Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 80,000 724479100    1j Elect Director Sheila A. Stamps Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 80,000 724479100    2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 80,000 724479100    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
National Bank Holdings Corporation NBHC 05/04/2021 Annual 14,936 633707104    1.1 Elect Director Ralph W. Clermont Mgmt For For
National Bank Holdings Corporation NBHC 05/04/2021 Annual 14,936 633707104    1.2 Elect Director Robert E. Dean Mgmt For For
National Bank Holdings Corporation NBHC 05/04/2021 Annual 14,936 633707104    1.3 Elect Director Fred J. Joseph Mgmt For For
National Bank Holdings Corporation NBHC 05/04/2021 Annual 14,936 633707104    1.4 Elect Director G. Timothy Laney Mgmt For For
National Bank Holdings Corporation NBHC 05/04/2021 Annual 14,936 633707104    1.5 Elect Director Micho F. Spring Mgmt For For
National Bank Holdings Corporation NBHC 05/04/2021 Annual 14,936 633707104    1.6 Elect Director Burney S. Warren, III Mgmt For For
National Bank Holdings Corporation NBHC 05/04/2021 Annual 14,936 633707104    1.7 Elect Director Art Zeile Mgmt For For
National Bank Holdings Corporation NBHC 05/04/2021 Annual 14,936 633707104    2 Ratify KPMG LLP as Auditors Mgmt For For
National Bank Holdings Corporation NBHC 05/04/2021 Annual 14,936 633707104    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
National Bank Holdings Corporation NBHC 05/04/2021 Annual 14,936 633707104    4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Primoris Services Corporation PRIM 05/04/2021 Annual 25,000 74164F103    1.1 Elect Director Stephen C. Cook Mgmt For For
Primoris Services Corporation PRIM 05/04/2021 Annual 25,000 74164F103    1.2 Elect Director David L. King Mgmt For For
Primoris Services Corporation PRIM 05/04/2021 Annual 25,000 74164F103    1.3 Elect Director Carla S. Mashinski Mgmt For For
Primoris Services Corporation PRIM 05/04/2021 Annual 25,000 74164F103    1.4 Elect Director Terry D. McCallister Mgmt For For
Primoris Services Corporation PRIM 05/04/2021 Annual 25,000 74164F103    1.5 Elect Director Thomas E. McCormick Mgmt For For
Primoris Services Corporation PRIM 05/04/2021 Annual 25,000 74164F103    1.6 Elect Director Jose R. Rodriguez Mgmt For For
Primoris Services Corporation PRIM 05/04/2021 Annual 25,000 74164F103    1.7 Elect Director John P. Schauerman Mgmt For For
Primoris Services Corporation PRIM 05/04/2021 Annual 25,000 74164F103    1.8 Elect Director Robert A. Tinstman Mgmt For For
Primoris Services Corporation PRIM 05/04/2021 Annual 25,000 74164F103    1.9 Elect Director Patricia K. Wagner Mgmt For For
Primoris Services Corporation PRIM 05/04/2021 Annual 25,000 74164F103    2 Ratify Moss Adams LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Veeco Instruments Inc. VECO 05/06/2021 Annual 30,000 922417100    1a Elect Director Richard A. D'Amore Mgmt For For
Veeco Instruments Inc. VECO 05/06/2021 Annual 30,000 922417100    1b Elect Director Keith D. Jackson Mgmt For For
Veeco Instruments Inc. VECO 05/06/2021 Annual 30,000 922417100    1c Elect Director Mary Jane Raymond Mgmt For For
Veeco Instruments Inc. VECO 05/06/2021 Annual 30,000 922417100    2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Veeco Instruments Inc. VECO 05/06/2021 Annual 30,000 922417100    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Veeco Instruments Inc. VECO 05/06/2021 Annual 30,000 922417100    4 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
J2 Global, Inc. JCOM 05/07/2021 Annual 18,400 48123V102    1.1 Elect Director Richard S. Ressler Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 18,400 48123V102    1.2 Elect Director Vivek Shah Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 18,400 48123V102    1.3 Elect Director Douglas Y. Bech Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 18,400 48123V102    1.4 Elect Director Sarah Fay Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 18,400 48123V102    1.5 Elect Director W. Brian Kretzmer Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 18,400 48123V102    1.6 Elect Director Jonathan F. Miller Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 18,400 48123V102    1.7 Elect Director Stephen Ross Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 18,400 48123V102    1.8 Elect Director Pamela Sutton-Wallace Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 18,400 48123V102    1.9 Elect Director Scott C. Taylor Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 18,400 48123V102    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 18,400 48123V102    3 Ratify BDO USA, LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
First Merchants Corporation FRME 05/11/2021 Annual 34,000 320817109    1.1 Elect Director Michael R. Becher Mgmt For For
First Merchants Corporation FRME 05/11/2021 Annual 34,000 320817109    1.2 Elect Director Susan W. Brooks Mgmt For For
First Merchants Corporation FRME 05/11/2021 Annual 34,000 320817109    1.3 Elect Director Mark K. Hardwick Mgmt For For
First Merchants Corporation FRME 05/11/2021 Annual 34,000 320817109    1.4 Elect Director William L. Hoy Mgmt For For
First Merchants Corporation FRME 05/11/2021 Annual 34,000 320817109    1.5 Elect Director Patrick A. Sherman Mgmt For For
First Merchants Corporation FRME 05/11/2021 Annual 34,000 320817109    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
First Merchants Corporation FRME 05/11/2021 Annual 34,000 320817109    3 Ratify BKD, LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Onto Innovation, Inc. ONTO 05/11/2021 Annual 10,000 683344105    1.1 Elect Director Leo Berlinghieri Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 10,000 683344105    1.2 Elect Director Edward J. Brown, Jr. Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 10,000 683344105    1.3 Elect Director David B. Miller Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 10,000 683344105    1.4 Elect Director Michael P. Plisinski Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 10,000 683344105    1.5 Elect Director Bruce C. Rhine Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 10,000 683344105    1.6 Elect Director Christopher A. Seams Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 10,000 683344105    1.7 Elect Director Christine A. Tsingos Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 10,000 683344105    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 10,000 683344105    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
MaxLinear, Inc. MXL 05/12/2021 Annual 20,000 57776J100    1.1 Elect Director Kishore Seendripu Mgmt For For
MaxLinear, Inc. MXL 05/12/2021 Annual 20,000 57776J100    1.2 Elect Director Thomas E. Pardun Mgmt For For
MaxLinear, Inc. MXL 05/12/2021 Annual 20,000 57776J100    1.3 Elect Director Gregory P. Dougherty Mgmt For For
MaxLinear, Inc. MXL 05/12/2021 Annual 20,000 57776J100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
MaxLinear, Inc. MXL 05/12/2021 Annual 20,000 57776J100    3 Ratify Grant Thornton LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Calix, Inc. CALX 05/13/2021 Annual 30,000 13100M509    1.1 Elect Director Don Listwin Mgmt For For
Calix, Inc. CALX 05/13/2021 Annual 30,000 13100M509    1.2 Elect Director Kevin Peters Mgmt For For
Calix, Inc. CALX 05/13/2021 Annual 30,000 13100M509    1.3 Elect Director J. Daniel Plants Mgmt For For
Calix, Inc. CALX 05/13/2021 Annual 30,000 13100M509    2 Amend Omnibus Stock Plan Mgmt For For
Calix, Inc. CALX 05/13/2021 Annual 30,000 13100M509    3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Calix, Inc. CALX 05/13/2021 Annual 30,000 13100M509    4 Amend Nonqualified Employee Stock Purchase Plan Mgmt For For
Calix, Inc. CALX 05/13/2021 Annual 30,000 13100M509    5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Calix, Inc. CALX 05/13/2021 Annual 30,000 13100M509    6 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    1 Approve Spin-Off Agreement Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    2 Approve the Corporate Opportunities Charter Amendment Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    3 Adjourn Meeting Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    4a Elect Director Chelsea Clinton Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    4b Elect Director Barry Diller Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    4c Elect Director Michael D. Eisner Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    4d Elect Director Bonnie S. Hammer Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    4e Elect Director Victor A. Kaufman Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    4f Elect Director Joseph Levin Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    4g Elect Director Bryan Lourd Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    4h Elect Director Westley Moore Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    4i Elect Director David Rosenblatt Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    4j Elect Director Alan G. Spoon Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    4k Elect Director Alexander von Furstenberg Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    4l Elect Director Richard F. Zannino Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    5 Ratify Ernst & Young LLP as Auditors Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    6 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against
IAC/InterActiveCorp IAC 05/14/2021 Annual 6,000 44891N109    7 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 11,650 59522J103    1a Elect Director H. Eric Bolton, Jr. Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 11,650 59522J103    1b Elect Director Alan B. Graf, Jr. Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 11,650 59522J103    1c Elect Director Toni Jennings Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 11,650 59522J103    1d Elect Director Edith Kelly-Green Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 11,650 59522J103    1e Elect Director James K. Lowder Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 11,650 59522J103    1f Elect Director Thomas H. Lowder Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 11,650 59522J103    1g Elect Director Monica McGurk Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 11,650 59522J103    1h Elect Director Claude B. Nielsen Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 11,650 59522J103    1i Elect Director Philip W. Norwood Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 11,650 59522J103    1j Elect Director W. Reid Sanders Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 11,650 59522J103    1k Elect Director Gary Shorb Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 11,650 59522J103    1l Elect Director David P. Stockert Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 11,650 59522J103    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 11,650 59522J103    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1a Elect Director Alan D. Feldman Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1b Elect Director Richard A. Johnson Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1c Elect Director Guillermo G. Marmol Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1d Elect Director Matthew M. McKenna Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1e Elect Director Darlene Nicosia Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1f Elect Director Steven Oakland Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1g Elect Director Ulice Payne, Jr. Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1h Elect Director Kimberly Underhill Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1i Elect Director Tristan Walker Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1j Elect Director Dona D. Young Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    3 Ratify KPMG LLP as Auditor Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 7,000 45765U103    1.1 Elect Director Richard E. Allen Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 7,000 45765U103    1.2 Elect Director Bruce W. Armstrong Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 7,000 45765U103    1.3 Elect Director Linda M. Breard Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 7,000 45765U103    1.4 Elect Director Timothy A. Crown Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 7,000 45765U103    1.5 Elect Director Catherine Courage Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 7,000 45765U103    1.6 Elect Director Anthony A. Ibarguen Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 7,000 45765U103    1.7 Elect Director Kenneth T. Lamneck Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 7,000 45765U103    1.8 Elect Director Kathleen S. Pushor Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 7,000 45765U103    1.9 Elect Director Girish Rishi Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 7,000 45765U103    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 7,000 45765U103    3 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Kadant Inc. KAI 05/19/2021 Annual 3,500 48282T104    1.1 Elect Director Erin L. Russell Mgmt For For
Kadant Inc. KAI 05/19/2021 Annual 3,500 48282T104    1.2 Elect Director William P. Tully Mgmt For For
Kadant Inc. KAI 05/19/2021 Annual 3,500 48282T104    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Kadant Inc. KAI 05/19/2021 Annual 3,500 48282T104    3 Approve the Issuance of Restricted Stock Units to Non-Employee Directors Mgmt For For
Kadant Inc. KAI 05/19/2021 Annual 3,500 48282T104    4 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Summit Materials, Inc. SUM 05/19/2021 Annual 75,000 86614U100    1.1 Elect Director Howard L. Lance Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 75,000 86614U100    1.2 Elect Director Anne K. Wade Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 75,000 86614U100    1.3 Elect Director Susan A. Ellerbusch Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 75,000 86614U100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 75,000 86614U100    3 Ratify KPMG LLP as Auditors Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 75,000 86614U100    4 Amend Omnibus Stock Plan Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 75,000 86614U100    5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 75,000 86614U100    6 Declassify the Board of Directors Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 75,000 86614U100    7 Eliminate Supermajority Vote Requirement Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 75,000 86614U100    8 Amend Charter to Add Federal Forum Selection Provision Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 75,000 86614U100    9 Amend Charter to Delete the Waiver of Section 203 of the DGCL Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Invacare Corporation IVC 05/20/2021 Annual 22,815 461203101    1.1 Elect Director Susan H. Alexander Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 22,815 461203101    1.2 Elect Director Julie A. Beck Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 22,815 461203101    1.3 Elect Director Petra Danielsohn-Weil Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 22,815 461203101    1.4 Elect Director Stephanie L. Fehr Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 22,815 461203101    1.5 Elect Director Diana S. Ferguson Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 22,815 461203101    1.6 Elect Director Marc M. Gibeley Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 22,815 461203101    1.7 Elect Director C. Martin Harris Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 22,815 461203101    1.8 Elect Director Matthew E. Monaghan Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 22,815 461203101    1.9 Elect Director Clifford D. Nastas Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 22,815 461203101    1.10 Elect Director Baiju R. Shah Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 22,815 461203101    2 Amend Omnibus Stock Plan Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 22,815 461203101    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 22,815 461203101    4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
