N-PX 1 paradigmformnpx2011.htm PARADIGM FUNDS FORM N-PX 2011

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549



FORM N-PX


ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY


Investment Company Act file number 811-21233


PARADIGM FUNDS

(Exact name of registrant as specified in charter)


       Nine Elk Street, Albany, NY         12207-1002

(Address of principal executive offices)              (Zip code)


Robert A. Benton

Paradigm Funds

Nine Elk Street, Albany, NY 12207-1002

(Name and address of agent for service)


Registrant's telephone number, including area code: (518) 431-3500


Date of fiscal year end: December 31


Date of reporting period: July 1, 2010 – June 30, 2011


Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).  The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.


A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public.  A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number.  Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609.  The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.


ITEM 1. PROXY VOTING RECORD:


Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:


(a). The name of the issuer of the portfolio security;

(b). The exchange ticker symbol of the portfolio security;

(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

(d). The shareholder meeting date;

(e). A brief identification of the matter voted on;

 (f). Whether the matter was proposed by the issuer or by a security holder;

(g). Whether the Registrant cast its vote on the matter;

(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding   

       election of directors); and

 (i). Whether the Registrant cast its vote for or against management.



Account Name: PARADIGM VALUE FUND

Custodial Bank: US BANK, N.A.


Compuware Corporation

 

 

 

 

 

 

Ticker CPWR

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 24-Aug-10

 

Annual

 28-Jun-10

384,000

 

 

 

CUSIP:  205638109

 

 

 

 

Meeting ID:  592542

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Dennis W. Archer

Mgmt

For

 

 

For

 

   1.2

Elect Director Gurminder S. Bedi

Mgmt

For

 

 

For

 

   1.3

Elect Director William O. Grabe

Mgmt

For

 

 

For

 

   1.4

Elect Director William R. Halling

Mgmt

For

 

 

For

 

   1.5

Elect Director Peter Karmanos, Jr.

Mgmt

For

 

 

For

 

   1.6

Elect Director Faye Alexander Nelson

Mgmt

For

 

 

For

 

   1.7

Elect Director Glenda D. Price

Mgmt

For

 

 

For

 

   1.8

Elect Director Robert C. Paul

Mgmt

For

 

 

For

 

   1.9

Elect Director W. James Prowse

Mgmt

For

 

 

For

 

   1.10

Elect Director G. Scott Romney

Mgmt

For

 

 

For

 

   1.11

Elect Director Ralph J. Szygenda

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

QLogic Corporation

 

 

 

 

 

 

Ticker QLGC

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 26-Aug-10

 

Annual

 01-Jul-10

163,800

 

 

 

CUSIP:  747277101

 

 

 

 

Meeting ID:  594669

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1

Elect Director H.K. Desai

Mgmt

For

 

 

For

 

   2

Elect Director Joel S. Birnbaum

Mgmt

For

 

 

For

 

   3

Elect Director James R. Fiebiger

Mgmt

For

 

 

For

 

   4

Elect Director Balakrishnan S. Iyer

Mgmt

For

 

 

For

 

   5

Elect Director Kathryn B. Lewis

Mgmt

For

 

 

For

 

   6

Elect Director George D. Wells

Mgmt

For

 

 

For

 

   7

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Ruby Tuesday, Inc.

 

 

 

 

 

 

Ticker RT

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 06-Oct-10

 

Annual

 09-Aug-10

299,000

 

 

 

CUSIP:  781182100

 

 

 

 

Meeting ID:  598001

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1

Elect Director Samuel E. Beall, III

Mgmt

For

 

 

For

 

   2

Elect Director Bernard Lanigan, Jr.

Mgmt

For

 

 

For

 

   3

Approve Executive Incentive Bonus Plan

Mgmt

For

 

 

For

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Lawson Software, Inc.

