a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Paradigm Value Fund |
ii. Class identification number, if any | C000014505 |
iii. Ticker symbol, if any | PVFAX |
|
Shareholder servicing agents Record:
1 |
i. Full name | MUTUAL SHAREHOLDER SERVICES, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 549300TSNG2XMCUGTB05 |
Description of other identifying number | |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | PREMIER FUND SOLUTIONS, INC. |
ii. LEI, if any, or other identifying number | N/A |
Description of other identifying number | |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | STEPHENS |
ii. SEC file number | 008-01927 |
iii. CRD number | 000003496 |
iv. LEI, if any | 213800LH6T9XDYZCA534 |
v. State, if applicable |
ARKANSAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,254 |
Brokers Record:
2 |
i. Full name of broker | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
ii. SEC file number | 008-01447 |
iii. CRD number | 000000793 |
iv. LEI, if any | 5WUVMA08EYG4KEUPW589 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 5,235 |
Brokers Record:
3 |
i. Full name of broker | RAYMOND JAMES & ASSOCIATES, INC. |
ii. SEC file number | 008-10999 |
iii. CRD number | 000000705 |
iv. LEI, if any | U4ONQX15J3RO8XCKE979 |
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3,297 |
Brokers Record:
4 |
i. Full name of broker | PIPER JAFFRAY & CO. |
ii. SEC file number | 008-15204 |
iii. CRD number | 000000665 |
iv. LEI, if any | 549300GRQCWQ3XGH0H10 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,200 |
Brokers Record:
5 |
i. Full name of broker | D.A. DAVIDSON & CO. |
ii. SEC file number | 008-02399 |
iii. CRD number | 000000199 |
iv. LEI, if any | 549300094RQ5A7DYLF51 |
v. State, if applicable |
MONTANA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,179 |
Brokers Record:
6 |
i. Full name of broker | LIQUIDNET, INC. |
ii. SEC file number | 008-52461 |
iii. CRD number | 000103987 |
iv. LEI, if any | 213800HSKBBO1GCVRG79 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,317 |
Brokers Record:
7 |
i. Full name of broker | WEEDEN & CO.L.P. |
ii. SEC file number | 008-37267 |
iii. CRD number | 000016835 |
iv. LEI, if any | 549300OYBLKSN8M8EW67 |
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,321 |
Brokers Record:
8 |
i. Full name of broker | COWEN AND COMPANY |
ii. SEC file number | 008-22522 |
iii. CRD number | 000007616 |
iv. LEI, if any | 549300WR155U7DVMIW58 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2,814 |
Brokers Record:
9 |
i. Full name of broker | WILLIAM BLAIR |
ii. SEC file number | 008-02698 |
iii. CRD number | 000001252 |
iv. LEI, if any | 549300J0P7XYE8BMZ775 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 4,866 |
Brokers Record:
10 |
i. Full name of broker | KEYBANC CAPITAL MARKETS INC. |
ii. SEC file number | 008-30177 |
iii. CRD number | 000000566 |
iv. LEI, if any | 2EQWV0180Z211YVAD813 |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,386 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 30,938 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Paradigm Select Fund |
ii. Class identification number, if any | C000014507 |
iii. Ticker symbol, if any | PFSLX |
|
Shareholder servicing agents Record:
1 |
i. Full name | MUTUAL SHAREHOLDER SERVICES, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 549300TSNG2XMCUGTB05 |
Description of other identifying number | |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | PREMIER FUND SOLUTIONS, INC. |
ii. LEI, if any, or other identifying number | N/A |
Description of other identifying number | |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | STEPHENS |
ii. SEC file number | 008-01927 |
iii. CRD number | 000003496 |
iv. LEI, if any | 213800LH6T9XDYZCA534 |
v. State, if applicable |
ARKANSAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,488 |
Brokers Record:
2 |
i. Full name of broker | RAYMOND JAMES & ASSOCIATES, INC. |
ii. SEC file number | 008-10999 |
iii. CRD number | 000000705 |
iv. LEI, if any | U4ONQX15J3RO8XCKE979 |
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 591 |
Brokers Record:
3 |
i. Full name of broker | NEEDHAM & COMPANY, LLC |
ii. SEC file number | 008-33772 |
iii. CRD number | 000016360 |
iv. LEI, if any | 254900J2GFQ4J4NK1J89 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 489 |
Brokers Record:
4 |
i. Full name of broker | CANTOR FITZGERALD & CO. |
ii. SEC file number | 008-00201 |
iii. CRD number | 000000134 |