R1 RCM Inc. RCM 05/20/2021 Annual 30,000 749397105    1.1 Elect Director Michael C. Feiner Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 30,000 749397105    1.2 Elect Director Joseph Flanagan Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 30,000 749397105    1.3 Elect Director John B. Henneman, III Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 30,000 749397105    1.4 Elect Director Alex J. Mandl Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 30,000 749397105    1.5 Elect Director Neal Moszkowski Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 30,000 749397105    1.6 Elect Director Ian Sacks Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 30,000 749397105    1.7 Elect Director Jill Smith Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 30,000 749397105    1.8 Elect Director Anthony J. Speranzo Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 30,000 749397105    1.9 Elect Director Anthony R. Tersigni Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 30,000 749397105    1.10 Elect Director Albert (Bert) R. Zimmerli Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 30,000 749397105    2 Amend Omnibus Stock Plan Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 30,000 749397105    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 30,000 749397105    4 Ratify Ernst & Young LLP as Auditors Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 30,000 749397105    5a Elect Director David M. Dill Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Conduent Incorporated CNDT 05/25/2021 Annual 135,000 206787103    1.1 Elect Director Clifford Skelton Mgmt For For
Conduent Incorporated CNDT 05/25/2021 Annual 135,000 206787103    1.2 Elect Director Hunter Gary Mgmt For For
Conduent Incorporated CNDT 05/25/2021 Annual 135,000 206787103    1.3 Elect Director Kathy Higgins Victor Mgmt For For
Conduent Incorporated CNDT 05/25/2021 Annual 135,000 206787103    1.4 Elect Director Scott Letier Mgmt For For
Conduent Incorporated CNDT 05/25/2021 Annual 135,000 206787103    1.5 Elect Director Jesse A. Lynn Mgmt For For
Conduent Incorporated CNDT 05/25/2021 Annual 135,000 206787103    1.6 Elect Director Steven Miller Mgmt For For
Conduent Incorporated CNDT 05/25/2021 Annual 135,000 206787103    1.7 Elect Director Michael Montelongo Mgmt For For
Conduent Incorporated CNDT 05/25/2021 Annual 135,000 206787103    1.8 Elect Director Margarita Palau-Hernandez Mgmt For For
Conduent Incorporated CNDT 05/25/2021 Annual 135,000 206787103    2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Conduent Incorporated CNDT 05/25/2021 Annual 135,000 206787103    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Conduent Incorporated CNDT 05/25/2021 Annual 135,000 206787103    4 Approve Omnibus Stock Plan Mgmt For Against
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Omnicell, Inc. OMCL 05/25/2021 Annual 6,000 68213N109    1.1 Elect Director Randall A. Lipps Mgmt For For
Omnicell, Inc. OMCL 05/25/2021 Annual 6,000 68213N109    1.2 Elect Director Vance B. Moore Mgmt For For
Omnicell, Inc. OMCL 05/25/2021 Annual 6,000 68213N109    1.3 Elect Director Mark W. Parrish Mgmt For For
Omnicell, Inc. OMCL 05/25/2021 Annual 6,000 68213N109    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Omnicell, Inc. OMCL 05/25/2021 Annual 6,000 68213N109    3 Amend Omnibus Stock Plan Mgmt For For
Omnicell, Inc. OMCL 05/25/2021 Annual 6,000 68213N109    4 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Air Transport Services Group, Inc. ATSG 05/26/2021 Annual 55,000 00922R105    1a Elect Director Richard M. Baudouin Mgmt For For
Air Transport Services Group, Inc. ATSG 05/26/2021 Annual 55,000 00922R105    1b Elect Director Phyllis J. Campbell Mgmt For For
Air Transport Services Group, Inc. ATSG 05/26/2021 Annual 55,000 00922R105    1c Elect Director Richard F. Corrado Mgmt For For
Air Transport Services Group, Inc. ATSG 05/26/2021 Annual 55,000 00922R105    1d Elect Director Joseph C. Hete Mgmt For For
Air Transport Services Group, Inc. ATSG 05/26/2021 Annual 55,000 00922R105    1e Elect Director Raymond E. Johns, Jr. Mgmt For For
Air Transport Services Group, Inc. ATSG 05/26/2021 Annual 55,000 00922R105    1f Elect Director Laura J. Peterson Mgmt For For
Air Transport Services Group, Inc. ATSG 05/26/2021 Annual 55,000 00922R105    1g Elect Director Randy D. Rademacher Mgmt For For
Air Transport Services Group, Inc. ATSG 05/26/2021 Annual 55,000 00922R105    1h Elect Director J. Christopher Teets Mgmt For For
Air Transport Services Group, Inc. ATSG 05/26/2021 Annual 55,000 00922R105    1i Elect Director Jeffrey J. Vorholt Mgmt For For
Air Transport Services Group, Inc. ATSG 05/26/2021 Annual 55,000 00922R105    1j Elect Director Paul S. Williams Mgmt For For
Air Transport Services Group, Inc. ATSG 05/26/2021 Annual 55,000 00922R105    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Air Transport Services Group, Inc. ATSG 05/26/2021 Annual 55,000 00922R105    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Air Transport Services Group, Inc. ATSG 05/26/2021 Annual 55,000 00922R105    4 Provide Right to Act by Written Consent SH Against Against
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Designer Brands Inc. DBI 05/27/2021 Annual 19,500 250565108    1.1 Elect Director Peter S. Cobb Mgmt For For
Designer Brands Inc. DBI 05/27/2021 Annual 19,500 250565108    1.2 Elect Director Jay L. Schottenstein Mgmt For For
Designer Brands Inc. DBI 05/27/2021 Annual 19,500 250565108    1.3 Elect Director Roger L. Rawlins Mgmt For For
Designer Brands Inc. DBI 05/27/2021 Annual 19,500 250565108    1.4 Elect Director Joanne Zaiac Mgmt For For
Designer Brands Inc. DBI 05/27/2021 Annual 19,500 250565108    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Designer Brands Inc. DBI 05/27/2021 Annual 19,500 250565108    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Ribbon Communications Inc. RBBN 05/27/2021 Annual 100,000 762544104    1a Elect Director Mariano S. de Beer Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 100,000 762544104    1b Elect Director R. Stewart Ewing, Jr. Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 100,000 762544104    1c Elect Director Bruns H. Grayson Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 100,000 762544104    1d Elect Director Beatriz V. Infante Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 100,000 762544104    1e Elect Director Bruce W. McClelland Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 100,000 762544104    1f Elect Director Krish A. Prabhu Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 100,000 762544104    1g Elect Director Shaul Shani Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 100,000 762544104    1h Elect Director Richard W. Smith Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 100,000 762544104    1i Elect Director Tanya Tamone Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 100,000 762544104    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 100,000 762544104    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
The Ensign Group, Inc. ENSG 05/27/2021 Annual 10,000 29358P101    1.1 Elect Director Christopher R. Christensen Mgmt For For
The Ensign Group, Inc. ENSG 05/27/2021 Annual 10,000 29358P101    1.2 Elect Director Daren J. Shaw Mgmt For For
The Ensign Group, Inc. ENSG 05/27/2021 Annual 10,000 29358P101    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
The Ensign Group, Inc. ENSG 05/27/2021 Annual 10,000 29358P101    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
NeoPhotonics Corporation NPTN 06/01/2021 Annual 40,000 64051T100    1.1 Elect Director Charles J. Abbe Mgmt For For
NeoPhotonics Corporation NPTN 06/01/2021 Annual 40,000 64051T100    1.2 Elect Director Bandel L. Carano Mgmt For For
NeoPhotonics Corporation NPTN 06/01/2021 Annual 40,000 64051T100    1.3 Elect Director Michael J. Sophie Mgmt For For
NeoPhotonics Corporation NPTN 06/01/2021 Annual 40,000 64051T100    2 Amend Omnibus Stock Plan Mgmt For For
NeoPhotonics Corporation NPTN 06/01/2021 Annual 40,000 64051T100    3 Ratify BDO USA, LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Zumiez Inc. ZUMZ 06/02/2021 Annual 1,600 989817101    1a Elect Director Richard M. Brooks Mgmt For For
Zumiez Inc. ZUMZ 06/02/2021 Annual 1,600 989817101    1b Elect Director Steve P. Louden Mgmt For For
Zumiez Inc. ZUMZ 06/02/2021 Annual 1,600 989817101    1c Elect Director James P. Murphy Mgmt For For
Zumiez Inc. ZUMZ 06/02/2021 Annual 1,600 989817101    2 Ratify Moss Adams LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
American Eagle Outfitters, Inc. AEO 06/03/2021 Annual 67,600 02553E106    1.1 Elect Director Janice E. Page Mgmt For For
American Eagle Outfitters, Inc. AEO 06/03/2021 Annual 67,600 02553E106    1.2 Elect Director David M. Sable Mgmt For For
American Eagle Outfitters, Inc. AEO 06/03/2021 Annual 67,600 02553E106    1.3 Elect Director Noel J. Spiegel Mgmt For For
American Eagle Outfitters, Inc. AEO 06/03/2021 Annual 67,600 02553E106    2 Ratify Ernst & Young LLP as Auditors Mgmt For For
American Eagle Outfitters, Inc. AEO 06/03/2021 Annual 67,600 02553E106    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
OptiNose, Inc. OPTN 06/09/2021 Annual 80,000 68404V100    1.1 Elect Director Peter K. Miller Mgmt For For
OptiNose, Inc. OPTN 06/09/2021 Annual 80,000 68404V100    1.2 Elect Director Tomas J. Heyman Mgmt For For
OptiNose, Inc. OPTN 06/09/2021 Annual 80,000 68404V100    2 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Tilly's, Inc. TLYS 06/09/2021 Annual 40,000 886885102    1.1 Elect Director Hezy Shaked Mgmt For For
Tilly's, Inc. TLYS 06/09/2021 Annual 40,000 886885102    1.2 Elect Director Doug Collier Mgmt For For
Tilly's, Inc. TLYS 06/09/2021 Annual 40,000 886885102    1.3 Elect Director Seth Johnson Mgmt For For
Tilly's, Inc. TLYS 06/09/2021 Annual 40,000 886885102    1.4 Elect Director Janet E. Kerr Mgmt For For
Tilly's, Inc. TLYS 06/09/2021 Annual 40,000 886885102    1.5 Elect Director Edmond Thomas Mgmt For For
Tilly's, Inc. TLYS 06/09/2021 Annual 40,000 886885102    1.6 Elect Director Bernard Zeichner Mgmt For For
Tilly's, Inc. TLYS 06/09/2021 Annual 40,000 886885102    2 Ratify BDO USA, LLP as Auditors Mgmt For For
Tilly's, Inc. TLYS 06/09/2021 Annual 40,000 886885102    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
EMCOR Group, Inc. EME 06/10/2021 Annual 19,700 29084Q100    1a Elect Director John W. Altmeyer Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 19,700 29084Q100    1b Elect Director Anthony J. Guzzi Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 19,700 29084Q100    1c Elect Director Ronald L. Johnson Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 19,700 29084Q100    1d Elect Director David H. Laidley Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 19,700 29084Q100    1e Elect Director Carol P. Lowe Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 19,700 29084Q100    1f Elect Director M. Kevin McEvoy Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 19,700 29084Q100    1g Elect Director William P. Reid Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 19,700 29084Q100    1h Elect Director Steven B. Schwarzwaelder Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 19,700 29084Q100    1i Elect Director Robin Walker-Lee Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 19,700 29084Q100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 19,700 29084Q100    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 19,700 29084Q100    4 Provide Right to Act by Written Consent SH Against For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Tabula Rasa HealthCare, Inc. TRHC 06/11/2021 Annual 21,400 873379101    1.1 Elect Director Samira Beckwith Mgmt For For
Tabula Rasa HealthCare, Inc. TRHC 06/11/2021 Annual 21,400 873379101    1.2 Elect Director Dennis Helling Mgmt For For
Tabula Rasa HealthCare, Inc. TRHC 06/11/2021 Annual 21,400 873379101    1.3 Elect Director Pamela Schweitzer Mgmt For For
Tabula Rasa HealthCare, Inc. TRHC 06/11/2021 Annual 21,400 873379101    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Tabula Rasa HealthCare, Inc. TRHC 06/11/2021 Annual 21,400 873379101    3 Ratify KPMG LLP as Auditors Mgmt For For
Tabula Rasa HealthCare, Inc. TRHC 06/11/2021 Annual 21,400 873379101    4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Match Group, Inc. MTCH 06/15/2021 Annual 9,850 57667L107    1a Elect Director Wendi Murdoch Mgmt For For
Match Group, Inc. MTCH 06/15/2021 Annual 9,850 57667L107    1b Elect Director Glenn H. Schiffman Mgmt For For
Match Group, Inc. MTCH 06/15/2021 Annual 9,850 57667L107    1c Elect Director Pamela S. Seymon Mgmt For For
Match Group, Inc. MTCH 06/15/2021 Annual 9,850 57667L107    2 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Match Group, Inc. MTCH 06/15/2021 Annual 9,850 57667L107    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Addus HomeCare Corporation ADUS 06/16/2021 Annual 18,900 006739106    1.1 Elect Director R. Dirk Allison Mgmt For For
Addus HomeCare Corporation ADUS 06/16/2021 Annual 18,900 006739106    1.2 Elect Director Mark L. First Mgmt For For
Addus HomeCare Corporation ADUS 06/16/2021 Annual 18,900 006739106    1.3 Elect Director Darin J. Gordon Mgmt For For
Addus HomeCare Corporation ADUS 06/16/2021 Annual 18,900 006739106    2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Addus HomeCare Corporation ADUS 06/16/2021 Annual 18,900 006739106    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
II-VI Incorporated IIVI 06/24/2021 Special 12,000 902104108    1 Issue Shares in Connection with Merger Mgmt For For
II-VI Incorporated IIVI 06/24/2021 Special 12,000 902104108    2 Adjourn Meeting Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
SYNNEX Corporation SNX 06/30/2021 Special 10,832 87162W100    1 Approve Merger Agreement Mgmt For For
SYNNEX Corporation SNX 06/30/2021 Special 10,832 87162W100    2 Issue Shares in Connection with Merger Mgmt For For
SYNNEX Corporation SNX 06/30/2021 Special 10,832 87162W100    3 Increase Authorized Common Stock Mgmt For For
SYNNEX Corporation SNX 06/30/2021 Special 10,832 87162W100    4 Amend Certificate of Incorporation to Waive Corporate Opportunity Doctrine Mgmt For For
SYNNEX Corporation SNX 06/30/2021 Special 10,832 87162W100    5 Adjourn Meeting Mgmt For For
                     