 

 

 

 

 

 

Ticker LWSN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 18-Oct-10

 

Annual

 25-Aug-10

338,100

 

 

 

CUSIP:  52078P102

 

 

 

 

Meeting ID:  600285

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Steven C. Chang

Mgmt

For

 

 

For

 

   1.2

Elect Director Harry Debes

Mgmt

For

 

 

For

 

   1.3

Elect Director Peter Gyenes

Mgmt

For

 

 

For

 

   1.4

Elect Director David R. Hubers

Mgmt

For

 

 

For

 

   1.5

Elect Director H. Richard Lawson

Mgmt

For

 

 

For

 

   1.6

Elect Director Michael A. Rocca

Mgmt

For

 

 

For

 

   1.7

Elect Director Robert A. Schriesheim

Mgmt

For

 

 

For

 

   1.8

Elect Director Romesh Wadhwani

Mgmt

For

 

 

For

 

   1.9

Elect Director Paul Wahl

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Approve Omnibus Stock Plan

Mgmt

For

 

 

Against

 

 

 

 

 

 

 

 

 

Matrix Service Company

 

 

 

 

 

 

Ticker MTRX

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 02-Dec-10

 

Annual

 13-Oct-10

242,400

 

 

 

CUSIP:  576853105

 

 

 

 

Meeting ID:  604185

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Michael J. Bradley

Mgmt

For

 

 

For

 

   1.2

Elect Director Michael J. Hall

Mgmt

For

 

 

For

 

   1.3

Elect Director I. Edgar (Ed) Hendrix

Mgmt

For

 

 

For

 

   1.4

Elect Director Paul K. Lackey

Mgmt

For

 

 

For

 

   1.5

Elect Director Tom E. Maxwell

Mgmt

For

 

 

For

 

   1.6

Elect Director David J. Tippeconnic

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Myriad Genetics, Inc.

 

 

 

 

 

 

Ticker MYGN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 03-Dec-10

 

Annual

 04-Oct-10

154,800

 

 

 

CUSIP:  62855J104

 

 

 

 

Meeting ID:  604799

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Heiner Dreismann

Mgmt

For

 

 

For

 

   1.2

Elect Director Peter D. Meldrum

Mgmt

For

 

 

For

 

   2

Approve Omnibus Stock Plan

Mgmt

For

 

 

For

 

   3

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

CKX, Inc.

 

 

 

 

 

 

 

Ticker CKXE

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 14-Dec-10

 

Annual

 26-Oct-10

343,700

 

 

 

CUSIP:  12562M106

 

 

 

 

Meeting ID:  608730

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Michael G. Ferrel

Mgmt

For

 

 

For

 

   1.2

Elect Director Howard J. Tytel

Mgmt

For

 

 

For

 

   1.3

Elect Director Edwin M. Banks

Mgmt

For

 

 

For

 

   1.4

Elect Director Bryan E. Bloom

Mgmt

For

 

 

For

 

   1.5

Elect Director Kathleen Dore

Mgmt

For

 

 

For

 

   1.6

Elect Director Jacques D. Kerrest

Mgmt

For

 

 

For

 

   1.7

Elect Director Jack Langer

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

McMoRan Exploration Co.

 

 

 

 

 

 

Ticker MMR

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 30-Dec-10

 

Special

 15-Nov-10

99,200

 

 

 

CUSIP:  582411104

 

 

 

 

Meeting ID:  611780

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1

Acquire Certain Assets of Another Company

Mgmt

For

 

 

For

 

   2

Approve Issuance of Shares for a Private Placement

Mgmt

For

 

 

For

 

   3

Adjourn Meeting

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Microsemi Corporation

 

 

 

 

 

 

Ticker MSCC

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 19-Jan-11

 

Annual

 22-Nov-10

150,800

 

 

 

CUSIP:  595137100

 

 

 

 

Meeting ID:  612993

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director James J. Peterson

Mgmt

For

 

 

For

 

   1.2

Elect Director Dennis R. Leibel

Mgmt

For

 

 

For

 

   1.3

Elect Director Thomas R. Anderson

Mgmt

For

 

 

For

 

   1.4

Elect Director William E. Bendush

Mgmt

For

 

 

For

 

   1.5

Elect Director William L. Healey

Mgmt

For

 

 

For

 

   1.6

Elect Director Paul F. Folino

Mgmt

For

 

 

For

 

   1.7

Elect Director Matthew E. Massengill

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Schnitzer Steel Industries, Inc.