iv. LEI, if any | 5493004J7H4GCPG6OB62 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,027 |
Brokers Record:
5 |
i. Full name of broker | PIPER JAFFRAY & CO. |
ii. SEC file number | 008-15204 |
iii. CRD number | 000000665 |
iv. LEI, if any | 549300GRQCWQ3XGH0H10 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 306 |
Brokers Record:
6 |
i. Full name of broker | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
ii. SEC file number | 008-01447 |
iii. CRD number | 000000793 |
iv. LEI, if any | 5WUVMA08EYG4KEUPW589 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,667 |
Brokers Record:
7 |
i. Full name of broker | SUNTRUST ROBINSON HUMPHREY, INC. |
ii. SEC file number | 008-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,020 |
Brokers Record:
8 |
i. Full name of broker | ROBERT W. BAIRD & CO. |
ii. SEC file number | 008-00497 |
iii. CRD number | 000008158 |
iv. LEI, if any | 549300772UJAHRD6LO53 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 762 |
Brokers Record:
9 |
i. Full name of broker | WELLS FARGO SECURITIES, LLC |
ii. SEC file number | 008-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 354 |
Brokers Record:
10 |
i. Full name of broker | D.A. DAVIDSON & CO. |
ii. SEC file number | 008-02399 |
iii. CRD number | 000000199 |
iv. LEI, if any | 549300094RQ5A7DYLF51 |
v. State, if applicable |
MONTANA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 279 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 9,212 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Paradigm Micro-Cap Fund |
ii. Class identification number, if any | C000057148 |
iii. Ticker symbol, if any | PVIVX |
|
Shareholder servicing agents Record:
1 |
i. Full name | MUTUAL SHAREHOLDER SERVICES, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 549300TSNG2XMCUGTB05 |
Description of other identifying number | |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | PREMIER FUND SOLUTIONS, INC. |
ii. LEI, if any, or other identifying number | N/A |
Description of other identifying number | |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | RAYMOND JAMES & ASSOCIATES, INC. |
ii. SEC file number | 008-10999 |
iii. CRD number | 000000705 |
iv. LEI, if any | U4ONQX15J3RO8XCKE979 |
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 21,391 |
Brokers Record:
2 |
i. Full name of broker | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
ii. SEC file number | 008-01447 |
iii. CRD number | 000000793 |
iv. LEI, if any | 5WUVMA08EYG4KEUPW589 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 19,946 |
Brokers Record:
3 |
i. Full name of broker | STEPHENS |
ii. SEC file number | 008-01927 |
iii. CRD number | 000003496 |
iv. LEI, if any | 213800LH6T9XDYZCA534 |
v. State, if applicable |
ARKANSAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 24,991 |
Brokers Record:
4 |
i. Full name of broker | PIPER JAFFRAY & CO. |
ii. SEC file number | 008-15204 |
iii. CRD number | 000000665 |
iv. LEI, if any | 549300GRQCWQ3XGH0H10 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 25,954 |
Brokers Record:
5 |
i. Full name of broker | LIQUIDNET, INC. |
ii. SEC file number | 008-52461 |
iii. CRD number | 000103987 |
iv. LEI, if any | 213800HSKBBO1GCVRG79 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 13,717 |
Brokers Record:
6 |
i. Full name of broker | CANTOR FITZGERALD & CO. |
ii. SEC file number | 008-00201 |
iii. CRD number | 000000134 |
iv. LEI, if any | 5493004J7H4GCPG6OB62 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 12,615 |
Brokers Record:
7 |
i. Full name of broker | NEEDHAM & COMPANY, LLC |
ii. SEC file number | 008-33772 |
iii. CRD number | 000016360 |
iv. LEI, if any | 254900J2GFQ4J4NK1J89 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 11,338 |
Brokers Record:
8 |
i. Full name of broker | OPPENHEIMER & CO. INC. |
ii. SEC file number | 008-04077 |
iii. CRD number | 000000249 |
iv. LEI, if any | 254900VH02JQR2L8XD64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 9,973 |
Brokers Record:
9 |
i. Full name of broker | LEERINK SWANN LLC |
ii. SEC file number | 008-48535 |
iii. CRD number | 000039011 |
iv. LEI, if any | 549300AAH7U76CEUBI94 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 7,944 |
Brokers Record:
10 |
i. Full name of broker | COWEN AND COMPANY |
ii. SEC file number | 008-22522 |
iii. CRD number | 000007616 |
iv. LEI, if any | 549300WR155U7DVMIW58 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 7,914 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 238,222 |