 

 

Account Name: PARADIGM SELECT FUND

Custodial Bank: U.S. BANK, N.A.

 

Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 52,725 G5876H105    1A Elect Director Tudor Brown Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 52,725 G5876H105    1B Elect Director Brad Buss Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 52,725 G5876H105    1C Elect Director Edward Frank Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 52,725 G5876H105    1D Elect Director Richard S. Hill Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 52,725 G5876H105    1E Elect Director Bethany Mayer Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 52,725 G5876H105    1F Elect Director Matthew J. Murphy Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 52,725 G5876H105    1G Elect Director Michael Strachan Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 52,725 G5876H105    1H Elect Director Robert E. Switz Mgmt For For
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 52,725 G5876H105    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against
Marvell Technology Group Ltd. MRVL 07/23/2020 Annual 52,725 G5876H105    3 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Rexnord Corporation RXN 07/23/2020 Annual 19,400 76169B102    1.1 Elect Director Thomas D. Christopoul Mgmt For For
Rexnord Corporation RXN 07/23/2020 Annual 19,400 76169B102    1.2 Elect Director John S. Stroup Mgmt For For
Rexnord Corporation RXN 07/23/2020 Annual 19,400 76169B102    1.3 Elect Director Peggy N. Troy Mgmt For For
Rexnord Corporation RXN 07/23/2020 Annual 19,400 76169B102    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Rexnord Corporation RXN 07/23/2020 Annual 19,400 76169B102    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
EnerSys ENS 07/30/2020 Annual 8,000 29275Y102    1.1 Elect Director Caroline Chan Mgmt For For
EnerSys ENS 07/30/2020 Annual 8,000 29275Y102    1.2 Elect Director Steven M. Fludder Mgmt For For
EnerSys ENS 07/30/2020 Annual 8,000 29275Y102    1.3 Elect Director Paul J. Tufano Mgmt For For
EnerSys ENS 07/30/2020 Annual 8,000 29275Y102    2 Ratify Ernst & Young LLP as Auditors Mgmt For For
EnerSys ENS 07/30/2020 Annual 8,000 29275Y102    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
EnerSys ENS 07/30/2020 Annual 8,000 29275Y102    4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Qorvo, Inc. QRVO 08/04/2020 Annual 11,200 74736K101    1.1 Elect Director Ralph G. Quinsey Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 11,200 74736K101    1.2 Elect Director Robert A. Bruggeworth Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 11,200 74736K101    1.3 Elect Director Jeffery R. Gardner Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 11,200 74736K101    1.4 Elect Director John R. Harding Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 11,200 74736K101    1.5 Elect Director David H. Y. Ho Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 11,200 74736K101    1.6 Elect Director Roderick D. Nelson Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 11,200 74736K101    1.7 Elect Director Walden C. Rhines Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 11,200 74736K101    1.8 Elect Director Susan L. Spradley Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 11,200 74736K101    1.9 Elect Director Walter H. Wilkinson, Jr. Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 11,200 74736K101    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Qorvo, Inc. QRVO 08/04/2020 Annual 11,200 74736K101    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Carpenter Technology Corporation CRS 10/13/2020 Annual 13,800 144285103    1.1 Elect Director Steven E. Karol Mgmt For For
Carpenter Technology Corporation CRS 10/13/2020 Annual 13,800 144285103    1.2 Elect Director Gregory A. Pratt Mgmt For For
Carpenter Technology Corporation CRS 10/13/2020 Annual 13,800 144285103    1.3 Elect Director Tony R. Thene Mgmt For For
Carpenter Technology Corporation CRS 10/13/2020 Annual 13,800 144285103    2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Carpenter Technology Corporation CRS 10/13/2020 Annual 13,800 144285103    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Carpenter Technology Corporation CRS 10/13/2020 Annual 13,800 144285103    4 Amend Omnibus Stock Plan Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Matrix Service Company MTRX 11/03/2020 Annual 41,700 576853105    1a Elect Director Martha Z. Carnes Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 41,700 576853105    1b Elect Director John D. Chandler Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 41,700 576853105    1c Elect Director Carlin G. Conner Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 41,700 576853105    1d Elect Director John R. Hewitt Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 41,700 576853105    1e Elect Director Liane K. Hinrichs Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 41,700 576853105    1f Elect Director James H. Miller Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 41,700 576853105    1g Elect Director Jim W. Mogg Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 41,700 576853105    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 41,700 576853105    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 41,700 576853105    4 Approve Omnibus Stock Plan Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
II-VI Incorporated IIVI 11/09/2020 Annual 16,000 902104108    1a Elect Director Joseph J. Corasanti Mgmt For For
II-VI Incorporated IIVI 11/09/2020 Annual 16,000 902104108    1b Elect Director Patricia Hatter Mgmt For For
II-VI Incorporated IIVI 11/09/2020 Annual 16,000 902104108    1c Elect Director Marc Y. E. Pelaez Mgmt For For
II-VI Incorporated IIVI 11/09/2020 Annual 16,000 902104108    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
II-VI Incorporated IIVI 11/09/2020 Annual 16,000 902104108    3 Amend Omnibus Stock Plan Mgmt For For
II-VI Incorporated IIVI 11/09/2020 Annual 16,000 902104108    4 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Lumentum Holdings Inc. LITE 11/19/2020 Annual 4,300 55024U109    1a Elect Director Penelope A. Herscher Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 4,300 55024U109    1b Elect Director Harold L. Covert Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 4,300 55024U109    1c Elect Director Julia S. Johnson Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 4,300 55024U109    1d Elect Director Brian J. Lillie Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 4,300 55024U109    1e Elect Director Alan S. Lowe Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 4,300 55024U109    1f Elect Director Ian S. Small Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 4,300 55024U109    1g Elect Director Janet S. Wong Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 4,300 55024U109    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Lumentum Holdings Inc. LITE 11/19/2020 Annual 4,300 55024U109    3 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Fabrinet FN 12/10/2020 Annual 5,700 G3323L100    1.1 Elect Director Seamus Grady Mgmt For For
Fabrinet FN 12/10/2020 Annual 5,700 G3323L100    1.2 Elect Director Thomas F. Kelly Mgmt For For
Fabrinet FN 12/10/2020 Annual 5,700 G3323L100    2 Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors Mgmt For For
Fabrinet FN 12/10/2020 Annual 5,700 G3323L100    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
BMC Stock Holdings, Inc. BMCH 12/22/2020 Special 33,600 05591B109    1 Approve Merger Agreement Mgmt For For
BMC Stock Holdings, Inc. BMCH 12/22/2020 Special 33,600 05591B109    2 Advisory Vote on Golden Parachutes Mgmt For For
BMC Stock Holdings, Inc. BMCH 12/22/2020 Special 33,600 05591B109    3 Adjourn Meeting Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Jabil Inc. JBL 01/21/2021 Annual 22,100 466313103    1a Elect Director Anousheh Ansari Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 22,100 466313103    1b Elect Director Martha F. Brooks Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 22,100 466313103    1c Elect Director Christopher S. Holland Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 22,100 466313103    1d Elect Director Timothy L. Main Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 22,100 466313103    1e Elect Director Mark T. Mondello Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 22,100 466313103    1f Elect Director John C. Plant Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 22,100 466313103    1g Elect Director Steven A. Raymund Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 22,100 466313103    1h Elect Director Thomas A. Sansone Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 22,100 466313103    1i Elect Director David M. Stout Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 22,100 466313103    1j Elect Director Kathleen A. Walters Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 22,100 466313103    2 Ratify Ernst & Young LLP as Auditors Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 22,100 466313103    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 22,100 466313103    4 Approve Omnibus Stock Plan Mgmt For For
Jabil Inc. JBL 01/21/2021 Annual 22,100 466313103    5 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Capitol Federal Financial, Inc. CFFN 01/26/2021 Annual 7,800 14057J101    1.1 Elect Director Morris J. Huey, II Mgmt For For
Capitol Federal Financial, Inc. CFFN 01/26/2021 Annual 7,800 14057J101    1.2 Elect Director Carlton A. Ricketts Mgmt For For
Capitol Federal Financial, Inc. CFFN 01/26/2021 Annual 7,800 14057J101    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Capitol Federal Financial, Inc. CFFN 01/26/2021 Annual 7,800 14057J101    3 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Hillenbrand, Inc. HI 02/11/2021 Annual 35,200 431571108    1.1 Elect Director Helen W. Cornell Mgmt For For
Hillenbrand, Inc. HI 02/11/2021 Annual 35,200 431571108    1.2 Elect Director Jennifer W. Rumsey Mgmt For For
Hillenbrand, Inc. HI 02/11/2021 Annual 35,200 431571108    1.3 Elect Director Stuart A. Taylor, II Mgmt For For
Hillenbrand, Inc. HI 02/11/2021 Annual 35,200 431571108    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Hillenbrand, Inc. HI 02/11/2021 Annual 35,200 431571108    3 Amend Omnibus Stock Plan Mgmt For For
Hillenbrand, Inc. HI 02/11/2021 Annual 35,200 431571108    4 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
KULICKE AND SOFFA INDUSTRIES, INC. KLIC 03/04/2021 Annual 57,500 501242101    1a Elect Director Chin Hu Lim Mgmt For For
KULICKE AND SOFFA INDUSTRIES, INC. KLIC 03/04/2021 Annual 57,500 501242101    2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
KULICKE AND SOFFA INDUSTRIES, INC. KLIC 03/04/2021 Annual 57,500 501242101    3 Approve Omnibus Stock Plan Mgmt For For
KULICKE AND SOFFA INDUSTRIES, INC. KLIC 03/04/2021 Annual 57,500 501242101    4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
SYNNEX Corporation SNX 03/16/2021 Annual 5,800 87162W100    1.1 Elect Director Kevin Murai Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 5,800 87162W100    1.2 Elect Director Dwight Steffensen Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 5,800 87162W100    1.3 Elect Director Dennis Polk Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 5,800 87162W100    1.4 Elect Director Fred Breidenbach Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 5,800 87162W100    1.5 Elect Director Laurie Simon Hodrick Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 5,800 87162W100    1.6 Elect Director Hau Lee Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 5,800 87162W100    1.7 Elect Director Matthew Miau Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 5,800 87162W100    1.8 Elect Director Ann Vezina Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 5,800 87162W100    1.9 Elect Director Thomas Wurster Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 5,800 87162W100    1.10 Elect Director Duane Zitzner Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 5,800 87162W100    1.11 Elect Director Andrea Zulberti Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 5,800 87162W100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
SYNNEX Corporation SNX 03/16/2021 Annual 5,800 87162W100    3 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Magellan Health, Inc. MGLN 03/31/2021 Special 10,200 559079207    1 Approve Merger Agreement Mgmt For For
Magellan Health, Inc. MGLN 03/31/2021 Special 10,200 559079207    2 Advisory Vote on Golden Parachutes Mgmt For For
Magellan Health, Inc. MGLN 03/31/2021 Special 10,200 559079207    3 Adjourn Meeting Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Marvell Technology Group Ltd. MRVL 04/15/2021 Special 51,725 G5876H105    1 Reduce Supermajority Vote Requirement to Approve Merger Mgmt For For
Marvell Technology Group Ltd. MRVL 04/15/2021 Special 51,725 G5876H105    2 Approve Merger Agreement Mgmt For For
Marvell Technology Group Ltd. MRVL 04/15/2021 Special 51,725 G5876H105    3 Adjourn Meeting Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Concentrix Corporation CNXC 04/20/2021 Annual 5,500 20602D101    1a Elect Director Christopher Caldwell Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 5,500 20602D101    1b Elect Director Teh-Chien Chou Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 5,500 20602D101    1c Elect Director LaVerne H. Council Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 5,500 20602D101    1d Elect Director Jennifer Deason Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 5,500 20602D101    1e Elect Director Kathryn Hayley Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 5,500 20602D101    1f Elect Director Kathryn Marinello Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 5,500 20602D101    1g Elect Director Dennis Polk Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 5,500 20602D101    1h Elect Director Ann Vezina Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 5,500 20602D101    2 Ratify KPMG LLP as Auditors Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 5,500 20602D101    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Concentrix Corporation CNXC 04/20/2021 Annual 5,500 20602D101    4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Ducommun Incorporated DCO 04/21/2021 Annual 14,800 264147109    1 Elect Director Shirley G. Drazba Mgmt For For
Ducommun Incorporated DCO 04/21/2021 Annual 14,800 264147109    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Ducommun Incorporated DCO 04/21/2021 Annual 14,800 264147109    3 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Kforce Inc. KFRC 04/22/2021 Annual 33,350 493732101    1.1 Elect Director David L. Dunkel Mgmt For For
Kforce Inc. KFRC 04/22/2021 Annual 33,350 493732101    1.2 Elect Director Mark F. Furlong Mgmt For For
Kforce Inc. KFRC 04/22/2021 Annual 33,350 493732101    1.3 Elect Director Catherine H. Cloudman Mgmt For For
Kforce Inc. KFRC 04/22/2021 Annual 33,350 493732101    1.4 Elect Director Derrick D. Brooks Mgmt For For
Kforce Inc. KFRC 04/22/2021 Annual 33,350 493732101    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Kforce Inc. KFRC 04/22/2021 Annual 33,350 493732101    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Kforce Inc. KFRC 04/22/2021 Annual 33,350 493732101    4 Approve Omnibus Stock Plan Mgmt For Against
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Sensient Technologies Corporation SXT 04/22/2021 Annual 15,200 81725T100    1.1 Elect Director Joseph Carleone Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 15,200 81725T100    1.2 Elect Director Edward H. Cichurski Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 15,200 81725T100    1.3 Elect Director Mario Ferruzzi Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 15,200 81725T100    1.4 Elect Director Carol R. Jackson Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 15,200 81725T100    1.5 Elect Director Donald W. Landry Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 15,200 81725T100    1.6 Elect Director Paul Manning Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 15,200 81725T100    1.7 Elect Director Deborah McKeithan-Gebhardt Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 15,200 81725T100    1.8 Elect Director Scott C. Morrison Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 15,200 81725T100    1.9 Elect Director Elaine R. Wedral Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 15,200 81725T100    1.10 Elect Director Essie Whitelaw Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 15,200 81725T100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 15,200 81725T100    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
PerkinElmer, Inc. PKI 04/27/2021 Annual 14,000 714046109    1a Elect Director Peter Barrett Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 14,000 714046109    1b Elect Director Samuel R. Chapin Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 14,000 714046109    1c Elect Director Sylvie Gregoire Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 14,000 714046109    1d Elect Director Alexis P. Michas Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 14,000 714046109    1e Elect Director Prahlad R. Singh Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 14,000 714046109    1f Elect Director Michel Vounatsos Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 14,000 714046109    1g Elect Director Frank Witney Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 14,000 714046109    1h Elect Director Pascale Witz Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 14,000 714046109    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