 

 

 

 

 

 

Ticker SCHN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 19-Jan-11

 

Annual

 23-Nov-10

63,000

 

 

 

CUSIP:  806882106

 

 

 

 

Meeting ID:  612417

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Wayland R. Hicks

Mgmt

For

 

 

For

 

   1.2

Elect Director Judith A. Johansen

Mgmt

For

 

 

For

 

   1.3

Elect Director Tamara L. Lundgren

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Fair Isaac Corporation

 

 

 

 

 

 

Ticker FICO

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 01-Feb-11

 

Annual

 08-Dec-10

58,300

 

 

 

CUSIP:  303250104

 

 

 

 

Meeting ID:  615436

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director A. George Battle

Mgmt

For

 

 

For

 

   1.2

Elect Director Nicholas F. Graziano

Mgmt

For

 

 

For

 

   1.3

Elect Director Mark N. Greene

Mgmt

For

 

 

For

 

   1.4

Elect Director Alex W. Hart

Mgmt

For

 

 

For

 

   1.5

Elect Director James D. Kirsner

Mgmt

For

 

 

For

 

   1.6

Elect Director William J. Lansing

Mgmt

For

 

 

For

 

   1.7

Elect Director Rahul N. Merchant

Mgmt

For

 

 

For

 

   1.8

Elect Director Margaret L. Taylor

Mgmt

For

 

 

For

 

   1.9

Elect Director Duane E. White

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Two Years

 

 

One Year

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Atwood Oceanics, Inc.

 

 

 

 

 

 

Ticker ATW

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 10-Feb-11

 

Annual

 10-Jan-11

82,300

 

 

 

CUSIP:  050095108

 

 

 

 

Meeting ID:  617327

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Deborah A. Beck

Mgmt

For

 

 

For

 

   1.2

Elect Director Robert W. Burgess

Mgmt

For

 

 

For

 

   1.3

Elect Directo George S. Dotson

Mgmt

For

 

 

For

 

   1.4

Elect Director Jack E. Golden

Mgmt

For

 

 

For

 

   1.5

Elect Directo Hans Helmerich

Mgmt

For

 

 

For

 

   1.6

Elect Director James R. Montague

Mgmt

For

 

 

For

 

   1.7

Elect Director  Robert J. Saltiel

Mgmt

For

 

 

For

 

   2

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

 

   3

Ratify Auditors

Mgmt

For

 

 

For

 

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   5

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

 

 

Arkansas Best Corporation

 

 

 

 

 

 

Ticker ABFS

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 21-Apr-11

 

Annual

 22-Feb-11

105,700

 

 

 

CUSIP:  040790107

 

 

 

 

Meeting ID:  624562

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director John W. Alden

Mgmt

For

 

 

For

 

   1.2

Elect Director Frank Edelstein

Mgmt

For

 

 

For

 

   1.3

Elect Director William M. Legg

Mgmt

For

 

 

For

 

   1.4

Elect Director Judy R. McReynolds

Mgmt

For

 

 

For

 

   1.5

Elect Director Robert A. Young III

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

 

 

Sensient Technologies Corporation

 

 

 

 

 

 

Ticker SXT

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 21-Apr-11

 

Annual

 25-Feb-11

195,677

 

 

 

CUSIP:  81725T100

 

 

 

 

Meeting ID:  629425

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Hank Brown

Mgmt

For

 

 

For

 

   1.2

Elect Director Fergus M. Clydesdale

Mgmt

For

 

 

For

 

   1.3

Elect Director James A. D. Croft

Mgmt

For

 

 

For

 

   1.4

Elect Director William V. Hickey

Mgmt

For

 

 

For

 

   1.5

Elect Director Kenneth P. Manning

Mgmt

For

 

 

For

 

   1.6

Elect Director Peter M. Salmon

Mgmt

For

 

 

For

 

   1.7

Elect Director Elaine R. Wedral

Mgmt

For

 

 

For

 

   1.8

Elect Director Essie Whitelaw

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

United Financial Bancorp, Inc.

 

 

 

 

 

 

Ticker UBNK

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 21-Apr-11

 

Annual

 04-Mar-11

210,400

 

 

 

CUSIP:  91030T109

 

 

 

 

Meeting ID:  629934

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Paula A. Aiello

Mgmt

For

 

 

For

 

   1.2

Elect Director Richard B. Collins

Mgmt

For

 

 

For

 

   1.3

Elect Director Michael F. Werenski

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

 

 

Force Protection, Inc.

 

 

 

 

 

 

Ticker FRPT

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 22-Apr-11

 

Annual

 16-Mar-11

1,032,825

 

 

 

CUSIP:  345203202

 

 

 

 

Meeting ID:  633075

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director John S. Day

Mgmt

For

 

 

For

 

   1.2

Elect Director John W. Paxton, Sr.

Mgmt

For

 

 

For

 

   1.3

Elect Director Thomas A. Corcoran

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   5

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

GATX Corporation

 

 

 

 

 

 

Ticker GMT

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 22-Apr-11

 

Annual

 25-Feb-11

84,200

 

 

 

CUSIP:  361448103

 

 

 

 

Meeting ID:  628415

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Anne L. Arvia

Mgmt

For

 

 

For

 

   1.2

Elect Director Deborah M. Fretz

Mgmt

For

 

 

For

 

   1.3

Elect Director Ernst A. Haberli

Mgmt

For

 

 

For

 

   1.4

Elect Director Brian A. Kenney

Mgmt

For

 

 

For

 

   1.5

Elect Director Mark G. McGrath

Mgmt

For

 

 

For

 

   1.6

Elect Director James B. Ream

Mgmt

For

 

 

For

 

   1.7

Elect Director David S. Sutherland

Mgmt

For

 

 

For

 

   1.8

Elect Director Casey J. Sylla

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

 

 

PerkinElmer, Inc.

 

 

 

 

 

 

Ticker PKI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 26-Apr-11

 

Annual

 28-Feb-11

176,600

 

 

 

CUSIP:  714046109

 

 

 

 

Meeting ID:  627648

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1

Elect Director Robert F. Friel

Mgmt

For

 

 

For

 

   2

Elect Director Nicholas A. Lopardo

Mgmt

For

 

 

For

 

   3

Elect Director Alexis P. Michas

Mgmt

For

 

 

For

 

   4

Elect Director James C. Mullen

Mgmt

For

 

 

For

 

   5

Elect Director Dr. Vicki L. Sato

Mgmt

For

 

 

For

 

   6

Elect Director Gabriel Schmergel

Mgmt

For

 

 

For

 

   7

Elect Director Kenton J. Sicchitano

Mgmt

For

 

 

For

 

   8

Elect Director Patrick J. Sullivan

Mgmt

For

 

 

For

 

   9

Elect Director G. Robert Tod

Mgmt

For

 

 

For

 

   10

Ratify Auditors

Mgmt

For

 

 

For

 

   11

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   12

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

Convergys Corporation

 

 

 

 

 

 

Ticker CVG

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 27-Apr-11

 

Annual

 28-Feb-11

331,400

 

 

 

CUSIP:  212485106

 

 

 

 

Meeting ID:  627652

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Jeffrey H. Fox

Mgmt

For

 

 

For

 

   1.2

Elect Director Ronald L. Nelson

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Adopt Majority Voting for Uncontested Election of Directors

Mgmt

For

 

 

For

 

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   5

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

 

 

Harleysville Group Inc.

 

 

 

 

 

 

Ticker HGIC

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 27-Apr-11

 

Annual

 28-Feb-11

26,000

 

 

 

CUSIP:  412824104

 

 

 

 

Meeting ID:  631432

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director W. Thacher Brown

Mgmt

For

 

 

For

 

   1.2

Elect Director Mirian M. Graddick-Weir

Mgmt

For

 

 

For

 

   1.3

Elect Director William W. Scranton III

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Arch Chemicals, Inc.

 

 

 

 

 

 

Ticker ARJ

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 28-Apr-11

 

Annual

 03-Mar-11

100,700

 

 

 

CUSIP:  03937R102

 

 

 

 

Meeting ID:  627172

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Michael E. Campbell

Mgmt

For

 

 

For

 

   1.2

Elect Director David Lilley

Mgmt

For

 

 

For

 

   2

Amend Non-Employee Director Omnibus Stock Plan

Mgmt

For

 

 

Against

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   5

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Life Technologies Corporation

 

 

 

 

 

 

Ticker LIFE

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 28-Apr-11

 

Annual

 28-Feb-11

92,700

 

 

 

CUSIP:  53217V109

 

 

 

 

Meeting ID:  630148

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1

Elect Director Balakrishnan S. Iyer

Mgmt

For

 

 

For

 

   2

Elect Director Gregory T. Lucier

Mgmt

For

 

 

For

 

   3

EleElect Director Ronald A. Matricaria

Mgmt

For

 

 

For

 

   4

Elect Director David C. U Prichard

Mgmt

For

 