PerkinElmer, Inc. PKI 04/27/2021 Annual 14,000 714046109    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Entegris, Inc. ENTG 04/29/2021 Annual 9,400 29362U104    1a Elect Director Michael A. Bradley Mgmt For For
Entegris, Inc. ENTG 04/29/2021 Annual 9,400 29362U104    1b Elect Director R. Nicholas Burns Mgmt For For
Entegris, Inc. ENTG 04/29/2021 Annual 9,400 29362U104    1c Elect Director Rodney Clark Mgmt For For
Entegris, Inc. ENTG 04/29/2021 Annual 9,400 29362U104    1d Elect Director James F. Gentilcore Mgmt For For
Entegris, Inc. ENTG 04/29/2021 Annual 9,400 29362U104    1e Elect Director Yvette Kanouff Mgmt For For
Entegris, Inc. ENTG 04/29/2021 Annual 9,400 29362U104    1f Elect Director James P. Lederer Mgmt For For
Entegris, Inc. ENTG 04/29/2021 Annual 9,400 29362U104    1g Elect Director Bertrand Loy Mgmt For For
Entegris, Inc. ENTG 04/29/2021 Annual 9,400 29362U104    1h Elect Director Paul L.H. Olson Mgmt For For
Entegris, Inc. ENTG 04/29/2021 Annual 9,400 29362U104    1i Elect Director Azita Saleki-Gerhardt Mgmt For For
Entegris, Inc. ENTG 04/29/2021 Annual 9,400 29362U104    1j Elect Director Brian F. Sullivan Mgmt For For
Entegris, Inc. ENTG 04/29/2021 Annual 9,400 29362U104    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Entegris, Inc. ENTG 04/29/2021 Annual 9,400 29362U104    3 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Rexnord Corporation RXN 05/04/2021 Annual 45,300 76169B102    1.1 Elect Director Todd A. Adams Mgmt For For
Rexnord Corporation RXN 05/04/2021 Annual 45,300 76169B102    1.2 Elect Director Theodore D. Crandall Mgmt For For
Rexnord Corporation RXN 05/04/2021 Annual 45,300 76169B102    1.3 Elect Director Rosemary M. Schooler Mgmt For For
Rexnord Corporation RXN 05/04/2021 Annual 45,300 76169B102    1.4 Elect Director Robin A. Walker-Lee Mgmt For For
Rexnord Corporation RXN 05/04/2021 Annual 45,300 76169B102    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Rexnord Corporation RXN 05/04/2021 Annual 45,300 76169B102    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Innospec Inc. IOSP 05/05/2021 Annual 1,775 45768S105    1.1 Elect Director Milton C. Blackmore Mgmt For For
Innospec Inc. IOSP 05/05/2021 Annual 1,775 45768S105    1.2 Elect Director Robert I. Paller Mgmt For For
Innospec Inc. IOSP 05/05/2021 Annual 1,775 45768S105    2 Elect Director Elizabeth K. Arnold Mgmt For For
Innospec Inc. IOSP 05/05/2021 Annual 1,775 45768S105    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Innospec Inc. IOSP 05/05/2021 Annual 1,775 45768S105    4 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Boise Cascade Company BCC 05/06/2021 Annual 8,400 09739D100    1a Elect Director Nate Jorgensen Mgmt For For
Boise Cascade Company BCC 05/06/2021 Annual 8,400 09739D100    1b Elect Director Richard Fleming Mgmt For For
Boise Cascade Company BCC 05/06/2021 Annual 8,400 09739D100    1c Elect Director Mack Hogans Mgmt For For
Boise Cascade Company BCC 05/06/2021 Annual 8,400 09739D100    1d Elect Director Christopher McGowan Mgmt For For
Boise Cascade Company BCC 05/06/2021 Annual 8,400 09739D100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Boise Cascade Company BCC 05/06/2021 Annual 8,400 09739D100    3 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
J2 Global, Inc. JCOM 05/07/2021 Annual 20,000 48123V102    1.1 Elect Director Richard S. Ressler Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 20,000 48123V102    1.2 Elect Director Vivek Shah Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 20,000 48123V102    1.3 Elect Director Douglas Y. Bech Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 20,000 48123V102    1.4 Elect Director Sarah Fay Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 20,000 48123V102    1.5 Elect Director W. Brian Kretzmer Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 20,000 48123V102    1.6 Elect Director Jonathan F. Miller Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 20,000 48123V102    1.7 Elect Director Stephen Ross Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 20,000 48123V102    1.8 Elect Director Pamela Sutton-Wallace Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 20,000 48123V102    1.9 Elect Director Scott C. Taylor Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 20,000 48123V102    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
J2 Global, Inc. JCOM 05/07/2021 Annual 20,000 48123V102    3 Ratify BDO USA, LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Teradyne, Inc. TER 05/07/2021 Annual 21,300 880770102    1a Elect Director Michael A. Bradley Mgmt For For
Teradyne, Inc. TER 05/07/2021 Annual 21,300 880770102    1b Elect Director Edwin J. Gillis Mgmt For For
Teradyne, Inc. TER 05/07/2021 Annual 21,300 880770102    1c Elect Director Timothy E. Guertin Mgmt For For
Teradyne, Inc. TER 05/07/2021 Annual 21,300 880770102    1d Elect Director Peter Herweck Mgmt For For
Teradyne, Inc. TER 05/07/2021 Annual 21,300 880770102    1e Elect Director Mark E. Jagiela Mgmt For For
Teradyne, Inc. TER 05/07/2021 Annual 21,300 880770102    1f Elect Director Mercedes Johnson Mgmt For For
Teradyne, Inc. TER 05/07/2021 Annual 21,300 880770102    1g Elect Director Marilyn Matz Mgmt For For
Teradyne, Inc. TER 05/07/2021 Annual 21,300 880770102    1h Elect Director Paul J. Tufano Mgmt For For
Teradyne, Inc. TER 05/07/2021 Annual 21,300 880770102    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Teradyne, Inc. TER 05/07/2021 Annual 21,300 880770102    3 Reduce Supermajority Vote Requirement to Approve Merger, Share Exchanges and Substantial Sales of Company Asset Mgmt For For
Teradyne, Inc. TER 05/07/2021 Annual 21,300 880770102    4 Provide Right to Act by Written Consent Mgmt For For
Teradyne, Inc. TER 05/07/2021 Annual 21,300 880770102    5 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Teradyne, Inc. TER 05/07/2021 Annual 21,300 880770102    6 Amend Omnibus Stock Plan Mgmt For For
Teradyne, Inc. TER 05/07/2021 Annual 21,300 880770102    7 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
MKS Instruments, Inc. MKSI 05/11/2021 Annual 14,200 55306N104    1.1 Elect Director Rajeev Batra Mgmt For For
MKS Instruments, Inc. MKSI 05/11/2021 Annual 14,200 55306N104    1.2 Elect Director Gerald G. Colella Mgmt For For
MKS Instruments, Inc. MKSI 05/11/2021 Annual 14,200 55306N104    1.3 Elect Director Elizabeth A. Mora Mgmt For For
MKS Instruments, Inc. MKSI 05/11/2021 Annual 14,200 55306N104    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
MKS Instruments, Inc. MKSI 05/11/2021 Annual 14,200 55306N104    3 Ratify PricewaterhouseCoopers LLP as Auditor Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Onto Innovation, Inc. ONTO 05/11/2021 Annual 15,400 683344105    1.1 Elect Director Leo Berlinghieri Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 15,400 683344105    1.2 Elect Director Edward J. Brown, Jr. Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 15,400 683344105    1.3 Elect Director David B. Miller Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 15,400 683344105    1.4 Elect Director Michael P. Plisinski Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 15,400 683344105    1.5 Elect Director Bruce C. Rhine Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 15,400 683344105    1.6 Elect Director Christopher A. Seams Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 15,400 683344105    1.7 Elect Director Christine A. Tsingos Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 15,400 683344105    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 15,400 683344105    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
MaxLinear, Inc. MXL 05/12/2021 Annual 25,100 57776J100    1.1 Elect Director Kishore Seendripu Mgmt For For
MaxLinear, Inc. MXL 05/12/2021 Annual 25,100 57776J100    1.2 Elect Director Thomas E. Pardun Mgmt For For
MaxLinear, Inc. MXL 05/12/2021 Annual 25,100 57776J100    1.3 Elect Director Gregory P. Dougherty Mgmt For For
MaxLinear, Inc. MXL 05/12/2021 Annual 25,100 57776J100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
MaxLinear, Inc. MXL 05/12/2021 Annual 25,100 57776J100    3 Ratify Grant Thornton LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Skyworks Solutions, Inc. SWKS 05/12/2021 Annual 14,400 83088M102    1a Elect Director Alan S. Batey Mgmt For For
Skyworks Solutions, Inc. SWKS 05/12/2021 Annual 14,400 83088M102    1b Elect Director Kevin L. Beebe Mgmt For For
Skyworks Solutions, Inc. SWKS 05/12/2021 Annual 14,400 83088M102    1c Elect Director Timothy R. Furey Mgmt For For
Skyworks Solutions, Inc. SWKS 05/12/2021 Annual 14,400 83088M102    1d Elect Director Liam K. Griffin Mgmt For For
Skyworks Solutions, Inc. SWKS 05/12/2021 Annual 14,400 83088M102    1e Elect Director Christine King Mgmt For For
Skyworks Solutions, Inc. SWKS 05/12/2021 Annual 14,400 83088M102    1f Elect Director David P. McGlade Mgmt For For
Skyworks Solutions, Inc. SWKS 05/12/2021 Annual 14,400 83088M102    1g Elect Director Robert A. Schriesheim Mgmt For For
Skyworks Solutions, Inc. SWKS 05/12/2021 Annual 14,400 83088M102    1h Elect Director Kimberly S. Stevenson Mgmt For For
Skyworks Solutions, Inc. SWKS 05/12/2021 Annual 14,400 83088M102    2 Ratify KPMG LLP as Auditor Mgmt For For
Skyworks Solutions, Inc. SWKS 05/12/2021 Annual 14,400 83088M102    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against
Skyworks Solutions, Inc. SWKS 05/12/2021 Annual 14,400 83088M102    4 Amend Omnibus Stock Plan Mgmt For For
Skyworks Solutions, Inc. SWKS 05/12/2021 Annual 14,400 83088M102    5 Adopt Simple Majority Vote SH None For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
TTM Technologies, Inc. TTMI 05/12/2021 Annual 63,500 87305R109    1.1 Elect Director John G. Mayer Mgmt For For
TTM Technologies, Inc. TTMI 05/12/2021 Annual 63,500 87305R109    1.2 Elect Director Rex D. Geveden Mgmt For For
TTM Technologies, Inc. TTMI 05/12/2021 Annual 63,500 87305R109    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
TTM Technologies, Inc. TTMI 05/12/2021 Annual 63,500 87305R109    3 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Westlake Chemical Corporation WLK 05/13/2021 Annual 4,350 960413102    1.1 Elect Director James Y. Chao Mgmt For For
Westlake Chemical Corporation WLK 05/13/2021 Annual 4,350 960413102    1.2 Elect Director John T. Chao Mgmt For For
Westlake Chemical Corporation WLK 05/13/2021 Annual 4,350 960413102    1.3 Elect Director Mark A. McCollum Mgmt For For
Westlake Chemical Corporation WLK 05/13/2021 Annual 4,350 960413102    1.4 Elect Director R. Bruce Northcutt Mgmt For For
Westlake Chemical Corporation WLK 05/13/2021 Annual 4,350 960413102    2 Amend Certificate of Incorporation to Add Federal Forum Selection Provision Mgmt For For
Westlake Chemical Corporation WLK 05/13/2021 Annual 4,350 960413102    3 Ratify PricewaterhouseCoopers LLP as Auditor Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    1 Approve Spin-Off Agreement Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    2 Approve the Corporate Opportunities Charter Amendment Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    3 Adjourn Meeting Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    4a Elect Director Chelsea Clinton Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    4b Elect Director Barry Diller Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    4c Elect Director Michael D. Eisner Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    4d Elect Director Bonnie S. Hammer Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    4e Elect Director Victor A. Kaufman Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    4f Elect Director Joseph Levin Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    4g Elect Director Bryan Lourd Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    4h Elect Director Westley Moore Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    4i Elect Director David Rosenblatt Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    4j Elect Director Alan G. Spoon Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    4k Elect Director Alexander von Furstenberg Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    4l Elect Director Richard F. Zannino Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    5 Ratify Ernst & Young LLP as Auditors Mgmt For For
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    6 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against
IAC/InterActiveCorp IAC 05/14/2021 Annual 11,200 44891N109    7 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 5,900 59522J103    1a Elect Director H. Eric Bolton, Jr. Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 5,900 59522J103    1b Elect Director Alan B. Graf, Jr. Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 5,900 59522J103    1c Elect Director Toni Jennings Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 5,900 59522J103    1d Elect Director Edith Kelly-Green Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 5,900 59522J103    1e Elect Director James K. Lowder Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 5,900 59522J103    1f Elect Director Thomas H. Lowder Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 5,900 59522J103    1g Elect Director Monica McGurk Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 5,900 59522J103    1h Elect Director Claude B. Nielsen Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 5,900 59522J103    1i Elect Director Philip W. Norwood Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 5,900 59522J103    1j Elect Director W. Reid Sanders Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 5,900 59522J103    1k Elect Director Gary Shorb Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 5,900 59522J103    1l Elect Director David P. Stockert Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 5,900 59522J103    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Mid-America Apartment Communities, Inc. MAA 05/18/2021 Annual 5,900 59522J103    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Progress Software Corporation PRGS 05/18/2021 Annual 19,000 743312100    1.1 Elect Director Paul T. Dacier Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 19,000 743312100    1.2 Elect Director John R. Egan Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 19,000 743312100    1.3 Elect Director Rainer Gawlick Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 19,000 743312100    1.4 Elect Director Yogesh Gupta Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 19,000 743312100    1.5 Elect Director Charles F. Kane Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 19,000 743312100    1.6 Elect Director Samskriti (Sam) Y. King Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 19,000 743312100    1.7 Elect Director David A. Krall Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 19,000 743312100    1.8 Elect Director Angela T. Tucci Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 19,000 743312100    1.9 Elect Director Vivian Vitale Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 19,000 743312100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 19,000 743312100    3 Amend Omnibus Stock Plan Mgmt For Against
Progress Software Corporation PRGS 05/18/2021 Annual 19,000 743312100    4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 19,000 743312100    5 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
American Financial Group, Inc. AFG 05/19/2021 Annual 6,450 025932104    1.1 Elect Director Carl H. Lindner, III Mgmt For For
American Financial Group, Inc. AFG 05/19/2021 Annual 6,450 025932104    1.2 Elect Director S. Craig Lindner Mgmt For For
American Financial Group, Inc. AFG 05/19/2021 Annual 6,450 025932104    1.3 Elect Director John B. Berding Mgmt For For
American Financial Group, Inc. AFG 05/19/2021 Annual 6,450 025932104    1.4 Elect Director Virginia "Gina" C. Drosos Mgmt For For
American Financial Group, Inc. AFG 05/19/2021 Annual 6,450 025932104    1.5 Elect Director James E. Evans Mgmt For For
American Financial Group, Inc. AFG 05/19/2021 Annual 6,450 025932104    1.6 Elect Director Terry S. Jacobs Mgmt For For
American Financial Group, Inc. AFG 05/19/2021 Annual 6,450 025932104    1.7 Elect Director Gregory G. Joseph Mgmt For For
American Financial Group, Inc. AFG 05/19/2021 Annual 6,450 025932104    1.8 Elect Director Mary Beth Martin Mgmt For For
American Financial Group, Inc. AFG 05/19/2021 Annual 6,450 025932104    1.9 Elect Director Evans N. Nwankwo Mgmt For For
American Financial Group, Inc. AFG 05/19/2021 Annual 6,450 025932104    1.10 Elect Director William W. Verity Mgmt For For
American Financial Group, Inc. AFG 05/19/2021 Annual 6,450 025932104    1.11 Elect Director John I. Von Lehman Mgmt For For
American Financial Group, Inc. AFG 05/19/2021 Annual 6,450 025932104    2 Ratify Ernst & Young LLP as Auditors Mgmt For For