 

For

 

   5

Elect Director William H. Longfield

Mgmt

For

 

 

For

 

   6

Elect Director Ora H. Pescovitz

Mgmt

For

 

 

For

 

   7

Ratify Auditors

Mgmt

For

 

 

For

 

   8

Amend Certificate of Incorporation

Mgmt

For

 

 

For

 

   9

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   10

Advisory Vote on Say on Pay Frequency

Mgmt

Two Years

 

 

One Year

 

 

 

 

 

 

 

 

 

Olin Corporation

 

 

 

 

 

 

Ticker OLN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 28-Apr-11

 

Annual

 28-Feb-11

258,400

 

 

 

CUSIP:  680665205

 

 

 

 

Meeting ID:  625781

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Gray G. Benoist

Mgmt

For

 

 

For

 

   1.2

Elect Director Richard M. Rompala

Mgmt

For

 

 

For

 

   1.3

Elect Director Joseph D. Rupp

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Symmetry Medical Inc.

 

 

 

 

 

 

Ticker SMA

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 29-Apr-11

 

Annual

 03-Mar-11

392,426

 

 

 

CUSIP:  871546206

 

 

 

 

Meeting ID:  629689

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Thomas J. Sullivan

Mgmt

For

 

 

For

 

   1.2

Elect Director Francis T. Nusspickel

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Regal Entertainment Group

 

 

 

 

 

 

Ticker RGC

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 04-May-11

 

Annual

 09-Mar-11

340,750

 

 

 

CUSIP:  758766109

 

 

 

 

Meeting ID:  640972

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Stephen A. Kaplan

Mgmt

For

 

 

For

 

   1.2

Elect Director Jack Tyrrell

Mgmt

For

 

 

For

 

   1.3

Elect Director Nestor R. Weigand, Jr.

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

MEDNAX, Inc.

 

 

 

 

 

 

Ticker MD

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 05-May-11

 

Annual

 08-Mar-11

74,100

 

 

 

CUSIP:  58502B106

 

 

 

 

Meeting ID:  631452

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Cesar L. Alvarez

Mgmt

For

 

 

For

 

   1.2

Elect Director Waldemar A. Carlo

Mgmt

For

 

 

For

 

   1.3

Elect Director Michael B. Fernandez

Mgmt

For

 

 

For

 

   1.4

Elect Director Roger K. Freeman

Mgmt

For

 

 

For

 

   1.5

Elect Director Paul G. Gabos

Mgmt

For

 

 

For

 

   1.6

Elect Director Dany Garcia

Mgmt

For

 

 

For

 

   1.7

Elect Director P.J. Goldschmidt

Mgmt

For

 

 

For

 

   1.8

Elect Director Manuel Kadre

Mgmt

For

 

 

For

 

   1.9

Elect Director Roger J. Medel

Mgmt

For

 

 

For

 

   1.10

Elect Director Donna E. Shalala

Mgmt

For

 

 

For

 

   1.11

Elect Director Enrique J. Sosa

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

Brightpoint, Inc.

 

 

 

 

 

 

Ticker CELL

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 10-May-11

 

Annual

 18-Mar-11

317,700

 

 

 

CUSIP:  109473405

 

 

 

 

Meeting ID:  633923

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Richard W. Roedel

Mgmt

For

 

 

For

 

   1.2

Elect Director John F. Levy

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Chemtura Corporation

 

 

 

 

 

 

Ticker CHMT

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 10-May-11

 

Annual

 21-Mar-11

384,100

 

 

 

CUSIP:  163893209

 

 

 

 

Meeting ID:  636624

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Jeffrey D. Benjamin

Mgmt

For

 

 

For

 

   1.2

Elect Director Timothy J. Bernlohr

Mgmt

For

 

 

For

 

   1.3

Elect Director Anna C. Catalano

Mgmt

For

 

 

For

 

   1.4

Elect Director Alan S. Cooper

Mgmt

For

 

 

For

 

   1.5

Elect Director James W. Crownover

Mgmt

For

 

 

For

 

   1.6

Elect Director Jonathan F. Foster

Mgmt

For

 

 

For

 

   1.7

Elect Director Craig A. Rogerson

Mgmt

For

 

 

For

 

   1.8

Elect Director John K. Wulff

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Compass Minerals International, Inc.