American Financial Group, Inc. AFG 05/19/2021 Annual 6,450 025932104    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1a Elect Director Alan D. Feldman Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1b Elect Director Richard A. Johnson Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1c Elect Director Guillermo G. Marmol Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1d Elect Director Matthew M. McKenna Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1e Elect Director Darlene Nicosia Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1f Elect Director Steven Oakland Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1g Elect Director Ulice Payne, Jr. Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1h Elect Director Kimberly Underhill Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1i Elect Director Tristan Walker Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    1j Elect Director Dona D. Young Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 24,800 344849104    3 Ratify KPMG LLP as Auditor Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 9,700 45765U103    1.1 Elect Director Richard E. Allen Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 9,700 45765U103    1.2 Elect Director Bruce W. Armstrong Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 9,700 45765U103    1.3 Elect Director Linda M. Breard Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 9,700 45765U103    1.4 Elect Director Timothy A. Crown Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 9,700 45765U103    1.5 Elect Director Catherine Courage Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 9,700 45765U103    1.6 Elect Director Anthony A. Ibarguen Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 9,700 45765U103    1.7 Elect Director Kenneth T. Lamneck Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 9,700 45765U103    1.8 Elect Director Kathleen S. Pushor Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 9,700 45765U103    1.9 Elect Director Girish Rishi Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 9,700 45765U103    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 9,700 45765U103    3 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Summit Materials, Inc. SUM 05/19/2021 Annual 48,300 86614U100    1.1 Elect Director Howard L. Lance Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 48,300 86614U100    1.2 Elect Director Anne K. Wade Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 48,300 86614U100    1.3 Elect Director Susan A. Ellerbusch Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 48,300 86614U100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 48,300 86614U100    3 Ratify KPMG LLP as Auditors Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 48,300 86614U100    4 Amend Omnibus Stock Plan Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 48,300 86614U100    5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 48,300 86614U100    6 Declassify the Board of Directors Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 48,300 86614U100    7 Eliminate Supermajority Vote Requirement Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 48,300 86614U100    8 Amend Charter to Add Federal Forum Selection Provision Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 48,300 86614U100    9 Amend Charter to Delete the Waiver of Section 203 of the DGCL Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Allegheny Technologies Incorporated ATI 05/20/2021 Annual 15,750 01741R102    1.1 Elect Director Herbert J. Carlisle Mgmt For For
Allegheny Technologies Incorporated ATI 05/20/2021 Annual 15,750 01741R102    1.2 Elect Director David P. Hess Mgmt For For
Allegheny Technologies Incorporated ATI 05/20/2021 Annual 15,750 01741R102    1.3 Elect Director Marianne Kah Mgmt For For
Allegheny Technologies Incorporated ATI 05/20/2021 Annual 15,750 01741R102    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Allegheny Technologies Incorporated ATI 05/20/2021 Annual 15,750 01741R102    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 54,500 01988P108    1a Elect Director Elizabeth A. Altman Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 54,500 01988P108    1b Elect Director Mara G. Aspinall Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 54,500 01988P108    1c Elect Director Paul M. Black Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 54,500 01988P108    1d Elect Director P. Gregory Garrison Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 54,500 01988P108    1e Elect Director Jonathan J. Judge Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 54,500 01988P108    1f Elect Director Michael A. Klayko Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 54,500 01988P108    1g Elect Director Dave B. Stevens Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 54,500 01988P108    1h Elect Director David D. Stevens Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 54,500 01988P108    1i Elect Director Carol J. Zierhoffer Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 54,500 01988P108    2 Ratify Grant Thornton LLP as Auditors Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 54,500 01988P108    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Masimo Corporation MASI 05/27/2021 Annual 11,900 574795100    1 Elect Director Joe Kiani Mgmt For For
Masimo Corporation MASI 05/27/2021 Annual 11,900 574795100    2 Ratify Grant Thornton LLP as Auditors Mgmt For For
Masimo Corporation MASI 05/27/2021 Annual 11,900 574795100    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
WESCO International, Inc. WCC 05/27/2021 Annual 11,000 95082P105    1.1 Elect Director John J. Engel Mgmt For For
WESCO International, Inc. WCC 05/27/2021 Annual 11,000 95082P105    1.2 Elect Director Matthew J. Espe Mgmt For For
WESCO International, Inc. WCC 05/27/2021 Annual 11,000 95082P105    1.3 Elect Director Bobby J. Griffin Mgmt For For
WESCO International, Inc. WCC 05/27/2021 Annual 11,000 95082P105    1.4 Elect Director John K. Morgan Mgmt For For
WESCO International, Inc. WCC 05/27/2021 Annual 11,000 95082P105    1.5 Elect Director Steven A. Raymund Mgmt For For
WESCO International, Inc. WCC 05/27/2021 Annual 11,000 95082P105    1.6 Elect Director James L. Singleton Mgmt For For
WESCO International, Inc. WCC 05/27/2021 Annual 11,000 95082P105    1.7 Elect Director Easwaran Sundaram Mgmt For For
WESCO International, Inc. WCC 05/27/2021 Annual 11,000 95082P105    1.8 Elect Director Laura K. Thompson Mgmt For For
WESCO International, Inc. WCC 05/27/2021 Annual 11,000 95082P105    1.9 Elect Director Lynn M. Utter Mgmt For For
WESCO International, Inc. WCC 05/27/2021 Annual 11,000 95082P105    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
WESCO International, Inc. WCC 05/27/2021 Annual 11,000 95082P105    3 Approve Omnibus Stock Plan Mgmt For For
WESCO International, Inc. WCC 05/27/2021 Annual 11,000 95082P105    4 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
American Eagle Outfitters, Inc. AEO 06/03/2021 Annual 61,400 02553E106    1.1 Elect Director Janice E. Page Mgmt For For
American Eagle Outfitters, Inc. AEO 06/03/2021 Annual 61,400 02553E106    1.2 Elect Director David M. Sable Mgmt For For
American Eagle Outfitters, Inc. AEO 06/03/2021 Annual 61,400 02553E106    1.3 Elect Director Noel J. Spiegel Mgmt For For
American Eagle Outfitters, Inc. AEO 06/03/2021 Annual 61,400 02553E106    2 Ratify Ernst & Young LLP as Auditors Mgmt For For
American Eagle Outfitters, Inc. AEO 06/03/2021 Annual 61,400 02553E106    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Globus Medical, Inc. GMED 06/03/2021 Annual 54,300 379577208    1a Elect Director David D. Davidar Mgmt For For
Globus Medical, Inc. GMED 06/03/2021 Annual 54,300 379577208    1b Elect Director James R. Tobin Mgmt For For
Globus Medical, Inc. GMED 06/03/2021 Annual 54,300 379577208    1c Elect Director Stephen T. Zarrilli Mgmt For For
Globus Medical, Inc. GMED 06/03/2021 Annual 54,300 379577208    2 Approve Omnibus Stock Plan Mgmt For For
Globus Medical, Inc. GMED 06/03/2021 Annual 54,300 379577208    3 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Globus Medical, Inc. GMED 06/03/2021 Annual 54,300 379577208    4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    2 Approve Allocation of Income and Dividends Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    3 Approve Dividends Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    4 Approve Discharge of Board and Senior Management Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    5.1 Elect Director Jonathan C. Burrell Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    5.2 Elect Director Joseph J. Hartnett Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    5.3 Elect Director Min H. Kao Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    5.4 Elect Director Catherine A. Lewis Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    5.5 Elect Director Charles W. Peffer Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    5.6 Elect Director Clifton A. Pemble Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    6 Elect Min H. Kao as Board Chairman Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    7.1 Appoint Jonathan C. Burrell as Member of the Compensation Committee Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    7.2 Appoint Joseph J. Hartnett as Member of the Compensation Committee Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    7.3 Appoint Catherine A. Lewis as Member of the Compensation Committee Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    7.4 Appoint Charles W. Peffer as Member of the Compensation Committee Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    8 Designate Wuersch & Gering LLP as Independent Proxy Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    9 Ratify Ernst & Young LLP as Auditors and Ernst & Young Ltd as Statutory Auditor Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    10 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    11 Approve Fiscal Year 2022 Maximum Aggregate Compensation for the Executive Management Mgmt For For
Garmin Ltd. GRMN 06/04/2021 Annual 19,200 H2906T109    12 Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2021 AGM and the 2022 AGM Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
EMCOR Group, Inc. EME 06/10/2021 Annual 18,700 29084Q100    1a Elect Director John W. Altmeyer Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 18,700 29084Q100    1b Elect Director Anthony J. Guzzi Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 18,700 29084Q100    1c Elect Director Ronald L. Johnson Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 18,700 29084Q100    1d Elect Director David H. Laidley Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 18,700 29084Q100    1e Elect Director Carol P. Lowe Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 18,700 29084Q100    1f Elect Director M. Kevin McEvoy Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 18,700 29084Q100    1g Elect Director William P. Reid Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 18,700 29084Q100    1h Elect Director Steven B. Schwarzwaelder Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 18,700 29084Q100    1i Elect Director Robin Walker-Lee Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 18,700 29084Q100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 18,700 29084Q100    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
EMCOR Group, Inc. EME 06/10/2021 Annual 18,700 29084Q100    4 Provide Right to Act by Written Consent SH Against For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Builders FirstSource, Inc. BLDR 06/15/2021 Annual 83,900 12008R107    1.1 Elect Director Cleveland A. Christophe Mgmt For For
Builders FirstSource, Inc. BLDR 06/15/2021 Annual 83,900 12008R107    1.2 Elect Director David E. Flitman Mgmt For For
Builders FirstSource, Inc. BLDR 06/15/2021 Annual 83,900 12008R107    1.3 Elect Director W. Bradley Hayes Mgmt For For
Builders FirstSource, Inc. BLDR 06/15/2021 Annual 83,900 12008R107    1.4 Elect Director Brett N. Milgrim Mgmt For For
Builders FirstSource, Inc. BLDR 06/15/2021 Annual 83,900 12008R107    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Builders FirstSource, Inc. BLDR 06/15/2021 Annual 83,900 12008R107    3 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Match Group, Inc. MTCH 06/15/2021 Annual 14,382 57667L107    1a Elect Director Wendi Murdoch Mgmt For For
Match Group, Inc. MTCH 06/15/2021 Annual 14,382 57667L107    1b Elect Director Glenn H. Schiffman Mgmt For For
Match Group, Inc. MTCH 06/15/2021 Annual 14,382 57667L107    1c Elect Director Pamela S. Seymon Mgmt For For
Match Group, Inc. MTCH 06/15/2021 Annual 14,382 57667L107    2 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Match Group, Inc. MTCH 06/15/2021 Annual 14,382 57667L107    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Best Buy Co., Inc. BBY 06/16/2021 Annual 25,200 086516101    1a Elect Director Corie S. Barry Mgmt For For
Best Buy Co., Inc. BBY 06/16/2021 Annual 25,200 086516101    1b Elect Director Lisa M. Caputo Mgmt For For
Best Buy Co., Inc. BBY 06/16/2021 Annual 25,200 086516101    1c Elect Director J. Patrick Doyle Mgmt For For
Best Buy Co., Inc. BBY 06/16/2021 Annual 25,200 086516101    1d Elect Director David W. Kenny Mgmt For For
Best Buy Co., Inc. BBY 06/16/2021 Annual 25,200 086516101    1e Elect Director Mario J. Marte Mgmt For For
Best Buy Co., Inc. BBY 06/16/2021 Annual 25,200 086516101    1f Elect Director Karen A. McLoughlin Mgmt For For
Best Buy Co., Inc. BBY 06/16/2021 Annual 25,200 086516101    1g Elect Director Thomas L. "Tommy" Millner Mgmt For For
Best Buy Co., Inc. BBY 06/16/2021 Annual 25,200 086516101    1h Elect Director Claudia F. Munce Mgmt For For
Best Buy Co., Inc. BBY 06/16/2021 Annual 25,200 086516101    1i Elect Director Richelle P. Parham Mgmt For For
Best Buy Co., Inc. BBY 06/16/2021 Annual 25,200 086516101    1j Elect Director Steven E. Rendle Mgmt For For
Best Buy Co., Inc. BBY 06/16/2021 Annual 25,200 086516101    1k Elect Director Eugene A. Woods Mgmt For For
Best Buy Co., Inc. BBY 06/16/2021 Annual 25,200 086516101    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Best Buy Co., Inc. BBY 06/16/2021 Annual 25,200 086516101    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Best Buy Co., Inc. BBY 06/16/2021 Annual 25,200 086516101    4 Provide Right to Act by Written Consent SH Against For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Black Knight, Inc. BKI 06/16/2021 Annual 1,809 09215C105    1.1 Elect Director William P. Foley, II Mgmt For For
Black Knight, Inc. BKI 06/16/2021 Annual 1,809 09215C105    1.2 Elect Director Anthony M. Jabbour Mgmt For For
Black Knight, Inc. BKI 06/16/2021 Annual 1,809 09215C105    1.3 Elect Director Catherine (Katie) L. Burke Mgmt For For
Black Knight, Inc. BKI 06/16/2021 Annual 1,809 09215C105    1.4 Elect Director Thomas M. Hagerty Mgmt For For
Black Knight, Inc. BKI 06/16/2021 Annual 1,809 09215C105    1.5 Elect Director Joseph M. Otting Mgmt For For
Black Knight, Inc. BKI 06/16/2021 Annual 1,809 09215C105    1.6 Elect Director John D. Rood Mgmt For For
Black Knight, Inc. BKI 06/16/2021 Annual 1,809 09215C105    1.7 Elect Director Nancy L. Shanik Mgmt For For
Black Knight, Inc. BKI 06/16/2021 Annual 1,809 09215C105    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Black Knight, Inc. BKI 06/16/2021 Annual 1,809 09215C105    3 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Fidelity National Financial, Inc. FNF 06/16/2021 Annual 5,900 31620R303    1.1 Elect Director Raymond R. Quirk Mgmt For For
Fidelity National Financial, Inc. FNF 06/16/2021 Annual 5,900 31620R303    1.2 Elect Director Sandra D. Morgan Mgmt For For
Fidelity National Financial, Inc. FNF 06/16/2021 Annual 5,900 31620R303    1.3 Elect Director Heather H. Murren Mgmt For For
Fidelity National Financial, Inc. FNF 06/16/2021 Annual 5,900 31620R303    1.4 Elect Director John D. Rood Mgmt For For
Fidelity National Financial, Inc. FNF 06/16/2021 Annual 5,900 31620R303    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Fidelity National Financial, Inc. FNF 06/16/2021 Annual 5,900 31620R303    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Cannae Holdings, Inc. CNNE 06/23/2021 Annual 6,700 13765N107    1.1 Elect Director William P. Foley, II Mgmt For For
Cannae Holdings, Inc. CNNE 06/23/2021 Annual 6,700 13765N107    1.2 Elect Director David Aung Mgmt For For
Cannae Holdings, Inc. CNNE 06/23/2021 Annual 6,700 13765N107    1.3 Elect Director Frank R. Martire Mgmt For For
Cannae Holdings, Inc. CNNE 06/23/2021 Annual 6,700 13765N107    1.4 Elect Director Richard N. Massey Mgmt For For
Cannae Holdings, Inc. CNNE 06/23/2021 Annual 6,700 13765N107    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Cannae Holdings, Inc. CNNE 06/23/2021 Annual 6,700 13765N107    3 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
II-VI Incorporated IIVI 06/24/2021 Special 20,800 902104108    1 Issue Shares in Connection with Merger Mgmt For For
II-VI Incorporated IIVI 06/24/2021 Special 20,800 902104108    2 Adjourn Meeting Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
SYNNEX Corporation SNX 06/30/2021 Special 9,500 87162W100    1 Approve Merger Agreement Mgmt For For
SYNNEX Corporation SNX 06/30/2021 Special 9,500 87162W100    2 Issue Shares in Connection with Merger Mgmt For For
SYNNEX Corporation SNX 06/30/2021 Special 9,500 87162W100    3 Increase Authorized Common Stock Mgmt For For
SYNNEX Corporation SNX 06/30/2021 Special 9,500 87162W100    4 Amend Certificate of Incorporation to Waive Corporate Opportunity Doctrine Mgmt For For
SYNNEX Corporation SNX 06/30/2021 Special 9,500 87162W100    5 Adjourn Meeting Mgmt For For
                     