 

 

 

 

 

 

Ticker CMP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 11-May-11

 

Annual

 14-Mar-11

33,375

 

 

 

CUSIP:  20451N101

 

 

 

 

Meeting ID:  634414

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Bradley J. Bell

Mgmt

For

 

 

For

 

   1.2

Elect Director Richard S. Grant

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

None

 

 

One Year

 

 

 

 

 

 

 

 

 

Innospec Inc.

 

 

 

 

 

 

 

Ticker IOSP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 11-May-11

 

Annual

 22-Mar-11

119,000

 

 

 

CUSIP:  45768S105

 

 

 

 

Meeting ID:  634410

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Milton C. Blackmore

Mgmt

For

 

 

For

 

   1.2

Elect Director Hugh G.C. Aldous

Mgmt

For

 

 

For

 

   1.3

Elect Director Joachim Roeser

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

   4

Amend Stock Option Plan

Mgmt

For

 

 

Against

 

   5

Amend Stock Option Plan

Mgmt

For

 

 

For

 

   6

Amend Non-Employee Director Stock Option Plan

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Knight Capital Group, Inc.

 

 

 

 

 

 

Ticker KCG

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 11-May-11

 

Annual

 01-Apr-11

483,300

 

 

 

CUSIP:  499005106

 

 

 

 

Meeting ID:  636866

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director William L. Bolster

Mgmt

For

 

 

For

 

   1.2

Elect Director Thomas M. Joyce

Mgmt

For

 

 

For

 

   1.3

Elect Director James W. Lewis

Mgmt

For

 

 

For

 

   1.4

Elect Director Thomas C. Lockburner

Mgmt

For

 

 

For

 

   1.5

Elect Director James T. Milde

Mgmt

For

 

 

For

 

   1.6

Elect Director Christopher C. Quick

Mgmt

For

 

 

For

 

   1.7

Elect Director Laurie M. Shahon

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

 

 

SI Financial Group, Inc.

 

 

 

 

 

 

Ticker SIFI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 11-May-11

 

Annual

 14-Mar-11

368,600

 

 

 

CUSIP:  78425W102

 

 

 

 

Meeting ID:  635620

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Mark D. Alliod

Mgmt

For

 

 

For

 

   1.2

Elect Director Michael R. Garvey

Mgmt

For

 

 

For

 

   1.3

Elect Director Robert O. Gillard

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

AMERIGROUP Corporation

 

 

 

 

 

 

Ticker AGP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 12-May-11

 

Annual

 16-Mar-11

89,600

 

 

 

CUSIP:  03073T102

 

 

 

 

Meeting ID:  634421

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Directors James G. Carlson

Mgmt

For

 

 

For

 

   1.2

Elect Directors Jeffrey B. Child

Mgmt

For

 

 

For

 

   1.3

Elect Directors Richard D. Shirk

Mgmt

For

 

 

For

 

   1.4

Elect Directors John W. Snow

Mgmt

For

 

 

For

 

   1.5

Elect Directors Adm. Joseph W. Prueher

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   5

Approve Qualified Employee Stock Purchase Plan

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

PetroQuest Energy, Inc.

 

 

 

 

 

 

Ticker PQ

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 12-May-11

 

Annual

 17-Mar-11

270,000

 

 

 

CUSIP:  716748108

 

 

 

 

Meeting ID:  634980

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Charles T. Goodson

Mgmt

For

 

 

For

 

   1.2

Elect Director William W. Rucks, IV

Mgmt

For

 

 

For

 

   1.3

Elect Director E. Wayne Nordberg

Mgmt

For

 

 

For

 

   1.4

Elect Director Michael L. Finch

Mgmt

For

 

 

For

 

   1.5

Elect Director W.J. Gordon, III

Mgmt

For

 

 

For

 

   1.6

Elect Director Charles F. Mitchell, II

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

Foot Locker, Inc.

 

 

 

 

 

 

Ticker FL

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 18-May-11

 

Annual

 21-Mar-11

209,400

 

 

 

CUSIP:  344849104

 

 

 

 

Meeting ID:  636817

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Nicholas DiPaolo

Mgmt

For

 

 

For

 

   1.2

Elect Director Matthew M. McKenna

Mgmt

For

 

 

For

 

   1.3

Elect Director Allen Questrom

Mgmt

For

 

 

For

 

   1.4

Elect Director Cheryl Nido Turpin

Mgmt

For

 

 

For

 

   1.5

Elect Director Guillermo Marmol

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Amend Executive Incentive Bonus Plan

Mgmt

For

 

 

For

 

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   5

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

Magellan Health Services, Inc.

 

 

 

 

 

 

Ticker MGLN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 18-May-11

 

Annual

 31-Mar-11

137,900

 

 

 

CUSIP:  559079207

 

 

 

 

Meeting ID:  638508

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director William J. McBride

Mgmt

For

 

 

For

 

   1.2

Elect Director Robert M. Le Blanc

Mgmt

For

 

 

For

 

   1.3

Elect Director William D. Forrest

Mgmt

For

 

 

For

 

   1.4

Elect Director Barry M. Smith

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

   4

Approve Omnibus Stock Plan

Mgmt

For

 

 

Against

 

   5

Approve Qualified Employee Stock Purchase Plan

Mgmt

For

 

 

For

 

   6

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Career Education Corporation

 

 

 

 

 

 

Ticker CECO

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 19-May-11

 

Annual

 21-Mar-11

150,900

 

 

 

CUSIP:  141665109

 

 

 

 

Meeting ID:  635732

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1

Elect Director Dennis H. Chookaszian

Mgmt

For

 

 

For

 

   2

Elect Director David W. Devonshire

Mgmt

For

 

 

For

 

   3

Elect Director Patrick W. Gross

Mgmt

For

 

 

For

 

   4

Elect Director Gregory L. Jackson

Mgmt

For

 

 

For

 

   5

Elect Director Thomas B. Lally

Mgmt

For

 

 

For

 

   6

Elect Director Steven H. Lesnik

Mgmt

For

 

 

For

 

   7

Elect Director Gary E. McCullough

Mgmt

For

 

 

For

 

   8

Elect Director Leslie T. Thornton

Mgmt

For

 

 

For

 

   9

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   10

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   11

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Cymer, Inc.

 

 

 

 

 

 

 

Ticker CYMI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 19-May-11

 

Annual

 21-Mar-11

96,200

 

 

 

CUSIP:  232572107

 

 

 

 

Meeting ID:  632799

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Charles J. Abbe

Mgmt

For

 

 

For

 

   1.2

Elect Director Robert P. Akins

Mgmt

For

 

 

For

 

   1.3

Elect Director Edward H. Braun

Mgmt

For

 

 

For

 

   1.4

Elect Director Michael R. Gaulke

Mgmt

For

 

 

For

 

   1.5

Elect Director William G. Oldham

Mgmt

For

 

 

For

 

   1.6

Elect Director Eric M. Ruttenberg

Mgmt

For

 

 

For

 

   1.7

Elect Director Peter J. Simone

Mgmt

For

 

 

For

 

   1.8

Elect Director Young K. Sohn

Mgmt

For

 

 

For

 

   1.9

Elect Director Jon D. Tompkins

Mgmt

For

 

 

For

 

   2

Approve Omnibus Stock Plan

Mgmt

For

 

 

For

 

   3

Ratify Auditors

Mgmt

For

 

 

For

 

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   5

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

 

 

Dole Food Company, Inc.

 

 

 

 

 

 

Ticker DOLE

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 19-May-11

 

Annual

 25-Mar-11

242,700

 

 

 

CUSIP:  256603101

 

 

 

 

Meeting ID:  637791

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Elaine L. Chao

Mgmt

For

 

 

For

 

   1.2

Elect Director Sherry Lansing

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

Global Power Equipment Group Inc.

 

 

 

 

 

 

Ticker GLPW

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 19-May-11

 

Annual

 28-Mar-11

210,973

 

 

 

CUSIP:  N/A

 

 

 

 

Meeting ID:  636642

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director David L. Keller

Mgmt

For

 

 

For

 

   1.2

Elect Director Charles Macaluso

Mgmt

For

 

 

For

 

   1.3

Elect Director Carl Bartoli

Mgmt

For

 

 

For

 

   1.4

Elect Director Terence J. Cryan

Mgmt

For

 

 

For

 

   1.5

Elect Director Eugene I. Davis

Mgmt

For

 

 

For

 

   1.6

Elect Director Frank E. Williams, Jr.

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Approve Omnibus Stock Plan

Mgmt

For

 

 

For

 

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   5

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

 

 

Lender Processing Services, Inc.