 

 

Account Name: PARADIGM MICRO-CAP FUND

Custodial Bank: U.S. BANK, N.A.

 

 

Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 650,000 74975N105    1 Approve Sale of Company Assets Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 650,000 74975N105    2 Advisory Vote on Golden Parachutes Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 650,000 74975N105    3.1 Elect Director Camille I. Farhat Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 650,000 74975N105    3.2 Elect Director Jeffrey C. Lightcap Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 650,000 74975N105    3.3 Elect Director Thomas A. McEachin Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 650,000 74975N105    3.4 Elect Director Mark D. Stolper Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 650,000 74975N105    3.5 Elect Director Paul G. Thomas Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 650,000 74975N105    3.6 Elect Director Nicholas J. Valeriani Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 650,000 74975N105    3.7 Elect Director Shirley A. Weis Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 650,000 74975N105    3.8 Elect Director Stuart F. Simpson Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 650,000 74975N105    4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
RTI Surgical Holdings, Inc. RTIX 07/15/2020 Annual 650,000 74975N105    5 Adjourn Meeting Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Addus HomeCare Corporation ADUS 10/27/2020 Annual 4,700 006739106    1.1 Elect Director Michael Earley Mgmt For For
Addus HomeCare Corporation ADUS 10/27/2020 Annual 4,700 006739106    1.2 Elect Director Steven I. Geringer Mgmt For For
Addus HomeCare Corporation ADUS 10/27/2020 Annual 4,700 006739106    2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Addus HomeCare Corporation ADUS 10/27/2020 Annual 4,700 006739106    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Matrix Service Company MTRX 11/03/2020 Annual 17,500 576853105    1a Elect Director Martha Z. Carnes Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 17,500 576853105    1b Elect Director John D. Chandler Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 17,500 576853105    1c Elect Director Carlin G. Conner Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 17,500 576853105    1d Elect Director John R. Hewitt Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 17,500 576853105    1e Elect Director Liane K. Hinrichs Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 17,500 576853105    1f Elect Director James H. Miller Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 17,500 576853105    1g Elect Director Jim W. Mogg Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 17,500 576853105    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 17,500 576853105    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Matrix Service Company MTRX 11/03/2020 Annual 17,500 576853105    4 Approve Omnibus Stock Plan Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Extreme Networks, Inc. EXTR 11/05/2020 Annual 400,000 30226D106    1.1 Elect Director Charles P. Carinalli Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 400,000 30226D106    1.2 Elect Director Kathleen M. Holmgren Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 400,000 30226D106    1.3 Elect Director Rajendra Khanna Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 400,000 30226D106    1.4 Elect Director Edward H. Kennedy Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 400,000 30226D106    1.5 Elect Director Edward B. Meyercord Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 400,000 30226D106    1.6 Elect Director John C. Shoemaker Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 400,000 30226D106    1.7 Elect Director Ingrid J. Burton Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 400,000 30226D106    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 400,000 30226D106    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Extreme Networks, Inc. EXTR 11/05/2020 Annual 400,000 30226D106    4 Amend NOL Rights Plan (NOL Pill) Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Comtech Telecommunications Corp. CMTL 12/08/2020 Annual 100,000 205826209    1a Elect Director Ira S. Kaplan Mgmt For For
Comtech Telecommunications Corp. CMTL 12/08/2020 Annual 100,000 205826209    1b Elect Director Lisa Lesavoy Mgmt For For
Comtech Telecommunications Corp. CMTL 12/08/2020 Annual 100,000 205826209    1c Elect Director Yacov A. Shamash Mgmt For For
Comtech Telecommunications Corp. CMTL 12/08/2020 Annual 100,000 205826209    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Comtech Telecommunications Corp. CMTL 12/08/2020 Annual 100,000 205826209    3 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Brooks Automation, Inc. BRKS 01/26/2021 Annual 9,800 114340102    1.1 Elect Director Robyn C. Davis Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 9,800 114340102    1.2 Elect Director Joseph R. Martin Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 9,800 114340102    1.3 Elect Director Erica J. McLaughlin Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 9,800 114340102    1.4 Elect Director Krishna G. Palepu Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 9,800 114340102    1.5 Elect Director Michael Rosenblatt Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 9,800 114340102    1.6 Elect Director Stephen S. Schwartz Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 9,800 114340102    1.7 Elect Director Alfred Woollacott, III Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 9,800 114340102    1.8 Elect Director Mark S. Wrighton Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 9,800 114340102    1.9 Elect Director Ellen M. Zane Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 9,800 114340102    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 9,800 114340102    3 Approve Omnibus Stock Plan Mgmt For For
Brooks Automation, Inc. BRKS 01/26/2021 Annual 9,800 114340102    4 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Cerence Inc. CRNC 02/11/2021 Annual 40,000 156727109    1.1 Elect Director Sanjay Jha Mgmt For For
Cerence Inc. CRNC 02/11/2021 Annual 40,000 156727109    1.2 Elect Director Alfred Nietzel Mgmt For For
Cerence Inc. CRNC 02/11/2021 Annual 40,000 156727109    2 Ratify BDO USA, LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Hillenbrand, Inc. HI 02/11/2021 Annual 5,200 431571108    1.1 Elect Director Helen W. Cornell Mgmt For For
Hillenbrand, Inc. HI 02/11/2021 Annual 5,200 431571108    1.2 Elect Director Jennifer W. Rumsey Mgmt For For
Hillenbrand, Inc. HI 02/11/2021 Annual 5,200 431571108    1.3 Elect Director Stuart A. Taylor, II Mgmt For For
Hillenbrand, Inc. HI 02/11/2021 Annual 5,200 431571108    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Hillenbrand, Inc. HI 02/11/2021 Annual 5,200 431571108    3 Amend Omnibus Stock Plan Mgmt For For
Hillenbrand, Inc. HI 02/11/2021 Annual 5,200 431571108    4 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
KULICKE AND SOFFA INDUSTRIES, INC. KLIC 03/04/2021 Annual 33,700 501242101    1a Elect Director Chin Hu Lim Mgmt For For
KULICKE AND SOFFA INDUSTRIES, INC. KLIC 03/04/2021 Annual 33,700 501242101    2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
KULICKE AND SOFFA INDUSTRIES, INC. KLIC 03/04/2021 Annual 33,700 501242101    3 Approve Omnibus Stock Plan Mgmt For For
KULICKE AND SOFFA INDUSTRIES, INC. KLIC 03/04/2021 Annual 33,700 501242101    4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Magellan Health, Inc. MGLN 03/31/2021 Special 5,900 559079207    1 Approve Merger Agreement Mgmt For For
Magellan Health, Inc. MGLN 03/31/2021 Special 5,900 559079207    2 Advisory Vote on Golden Parachutes Mgmt For For
Magellan Health, Inc. MGLN 03/31/2021 Special 5,900 559079207    3 Adjourn Meeting Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Ducommun Incorporated DCO 04/21/2021 Annual 77,910 264147109    1 Elect Director Shirley G. Drazba Mgmt For For
Ducommun Incorporated DCO 04/21/2021 Annual 77,910 264147109    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Ducommun Incorporated DCO 04/21/2021 Annual 77,910 264147109    3 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Sensient Technologies Corporation SXT 04/22/2021 Annual 5,950 81725T100    1.1 Elect Director Joseph Carleone Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 5,950 81725T100    1.2 Elect Director Edward H. Cichurski Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 5,950 81725T100    1.3 Elect Director Mario Ferruzzi Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 5,950 81725T100    1.4 Elect Director Carol R. Jackson Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 5,950 81725T100    1.5 Elect Director Donald W. Landry Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 5,950 81725T100    1.6 Elect Director Paul Manning Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 5,950 81725T100    1.7 Elect Director Deborah McKeithan-Gebhardt Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 5,950 81725T100    1.8 Elect Director Scott C. Morrison Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 5,950 81725T100    1.9 Elect Director Elaine R. Wedral Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 5,950 81725T100    1.10 Elect Director Essie Whitelaw Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 5,950 81725T100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Sensient Technologies Corporation SXT 04/22/2021 Annual 5,950 81725T100    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
A10 Networks, Inc. ATEN 04/29/2021 Annual 40,000 002121101    1a Elect Director Tor R. Braham Mgmt For For
A10 Networks, Inc. ATEN 04/29/2021 Annual 40,000 002121101    1b Elect Director Peter Y. Chung Mgmt For For
A10 Networks, Inc. ATEN 04/29/2021 Annual 40,000 002121101    1c Elect Director Mary Dotz Mgmt For For
A10 Networks, Inc. ATEN 04/29/2021 Annual 40,000 002121101    1d Elect Director Eric Singer Mgmt For For
A10 Networks, Inc. ATEN 04/29/2021 Annual 40,000 002121101    1e Elect Director Dhrupad Trivedi Mgmt For For
A10 Networks, Inc. ATEN 04/29/2021 Annual 40,000 002121101    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
A10 Networks, Inc. ATEN 04/29/2021 Annual 40,000 002121101    3 Ratify Armanino LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Pitney Bowes Inc. PBI 05/03/2021 Annual 400,000 724479100    1a Elect Director Anne M. Busquet Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 400,000 724479100    1b Elect Director Robert M. (Bob) Dutkowsky Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 400,000 724479100    1c Elect Director Anne Sutherland Fuchs Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 400,000 724479100    1d Elect Director Mary J. Steele Guilfoile Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 400,000 724479100    1e Elect Director S. Douglas Hutcheson Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 400,000 724479100    1f Elect Director Marc B. Lautenbach Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 400,000 724479100    1g Elect Director Michael I. Roth Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 400,000 724479100    1h Elect Director Linda S. Sanford Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 400,000 724479100    1i Elect Director David L. Shedlarz Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 400,000 724479100    1j Elect Director Sheila A. Stamps Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 400,000 724479100    2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Pitney Bowes Inc. PBI 05/03/2021 Annual 400,000 724479100    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Cohu, Inc. COHU 05/05/2021 Annual 62,650 192576106    1a Elect Director Andrew M. Caggia Mgmt For For
Cohu, Inc. COHU 05/05/2021 Annual 62,650 192576106    1b Elect Director Luis A. Muller Mgmt For For
Cohu, Inc. COHU 05/05/2021 Annual 62,650 192576106    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Cohu, Inc. COHU 05/05/2021 Annual 62,650 192576106    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Nature's Sunshine Products, Inc. NATR 05/05/2021 Annual 80,000 639027101    1.1 Elect Director Robert B. Mercer Mgmt For For
Nature's Sunshine Products, Inc. NATR 05/05/2021 Annual 80,000 639027101    1.2 Elect Director Terrence O. Moorehead Mgmt For For
Nature's Sunshine Products, Inc. NATR 05/05/2021 Annual 80,000 639027101    1.3 Elect Director Richard D. Moss Mgmt For For
Nature's Sunshine Products, Inc. NATR 05/05/2021 Annual 80,000 639027101    1.4 Elect Director Mary Beth Springer Mgmt For For
Nature's Sunshine Products, Inc. NATR 05/05/2021 Annual 80,000 639027101    1.5 Elect Director Robert D. Straus Mgmt For For
Nature's Sunshine Products, Inc. NATR 05/05/2021 Annual 80,000 639027101    1.6 Elect Director J. Christopher Teets Mgmt For For
Nature's Sunshine Products, Inc. NATR 05/05/2021 Annual 80,000 639027101    1.7 Elect Director Heidi Wissmiller Mgmt For For
Nature's Sunshine Products, Inc. NATR 05/05/2021 Annual 80,000 639027101    1.8 Elect Director Lily Zou Mgmt For For
Nature's Sunshine Products, Inc. NATR 05/05/2021 Annual 80,000 639027101    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Nature's Sunshine Products, Inc. NATR 05/05/2021 Annual 80,000 639027101    3 Amend Omnibus Stock Plan Mgmt For Against
Nature's Sunshine Products, Inc. NATR 05/05/2021 Annual 80,000 639027101    4 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Veeco Instruments Inc. VECO 05/06/2021 Annual 200,000 922417100    1a Elect Director Richard A. D'Amore Mgmt For For
Veeco Instruments Inc. VECO 05/06/2021 Annual 200,000 922417100    1b Elect Director Keith D. Jackson Mgmt For For
Veeco Instruments Inc. VECO 05/06/2021 Annual 200,000 922417100    1c Elect Director Mary Jane Raymond Mgmt For For
Veeco Instruments Inc. VECO 05/06/2021 Annual 200,000 922417100    2 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Veeco Instruments Inc. VECO 05/06/2021 Annual 200,000 922417100    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Veeco Instruments Inc. VECO 05/06/2021 Annual 200,000 922417100    4 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Ichor Holdings, Ltd. ICHR 05/11/2021 Annual 40,000 G4740B105    1a Elect Director Jeffrey Andreson Mgmt For For
Ichor Holdings, Ltd. ICHR 05/11/2021 Annual 40,000 G4740B105    1b Elect Director John Kispert Mgmt For For
Ichor Holdings, Ltd. ICHR 05/11/2021 Annual 40,000 G4740B105    2 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Onto Innovation, Inc. ONTO 05/11/2021 Annual 60,000 683344105    1.1 Elect Director Leo Berlinghieri Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 60,000 683344105    1.2 Elect Director Edward J. Brown, Jr. Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 60,000 683344105    1.3 Elect Director David B. Miller Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 60,000 683344105    1.4 Elect Director Michael P. Plisinski Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 60,000 683344105    1.5 Elect Director Bruce C. Rhine Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 60,000 683344105    1.6 Elect Director Christopher A. Seams Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 60,000 683344105    1.7 Elect Director Christine A. Tsingos Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 60,000 683344105    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Onto Innovation, Inc. ONTO 05/11/2021 Annual 60,000 683344105    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Axcelis Technologies, Inc. ACLS 05/12/2021 Annual 40,000 054540208    1.1 Elect Director Tzu-Yin "TY" Chiu Mgmt For For
Axcelis Technologies, Inc. ACLS 05/12/2021 Annual 40,000 054540208    1.2 Elect Director Richard J. Faubert Mgmt For For
Axcelis Technologies, Inc. ACLS 05/12/2021 Annual 40,000 054540208    1.3 Elect Director Arthur L. George, Jr. Mgmt For For
Axcelis Technologies, Inc. ACLS 05/12/2021 Annual 40,000 054540208    1.4 Elect Director Joseph P. Keithley Mgmt For For
Axcelis Technologies, Inc. ACLS 05/12/2021 Annual 40,000 054540208    1.5 Elect Director John T. Kurtzweil Mgmt For For
Axcelis Technologies, Inc. ACLS 05/12/2021 Annual 40,000 054540208    1.6 Elect Director Mary G. Puma Mgmt For For
Axcelis Technologies, Inc. ACLS 05/12/2021 Annual 40,000 054540208    1.7 Elect Director Thomas St. Dennis Mgmt For For
Axcelis Technologies, Inc. ACLS 05/12/2021 Annual 40,000 054540208    1.8 Elect Director Jorge Titinger Mgmt For For
Axcelis Technologies, Inc. ACLS 05/12/2021 Annual 40,000 054540208    2 Ratify Ernst & Young LLP as Auditor Mgmt For For
Axcelis Technologies, Inc. ACLS 05/12/2021 Annual 40,000 054540208    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Forterra, Inc. FRTA 05/12/2021 Annual 120,000 34960W106    1.1 Elect Director Chris Meyer Mgmt For For
Forterra, Inc. FRTA 05/12/2021 Annual 120,000 34960W106    1.2 Elect Director Richard "Chip" Cammerer, Jr. Mgmt For For
Forterra, Inc. FRTA 05/12/2021 Annual 120,000 34960W106    1.3 Elect Director Rafael Colorado Mgmt For For
Forterra, Inc. FRTA 05/12/2021 Annual 120,000 34960W106    1.4 Elect Director Maureen Harrell Mgmt For For
Forterra, Inc. FRTA 05/12/2021 Annual 120,000 34960W106    1.5 Elect Director Chad Lewis Mgmt For For
Forterra, Inc. FRTA 05/12/2021 Annual 120,000 34960W106    1.6 Elect Director Karl H. Watson, Jr. Mgmt For For
Forterra, Inc. FRTA 05/12/2021 Annual 120,000 34960W106    2 Ratify Ernst & Young LLP as Auditors Mgmt For For
Forterra, Inc. FRTA 05/12/2021 Annual 120,000 34960W106    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
MaxLinear, Inc. MXL 05/12/2021 Annual 120,000 57776J100    1.1 Elect Director Kishore Seendripu Mgmt For For
MaxLinear, Inc. MXL 05/12/2021 Annual 120,000 57776J100    1.2 Elect Director Thomas E. Pardun Mgmt For For
MaxLinear, Inc. MXL 05/12/2021 Annual 120,000 57776J100    1.3 Elect Director Gregory P. Dougherty Mgmt For For
MaxLinear, Inc. MXL 05/12/2021 Annual 120,000 57776J100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
MaxLinear, Inc. MXL 05/12/2021 Annual 120,000 57776J100    3 Ratify Grant Thornton LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
TTM Technologies, Inc. TTMI 05/12/2021 Annual 50,000 87305R109    1.1 Elect Director John G. Mayer Mgmt For For
TTM Technologies, Inc. TTMI 05/12/2021 Annual 50,000 87305R109    1.2 Elect Director Rex D. Geveden Mgmt For For
TTM Technologies, Inc. TTMI 05/12/2021 Annual 50,000 87305R109    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
TTM Technologies, Inc. TTMI 05/12/2021 Annual 50,000 87305R109    3 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Calix, Inc. CALX 05/13/2021 Annual 60,000 13100M509    1.1 Elect Director Don Listwin Mgmt For For
Calix, Inc. CALX 05/13/2021 Annual 60,000 13100M509    1.2 Elect Director Kevin Peters Mgmt For For
Calix, Inc. CALX 05/13/2021 Annual 60,000 13100M509    1.3 Elect Director J. Daniel Plants Mgmt For For
Calix, Inc. CALX 05/13/2021 Annual 60,000 13100M509    2 Amend Omnibus Stock Plan Mgmt For For
Calix, Inc. CALX 05/13/2021 Annual 60,000 13100M509    3 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Calix, Inc. CALX 05/13/2021 Annual 60,000 13100M509    4 Amend Nonqualified Employee Stock Purchase Plan Mgmt For For
Calix, Inc. CALX 05/13/2021 Annual 60,000 13100M509    5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Calix, Inc. CALX 05/13/2021 Annual 60,000 13100M509    6 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Cross Country Healthcare, Inc. CCRN 05/14/2021 Annual 55,000 227483104    1a Elect Director Kevin C. Clark Mgmt For For
Cross Country Healthcare, Inc. CCRN 05/14/2021 Annual 55,000 227483104    1b Elect Director W. Larry Cash Mgmt For For
Cross Country Healthcare, Inc. CCRN 05/14/2021 Annual 55,000 227483104    1c Elect Director Thomas C. Dircks Mgmt For For
Cross Country Healthcare, Inc. CCRN 05/14/2021 Annual 55,000 227483104    1d Elect Director Gale Fitzgerald Mgmt For For
Cross Country Healthcare, Inc. CCRN 05/14/2021 Annual 55,000 227483104    1e Elect Director Darrell S. Freeman, Sr. Mgmt For For
Cross Country Healthcare, Inc. CCRN 05/14/2021 Annual 55,000 227483104    1f Elect Director Janice E. Nevin Mgmt For For
Cross Country Healthcare, Inc. CCRN 05/14/2021 Annual 55,000 227483104    1g Elect Director Mark Perlberg Mgmt For For
Cross Country Healthcare, Inc. CCRN 05/14/2021 Annual 55,000 227483104    1h Elect Director Joseph A. Trunfio Mgmt For For
Cross Country Healthcare, Inc. CCRN 05/14/2021 Annual 55,000 227483104    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Cross Country Healthcare, Inc. CCRN 05/14/2021 Annual 55,000 227483104    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Progress Software Corporation PRGS 05/18/2021 Annual 10,900 743312100    1.1 Elect Director Paul T. Dacier Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 10,900 743312100    1.2 Elect Director John R. Egan Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 10,900 743312100    1.3 Elect Director Rainer Gawlick Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 10,900 743312100    1.4 Elect Director Yogesh Gupta Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 10,900 743312100    1.5 Elect Director Charles F. Kane Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 10,900 743312100    1.6 Elect Director Samskriti (Sam) Y. King Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 10,900 743312100    1.7 Elect Director David A. Krall Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 10,900 743312100    1.8 Elect Director Angela T. Tucci Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 10,900 743312100    1.9 Elect Director Vivian Vitale Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 10,900 743312100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 10,900 743312100    3 Amend Omnibus Stock Plan Mgmt For Against
Progress Software Corporation PRGS 05/18/2021 Annual 10,900 743312100    4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
Progress Software Corporation PRGS 05/18/2021 Annual 10,900 743312100    5 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Foot Locker, Inc. FL 05/19/2021 Annual 6,700 344849104    1a Elect Director Alan D. Feldman Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 6,700 344849104    1b Elect Director Richard A. Johnson Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 6,700 344849104    1c Elect Director Guillermo G. Marmol Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 6,700 344849104    1d Elect Director Matthew M. McKenna Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 6,700 344849104    1e Elect Director Darlene Nicosia Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 6,700 344849104    1f Elect Director Steven Oakland Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 6,700 344849104    1g Elect Director Ulice Payne, Jr. Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 6,700 344849104    1h Elect Director Kimberly Underhill Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 6,700 344849104    1i Elect Director Tristan Walker Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 6,700 344849104    1j Elect Director Dona D. Young Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 6,700 344849104    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Foot Locker, Inc. FL 05/19/2021 Annual 6,700 344849104    3 Ratify KPMG LLP as Auditor Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 40,000 45765U103    1.1 Elect Director Richard E. Allen Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 40,000 45765U103    1.2 Elect Director Bruce W. Armstrong Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 40,000 45765U103    1.3 Elect Director Linda M. Breard Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 40,000 45765U103    1.4 Elect Director Timothy A. Crown Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 40,000 45765U103    1.5 Elect Director Catherine Courage Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 40,000 45765U103    1.6 Elect Director Anthony A. Ibarguen Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 40,000 45765U103    1.7 Elect Director Kenneth T. Lamneck Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 40,000 45765U103    1.8 Elect Director Kathleen S. Pushor Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 40,000 45765U103    1.9 Elect Director Girish Rishi Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 40,000 45765U103    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Insight Enterprises, Inc. NSIT 05/19/2021 Annual 40,000 45765U103    3 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Kadant Inc. KAI 05/19/2021 Annual 15,100 48282T104    1.1 Elect Director Erin L. Russell Mgmt For For
Kadant Inc. KAI 05/19/2021 Annual 15,100 48282T104    1.2 Elect Director William P. Tully Mgmt For For
Kadant Inc. KAI 05/19/2021 Annual 15,100 48282T104    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Kadant Inc. KAI 05/19/2021 Annual 15,100 48282T104    3 Approve the Issuance of Restricted Stock Units to Non-Employee Directors Mgmt For For
Kadant Inc. KAI 05/19/2021 Annual 15,100 48282T104    4 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Summit Materials, Inc. SUM 05/19/2021 Annual 100,000 86614U100    1.1 Elect Director Howard L. Lance Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 100,000 86614U100    1.2 Elect Director Anne K. Wade Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 100,000 86614U100    1.3 Elect Director Susan A. Ellerbusch Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 100,000 86614U100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 100,000 86614U100    3 Ratify KPMG LLP as Auditors Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 100,000 86614U100    4 Amend Omnibus Stock Plan Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 100,000 86614U100    5 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 100,000 86614U100    6 Declassify the Board of Directors Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 100,000 86614U100    7 Eliminate Supermajority Vote Requirement Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 100,000 86614U100    8 Amend Charter to Add Federal Forum Selection Provision Mgmt For For
Summit Materials, Inc. SUM 05/19/2021 Annual 100,000 86614U100    9 Amend Charter to Delete the Waiver of Section 203 of the DGCL Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
AtriCure, Inc. ATRC 05/20/2021 Annual 53,700 04963C209    1a Elect Director Michael H. Carrel Mgmt For For
AtriCure, Inc. ATRC 05/20/2021 Annual 53,700 04963C209    1b Elect Director Mark A. Collar Mgmt For For
AtriCure, Inc. ATRC 05/20/2021 Annual 53,700 04963C209    1c Elect Director Daniel P. Florin Mgmt For For
AtriCure, Inc. ATRC 05/20/2021 Annual 53,700 04963C209    1d Elect Director Regina E. Groves Mgmt For For
AtriCure, Inc. ATRC 05/20/2021 Annual 53,700 04963C209    1e Elect Director B. Kristine Johnson Mgmt For For
AtriCure, Inc. ATRC 05/20/2021 Annual 53,700 04963C209    1f Elect Director Karen N. Prange Mgmt For For
AtriCure, Inc. ATRC 05/20/2021 Annual 53,700 04963C209    1g Elect Director Sven A. Wehrwein Mgmt For For
AtriCure, Inc. ATRC 05/20/2021 Annual 53,700 04963C209    1h Elect Director Robert S. White Mgmt For For
AtriCure, Inc. ATRC 05/20/2021 Annual 53,700 04963C209    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
AtriCure, Inc. ATRC 05/20/2021 Annual 53,700 04963C209    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Everspin Technologies, Inc. MRAM 05/20/2021 Annual 200,000 30041T104    1.1 Elect Director Geoffrey R. Tate Mgmt For For
Everspin Technologies, Inc. MRAM 05/20/2021 Annual 200,000 30041T104    1.2 Elect Director Darin Billerbeck Mgmt For For
Everspin Technologies, Inc. MRAM 05/20/2021 Annual 200,000 30041T104    1.3 Elect Director Lawrence G. Finch Mgmt For For
Everspin Technologies, Inc. MRAM 05/20/2021 Annual 200,000 30041T104    1.4 Elect Director Michael B. Gustafson Mgmt For For
Everspin Technologies, Inc. MRAM 05/20/2021 Annual 200,000 30041T104    1.5 Elect Director Geoffrey Ribar Mgmt For For
Everspin Technologies, Inc. MRAM 05/20/2021 Annual 200,000 30041T104    2 Ratify Ernst & Young LLP as Auditors Mgmt For For
Everspin Technologies, Inc. MRAM 05/20/2021 Annual 200,000 30041T104    3 Amend Omnibus Stock Plan Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Invacare Corporation IVC 05/20/2021 Annual 500,000 461203101    1.1 Elect Director Susan H. Alexander Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 500,000 461203101    1.2 Elect Director Julie A. Beck Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 500,000 461203101    1.3 Elect Director Petra Danielsohn-Weil Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 500,000 461203101    1.4 Elect Director Stephanie L. Fehr Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 500,000 461203101    1.5 Elect Director Diana S. Ferguson Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 500,000 461203101    1.6 Elect Director Marc M. Gibeley Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 500,000 461203101    1.7 Elect Director C. Martin Harris Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 500,000 461203101    1.8 Elect Director Matthew E. Monaghan Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 500,000 461203101    1.9 Elect Director Clifford D. Nastas Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 500,000 461203101    1.10 Elect Director Baiju R. Shah Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 500,000 461203101    2 Amend Omnibus Stock Plan Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 500,000 461203101    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Invacare Corporation IVC 05/20/2021 Annual 500,000 461203101    4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
R1 RCM Inc. RCM 05/20/2021 Annual 160,000 749397105    1.1 Elect Director Michael C. Feiner Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 160,000 749397105    1.2 Elect Director Joseph Flanagan Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 160,000 749397105    1.3 Elect Director John B. Henneman, III Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 160,000 749397105    1.4 Elect Director Alex J. Mandl Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 160,000 749397105    1.5 Elect Director Neal Moszkowski Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 160,000 749397105    1.6 Elect Director Ian Sacks Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 160,000 749397105    1.7 Elect Director Jill Smith Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 160,000 749397105    1.8 Elect Director Anthony J. Speranzo Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 160,000 749397105    1.9 Elect Director Anthony R. Tersigni Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 160,000 749397105    1.10 Elect Director Albert (Bert) R. Zimmerli Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 160,000 749397105    2 Amend Omnibus Stock Plan Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 160,000 749397105    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 160,000 749397105    4 Ratify Ernst & Young LLP as Auditors Mgmt For For
R1 RCM Inc. RCM 05/20/2021 Annual 160,000 749397105    5a Elect Director David M. Dill Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Ultra Clean Holdings, Inc. UCTT 05/20/2021 Annual 100,000 90385V107    1a Elect Director Clarence L. Granger Mgmt For For
Ultra Clean Holdings, Inc. UCTT 05/20/2021 Annual 100,000 90385V107    1b Elect Director James P. Scholhamer Mgmt For For
Ultra Clean Holdings, Inc. UCTT 05/20/2021 Annual 100,000 90385V107    1c Elect Director David T. ibnAle Mgmt For For
Ultra Clean Holdings, Inc. UCTT 05/20/2021 Annual 100,000 90385V107    1d Elect Director Emily M. Liggett Mgmt For For
Ultra Clean Holdings, Inc. UCTT 05/20/2021 Annual 100,000 90385V107    1e Elect Director Thomas T. Edman Mgmt For For
Ultra Clean Holdings, Inc. UCTT 05/20/2021 Annual 100,000 90385V107    1f Elect Director Barbara V. Scherer Mgmt For For
Ultra Clean Holdings, Inc. UCTT 05/20/2021 Annual 100,000 90385V107    1g Elect Director Ernest E. Maddock Mgmt For For
Ultra Clean Holdings, Inc. UCTT 05/20/2021 Annual 100,000 90385V107    1h Elect Director Jacqueline A. Seto Mgmt For For
Ultra Clean Holdings, Inc. UCTT 05/20/2021 Annual 100,000 90385V107    2 Ratify Moss Adams LLP as Auditors Mgmt For For
Ultra Clean Holdings, Inc. UCTT 05/20/2021 Annual 100,000 90385V107    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Infinera Corporation INFN 05/21/2021 Annual 250,000 45667G103    1a Elect Director Gregory P. Dougherty Mgmt For For
Infinera Corporation INFN 05/21/2021 Annual 250,000 45667G103    1b Elect Director David W. Heard Mgmt For For
Infinera Corporation INFN 05/21/2021 Annual 250,000 45667G103    1c Elect Director Paul J. Milbury Mgmt For For
Infinera Corporation INFN 05/21/2021 Annual 250,000 45667G103    1d Elect Director David F. Welch Mgmt For For
Infinera Corporation INFN 05/21/2021 Annual 250,000 45667G103    2 Amend Omnibus Stock Plan Mgmt For For
Infinera Corporation INFN 05/21/2021 Annual 250,000 45667G103    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Infinera Corporation INFN 05/21/2021 Annual 250,000 45667G103    4 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 120,000 01988P108    1a Elect Director Elizabeth A. Altman Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 120,000 01988P108    1b Elect Director Mara G. Aspinall Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 120,000 01988P108    1c Elect Director Paul M. Black Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 120,000 01988P108    1d Elect Director P. Gregory Garrison Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 120,000 01988P108    1e Elect Director Jonathan J. Judge Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 120,000 01988P108    1f Elect Director Michael A. Klayko Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 120,000 01988P108    1g Elect Director Dave B. Stevens Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 120,000 01988P108    1h Elect Director David D. Stevens Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 120,000 01988P108    1i Elect Director Carol J. Zierhoffer Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 120,000 01988P108    2 Ratify Grant Thornton LLP as Auditors Mgmt For For
Allscripts Healthcare Solutions, Inc. MDRX 05/25/2021 Annual 120,000 01988P108    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Fluidigm Corporation FLDM 05/25/2021 Annual 330,000 34385P108    1.1 Elect Director Gerhard F. Burbach Mgmt For For
Fluidigm Corporation FLDM 05/25/2021 Annual 330,000 34385P108    1.2 Elect Director Carlos Paya Mgmt For For
Fluidigm Corporation FLDM 05/25/2021 Annual 330,000 34385P108    1.3 Elect Director Ana K. Stankovic Mgmt For For
Fluidigm Corporation FLDM 05/25/2021 Annual 330,000 34385P108    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Fluidigm Corporation FLDM 05/25/2021 Annual 330,000 34385P108    3 Amend Omnibus Stock Plan Mgmt For For
Fluidigm Corporation FLDM 05/25/2021 Annual 330,000 34385P108    4 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Omnicell, Inc. OMCL 05/25/2021 Annual 20,000 68213N109    1.1 Elect Director Randall A. Lipps Mgmt For For
Omnicell, Inc. OMCL 05/25/2021 Annual 20,000 68213N109    1.2 Elect Director Vance B. Moore Mgmt For For
Omnicell, Inc. OMCL 05/25/2021 Annual 20,000 68213N109    1.3 Elect Director Mark W. Parrish Mgmt For For
Omnicell, Inc. OMCL 05/25/2021 Annual 20,000 68213N109    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Omnicell, Inc. OMCL 05/25/2021 Annual 20,000 68213N109    3 Amend Omnibus Stock Plan Mgmt For For
Omnicell, Inc. OMCL 05/25/2021 Annual 20,000 68213N109    4 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Kratos Defense & Security Solutions, Inc. KTOS 05/26/2021 Annual 40,000 50077B207    1.1 Elect Director Scott Anderson Mgmt For For
Kratos Defense & Security Solutions, Inc. KTOS 05/26/2021 Annual 40,000 50077B207    1.2 Elect Director Eric DeMarco Mgmt For For
Kratos Defense & Security Solutions, Inc. KTOS 05/26/2021 Annual 40,000 50077B207    1.3 Elect Director William Hoglund Mgmt For For
Kratos Defense & Security Solutions, Inc. KTOS 05/26/2021 Annual 40,000 50077B207    1.4 Elect Director Scot Jarvis Mgmt For For
Kratos Defense & Security Solutions, Inc. KTOS 05/26/2021 Annual 40,000 50077B207    1.5 Elect Director Jane Judd Mgmt For For
Kratos Defense & Security Solutions, Inc. KTOS 05/26/2021 Annual 40,000 50077B207    1.6 Elect Director Samuel Liberatore Mgmt For For
Kratos Defense & Security Solutions, Inc. KTOS 05/26/2021 Annual 40,000 50077B207    1.7 Elect Director Amy Zegart Mgmt For For
Kratos Defense & Security Solutions, Inc. KTOS 05/26/2021 Annual 40,000 50077B207    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Kratos Defense & Security Solutions, Inc. KTOS 05/26/2021 Annual 40,000 50077B207    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Caleres, Inc. CAL 05/27/2021 Annual 150,000 129500104    1.1 Elect Director Lisa A. Flavin Mgmt For For
Caleres, Inc. CAL 05/27/2021 Annual 150,000 129500104    1.2 Elect Director Brenda C. Freeman Mgmt For For
Caleres, Inc. CAL 05/27/2021 Annual 150,000 129500104    1.3 Elect Director Lori H. Greeley Mgmt For For
Caleres, Inc. CAL 05/27/2021 Annual 150,000 129500104    2 Ratify Ernst & Young LLP as Auditor Mgmt For For
Caleres, Inc. CAL 05/27/2021 Annual 150,000 129500104    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
NN, Inc. NNBR 05/27/2021 Annual 200,000 629337106    1.1 Elect Director Raynard D. Benvenuti Mgmt For For
NN, Inc. NNBR 05/27/2021 Annual 200,000 629337106    1.2 Elect Director Robert E. Brunner Mgmt For For
NN, Inc. NNBR 05/27/2021 Annual 200,000 629337106    1.3 Elect Director Christina E. Carroll Mgmt For For
NN, Inc. NNBR 05/27/2021 Annual 200,000 629337106    1.4 Elect Director Joao Faria Mgmt For For
NN, Inc. NNBR 05/27/2021 Annual 200,000 629337106    1.5 Elect Director Jeri J. Harman Mgmt For For
NN, Inc. NNBR 05/27/2021 Annual 200,000 629337106    1.6 Elect Director Shihab Kuran Mgmt For For
NN, Inc. NNBR 05/27/2021 Annual 200,000 629337106    1.7 Elect Director Warren A. Veltman Mgmt For For
NN, Inc. NNBR 05/27/2021 Annual 200,000 629337106    1.8 Elect Director Thomas H. Wilson, Jr. Mgmt For For
NN, Inc. NNBR 05/27/2021 Annual 200,000 629337106    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
NN, Inc. NNBR 05/27/2021 Annual 200,000 629337106    3 Ratify Grant Thornton LLP as Auditors Mgmt For For
NN, Inc. NNBR 05/27/2021 Annual 200,000 629337106    4 Elect Director Rajeev Gautam Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Ribbon Communications Inc. RBBN 05/27/2021 Annual 600,000 762544104    1a Elect Director Mariano S. de Beer Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 600,000 762544104    1b Elect Director R. Stewart Ewing, Jr. Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 600,000 762544104    1c Elect Director Bruns H. Grayson Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 600,000 762544104    1d Elect Director Beatriz V. Infante Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 600,000 762544104    1e Elect Director Bruce W. McClelland Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 600,000 762544104    1f Elect Director Krish A. Prabhu Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 600,000 762544104    1g Elect Director Shaul Shani Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 600,000 762544104    1h Elect Director Richard W. Smith Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 600,000 762544104    1i Elect Director Tanya Tamone Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 600,000 762544104    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Ribbon Communications Inc. RBBN 05/27/2021 Annual 600,000 762544104    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
The Ensign Group, Inc. ENSG 05/27/2021 Annual 40,000 29358P101    1.1 Elect Director Christopher R. Christensen Mgmt For For
The Ensign Group, Inc. ENSG 05/27/2021 Annual 40,000 29358P101    1.2 Elect Director Daren J. Shaw Mgmt For For
The Ensign Group, Inc. ENSG 05/27/2021 Annual 40,000 29358P101    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
The Ensign Group, Inc. ENSG 05/27/2021 Annual 40,000 29358P101    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
NeoPhotonics Corporation NPTN 06/01/2021 Annual 150,000 64051T100    1.1 Elect Director Charles J. Abbe Mgmt For For
NeoPhotonics Corporation NPTN 06/01/2021 Annual 150,000 64051T100    1.2 Elect Director Bandel L. Carano Mgmt For For
NeoPhotonics Corporation NPTN 06/01/2021 Annual 150,000 64051T100    1.3 Elect Director Michael J. Sophie Mgmt For For
NeoPhotonics Corporation NPTN 06/01/2021 Annual 150,000 64051T100    2 Amend Omnibus Stock Plan Mgmt For For
NeoPhotonics Corporation NPTN 06/01/2021 Annual 150,000 64051T100    3 Ratify BDO USA, LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Cerus Corporation CERS 06/02/2021 Annual 500,000 157085101    1.1 Elect Director Daniel N. Swisher, Jr. Mgmt For For
Cerus Corporation CERS 06/02/2021 Annual 500,000 157085101    1.2 Elect Director Frank Witney Mgmt For For
Cerus Corporation CERS 06/02/2021 Annual 500,000 157085101    1.3 Elect Director Eric Bjerkholt Mgmt For For
Cerus Corporation CERS 06/02/2021 Annual 500,000 157085101    2 Increase Authorized Common Stock Mgmt For For
Cerus Corporation CERS 06/02/2021 Annual 500,000 157085101    3 Amend Omnibus Stock Plan Mgmt For For
Cerus Corporation CERS 06/02/2021 Annual 500,000 157085101    4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Cerus Corporation CERS 06/02/2021 Annual 500,000 157085101    5 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Citi Trends, Inc. CTRN 06/02/2021 Annual 20,000 17306X102    1A Elect Director Brian P. Carney Mgmt For For
Citi Trends, Inc. CTRN 06/02/2021 Annual 20,000 17306X102    1B Elect Director Jonathan Duskin Mgmt For For
Citi Trends, Inc. CTRN 06/02/2021 Annual 20,000 17306X102    1C Elect Director Laurens M. Goff Mgmt For For
Citi Trends, Inc. CTRN 06/02/2021 Annual 20,000 17306X102    1D Elect Director Margaret L. Jenkins Mgmt For For
Citi Trends, Inc. CTRN 06/02/2021 Annual 20,000 17306X102    1E Elect Director David N. Makuen Mgmt For For
Citi Trends, Inc. CTRN 06/02/2021 Annual 20,000 17306X102    1F Elect Director Peter R. Sachse Mgmt For For
Citi Trends, Inc. CTRN 06/02/2021 Annual 20,000 17306X102    1G Elect Director Kenneth D. Seipel Mgmt For For
Citi Trends, Inc. CTRN 06/02/2021 Annual 20,000 17306X102    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Citi Trends, Inc. CTRN 06/02/2021 Annual 20,000 17306X102    3 Approve Omnibus Stock Plan Mgmt For For
Citi Trends, Inc. CTRN 06/02/2021 Annual 20,000 17306X102    4 Ratify KPMG LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Inovalon Holdings, Inc. INOV 06/02/2021 Annual 17,900 45781D101    1.1 Elect Director Keith R. Dunleavy Mgmt For For
Inovalon Holdings, Inc. INOV 06/02/2021 Annual 17,900 45781D101    1.2 Elect Director Denise K. Fletcher Mgmt For For
Inovalon Holdings, Inc. INOV 06/02/2021 Annual 17,900 45781D101    1.3 Elect Director William D. Green Mgmt For For
Inovalon Holdings, Inc. INOV 06/02/2021 Annual 17,900 45781D101    1.4 Elect Director Isaac (Zak) S. Kohane Mgmt For For
Inovalon Holdings, Inc. INOV 06/02/2021 Annual 17,900 45781D101    1.5 Elect Director Mark A. Pulido Mgmt For For
Inovalon Holdings, Inc. INOV 06/02/2021 Annual 17,900 45781D101    1.6 Elect Director Lee D. Roberts Mgmt For For
Inovalon Holdings, Inc. INOV 06/02/2021 Annual 17,900 45781D101    1.7 Elect Director William J. Teuber, Jr. Mgmt For For
Inovalon Holdings, Inc. INOV 06/02/2021 Annual 17,900 45781D101    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Inovalon Holdings, Inc. INOV 06/02/2021 Annual 17,900 45781D101    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
OrthoPediatrics Corp. KIDS 06/02/2021 Annual 19,600 68752L100    1.1 Elect Director Bernie B. Berry, III Mgmt For For
OrthoPediatrics Corp. KIDS 06/02/2021 Annual 19,600 68752L100    1.2 Elect Director Stephen F. Burns Mgmt For For
OrthoPediatrics Corp. KIDS 06/02/2021 Annual 19,600 68752L100    1.3 Elect Director Marie C. Infante Mgmt For For
OrthoPediatrics Corp. KIDS 06/02/2021 Annual 19,600 68752L100    2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
SeaSpine Holdings Corporation SPNE 06/02/2021 Annual 240,000 81255T108    1.1 Elect Director Stuart M. Essig Mgmt For For
SeaSpine Holdings Corporation SPNE 06/02/2021 Annual 240,000 81255T108    1.2 Elect Director Keith C. Valentine Mgmt For For
SeaSpine Holdings Corporation SPNE 06/02/2021 Annual 240,000 81255T108    2 Ratify RSM US LLP as Auditors Mgmt For For
SeaSpine Holdings Corporation SPNE 06/02/2021 Annual 240,000 81255T108    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
SeaSpine Holdings Corporation SPNE 06/02/2021 Annual 240,000 81255T108    4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year
SeaSpine Holdings Corporation SPNE 06/02/2021 Annual 240,000 81255T108    5 Amend Qualified Employee Stock Purchase Plan Mgmt For For
SeaSpine Holdings Corporation SPNE 06/02/2021 Annual 240,000 81255T108    6 Amend Certificate of Incorporation to Add Federal Forum Selection Provision Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Zumiez Inc. ZUMZ 06/02/2021 Annual 22,400 989817101    1a Elect Director Richard M. Brooks Mgmt For For
Zumiez Inc. ZUMZ 06/02/2021 Annual 22,400 989817101    1b Elect Director Steve P. Louden Mgmt For For
Zumiez Inc. ZUMZ 06/02/2021 Annual 22,400 989817101    1c Elect Director James P. Murphy Mgmt For For
Zumiez Inc. ZUMZ 06/02/2021 Annual 22,400 989817101    2 Ratify Moss Adams LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
American Eagle Outfitters, Inc. AEO 06/03/2021 Annual 13,300 02553E106    1.1 Elect Director Janice E. Page Mgmt For For
American Eagle Outfitters, Inc. AEO 06/03/2021 Annual 13,300 02553E106    1.2 Elect Director David M. Sable Mgmt For For
American Eagle Outfitters, Inc. AEO 06/03/2021 Annual 13,300 02553E106    1.3 Elect Director Noel J. Spiegel Mgmt For For
American Eagle Outfitters, Inc. AEO 06/03/2021 Annual 13,300 02553E106    2 Ratify Ernst & Young LLP as Auditors Mgmt For For
American Eagle Outfitters, Inc. AEO 06/03/2021 Annual 13,300 02553E106    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
J.Jill, Inc. JILL 06/03/2021 Annual 80,000 46620W201    1 Elect Director James Scully Mgmt For For
J.Jill, Inc. JILL 06/03/2021 Annual 80,000 46620W201    2 Ratify Grant Thornton LLP as Auditors Mgmt For For
J.Jill, Inc. JILL 06/03/2021 Annual 80,000 46620W201    3 Amend Omnibus Stock Plan Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
OptiNose, Inc. OPTN 06/09/2021 Annual 320,000 68404V100    1.1 Elect Director Peter K. Miller Mgmt For For
OptiNose, Inc. OPTN 06/09/2021 Annual 320,000 68404V100    1.2 Elect Director Tomas J. Heyman Mgmt For For
OptiNose, Inc. OPTN 06/09/2021 Annual 320,000 68404V100    2 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Tilly's, Inc. TLYS 06/09/2021 Annual 120,000 886885102    1.1 Elect Director Hezy Shaked Mgmt For For
Tilly's, Inc. TLYS 06/09/2021 Annual 120,000 886885102    1.2 Elect Director Doug Collier Mgmt For For
Tilly's, Inc. TLYS 06/09/2021 Annual 120,000 886885102    1.3 Elect Director Seth Johnson Mgmt For For
Tilly's, Inc. TLYS 06/09/2021 Annual 120,000 886885102    1.4 Elect Director Janet E. Kerr Mgmt For For
Tilly's, Inc. TLYS 06/09/2021 Annual 120,000 886885102    1.5 Elect Director Edmond Thomas Mgmt For For
Tilly's, Inc. TLYS 06/09/2021 Annual 120,000 886885102    1.6 Elect Director Bernard Zeichner Mgmt For For
Tilly's, Inc. TLYS 06/09/2021 Annual 120,000 886885102    2 Ratify BDO USA, LLP as Auditors Mgmt For For
Tilly's, Inc. TLYS 06/09/2021 Annual 120,000 886885102    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Leaf Group Ltd. LEAF 06/10/2021 Special 28,215 52177G102    1 Approve Merger Agreement Mgmt For For
Leaf Group Ltd. LEAF 06/10/2021 Special 28,215 52177G102    2 Advisory Vote on Golden Parachutes Mgmt For For
Leaf Group Ltd. LEAF 06/10/2021 Special 28,215 52177G102    3 Adjourn Meeting Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
SI-BONE, Inc. SIBN 06/10/2021 Annual 100,000 825704109    1a Elect Director Helen Loh Mgmt For For
SI-BONE, Inc. SIBN 06/10/2021 Annual 100,000 825704109    1b Elect Director Mika Nishimura Mgmt For For
SI-BONE, Inc. SIBN 06/10/2021 Annual 100,000 825704109    1c Elect Director Keith C. Valentine Mgmt For For
SI-BONE, Inc. SIBN 06/10/2021 Annual 100,000 825704109    2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Tabula Rasa HealthCare, Inc. TRHC 06/11/2021 Annual 12,400 873379101    1.1 Elect Director Samira Beckwith Mgmt For For
Tabula Rasa HealthCare, Inc. TRHC 06/11/2021 Annual 12,400 873379101    1.2 Elect Director Dennis Helling Mgmt For For
Tabula Rasa HealthCare, Inc. TRHC 06/11/2021 Annual 12,400 873379101    1.3 Elect Director Pamela Schweitzer Mgmt For For
Tabula Rasa HealthCare, Inc. TRHC 06/11/2021 Annual 12,400 873379101    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Tabula Rasa HealthCare, Inc. TRHC 06/11/2021 Annual 12,400 873379101    3 Ratify KPMG LLP as Auditors Mgmt For For
Tabula Rasa HealthCare, Inc. TRHC 06/11/2021 Annual 12,400 873379101    4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Cutera, Inc. CUTR 06/15/2021 Annual 60,000 232109108    1.1 Elect Director Gregory A. Barrett Mgmt For For
Cutera, Inc. CUTR 06/15/2021 Annual 60,000 232109108    1.2 Elect Director David H. Mowry Mgmt For For
Cutera, Inc. CUTR 06/15/2021 Annual 60,000 232109108    1.3 Elect Director Timothy J. O'Shea Mgmt For For
Cutera, Inc. CUTR 06/15/2021 Annual 60,000 232109108    1.4 Elect Director J. Daniel Plants Mgmt For For
Cutera, Inc. CUTR 06/15/2021 Annual 60,000 232109108    1.5 Elect Director Joseph E. Whitters Mgmt For For
Cutera, Inc. CUTR 06/15/2021 Annual 60,000 232109108    1.6 Elect Director Katherine S. Zanotti Mgmt For For
Cutera, Inc. CUTR 06/15/2021 Annual 60,000 232109108    2 Ratify BDO USA, LLP as Auditors Mgmt For For
Cutera, Inc. CUTR 06/15/2021 Annual 60,000 232109108    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Cutera, Inc. CUTR 06/15/2021 Annual 60,000 232109108    4 Amend Omnibus Stock Plan Mgmt For For
Cutera, Inc. CUTR 06/15/2021 Annual 60,000 232109108    5 Elect Director Sheila A. Hopkins Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Addus HomeCare Corporation ADUS 06/16/2021 Annual 4,700 006739106    1.1 Elect Director R. Dirk Allison Mgmt For For
Addus HomeCare Corporation ADUS 06/16/2021 Annual 4,700 006739106    1.2 Elect Director Mark L. First Mgmt For For
Addus HomeCare Corporation ADUS 06/16/2021 Annual 4,700 006739106    1.3 Elect Director Darin J. Gordon Mgmt For For
Addus HomeCare Corporation ADUS 06/16/2021 Annual 4,700 006739106    2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Addus HomeCare Corporation ADUS 06/16/2021 Annual 4,700 006739106    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Kirkland's, Inc. KIRK 06/22/2021 Annual 140,000 497498105    1a Elect Director Steven J. Collins Mgmt For For
Kirkland's, Inc. KIRK 06/22/2021 Annual 140,000 497498105    1b Elect Director Ann E. Joyce Mgmt For For
Kirkland's, Inc. KIRK 06/22/2021 Annual 140,000 497498105    1c Elect Director R. Wilson Orr, III Mgmt For For
Kirkland's, Inc. KIRK 06/22/2021 Annual 140,000 497498105    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
Kirkland's, Inc. KIRK 06/22/2021 Annual 140,000 497498105    3 Ratify Ernst & Young LLP as Auditors Mgmt For For
Issuer Name Ticker Meeting Date Meeting Type Shares Voted Primary CUSIP Proposal Number Proposal Text Proponent Mgmt Rec Vote Instruction
Flexion Therapeutics, Inc. FLXN 06/24/2021 Annual 50,000 33938J106    1.1 Elect Director Michael D. Clayman Mgmt For For
Flexion Therapeutics, Inc. FLXN 06/24/2021 Annual 50,000 33938J106    1.2 Elect Director Elizabeth Kwo Mgmt For For
Flexion Therapeutics, Inc. FLXN 06/24/2021 Annual 50,000 33938J106    1.3 Elect Director Ann Merrifield Mgmt For For
Flexion Therapeutics, Inc. FLXN 06/24/2021 Annual 50,000 33938J106    2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For
Flexion Therapeutics, Inc. FLXN 06/24/2021 Annual 50,000 33938J106    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For
                     
                     

 

 

  

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

PARADIGM FUNDS

 

 

By: /s/Candace King Weir

Candace King Weir, President

 

 

Date: August 9, 2021