 

 

 

 

 

 

Ticker LPS

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 19-May-11

 

Annual

 21-Mar-11

137,800

 

 

 

CUSIP:  52602E102

 

 

 

 

Meeting ID:  635004

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Lee A. Kennedy

Mgmt

For

 

 

For

 

   1.2

Elect Director Philip G. Heasley

Mgmt

For

 

 

For

 

   1.3

Elect Director Susan E. Lester

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   5

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Westfield Financial, Inc.

 

 

 

 

 

 

Ticker WFD

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 19-May-11

 

Annual

 31-Mar-11

372,500

 

 

 

CUSIP:  96008P104

 

 

 

 

Meeting ID:  638591

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Donna J. Damon

Mgmt

For

 

 

For

 

   1.2

Elect Director Robert T. Crowley, Jr.

Mgmt

For

 

 

For

 

   1.3

Elect Director Paul R. Pohl

Mgmt

For

 

 

For

 

   1.4

Elect Director Steven G. Richter

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Two Years

 

 

One Year

 

 

 

 

 

 

 

 

 

Innophos Holdings, Inc.

 

 

 

 

 

 

Ticker IPHS

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 20-May-11

 

Annual

 11-Apr-11

111,300

 

 

 

CUSIP:  45774N108

 

 

 

 

Meeting ID:  643038

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Gary Cappeline

Mgmt

For

 

 

For

 

   1.2

Elect Director Amado Cavazos

Mgmt

For

 

 

For

 

   1.3

Elect Director Randolph Gress

Mgmt

For

 

 

For

 

   1.4

Elect Director Linda Myrick

Mgmt

For

 

 

For

 

   1.5

Elect Director Karen Osar

Mgmt

For

 

 

For

 

   1.6

Elect Director John Steitz

Mgmt

For

 

 

For

 

   1.7

Elect Director Stephen M. Zide

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

Superior Industries International, Inc.

 

 

 

 

 

 

Ticker SUP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 20-May-11

 

Annual

 21-Mar-11

155,200

 

 

 

CUSIP:  868168105

 

 

 

 

Meeting ID:  632832

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Lois L. Borick

Mgmt

For

 

 

For

 

   1.2

Elect Director Steven J. Borick

Mgmt

For

 

 

For

 

   1.3

Elect Director Francisco S. Uranga

Mgmt

For

 

 

For

 

   2

Approve Executive Incentive Bonus Plan

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Two Years

 

 

One Year

 

   5

Require a Majority Vote for the Election of Directors

SH

Against

 

 

Against

 

 

 

 

 

 

 

 

 

MFA Financial, Inc.

 

 

 

 

 

 

Ticker MFA

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 24-May-11

 

Annual

 22-Mar-11

405,800

 

 

 

CUSIP:  55272X102

 

 

 

 

Meeting ID:  639726

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Stephen R. Blank

Mgmt

For

 

 

For

 

   1.2

Elect Director William S. Gorin

Mgmt

For

 

 

For

 

   2

Increase Authorized Capital Stock

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

   5

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

ViewPoint Financial Group, Inc.

 

 

 

 

 

 

Ticker VPFG

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 24-May-11

 

Annual

 04-Apr-11

513,000

 

 

 

CUSIP:  92672A101

 

 

 

 

Meeting ID:  642257

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director James B. McCarley

Mgmt

For

 

 

For

 

   1.2

Elect Director Karen H. O'Shea

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

Anworth Mortgage Asset Corporation

 

 

 

 

 

 

Ticker ANH

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 25-May-11

 

Annual

 25-Mar-11

674,900

 

 

 

CUSIP:  037347101

 

 

 

 

Meeting ID:  634207

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1

Elect Director Lloyd McAdams

Mgmt

For

 

 

For

 

   2

Elect Director Lee A. Ault, III

Mgmt

For

 

 

For

 

   3

Elect Director Charles H. Black

Mgmt

For

 

 

For

 

   4

Elect Director Joe E. Davis

Mgmt

For

 

 

For

 

   5

Elect Director Robert C. Davis

Mgmt

For

 

 

For

 

   6

Elect Director Joseph E. McAdams

Mgmt

For

 

 

For

 

   7

Approve Externalization Proposal

Mgmt

For

 

 

For

 

   8

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   9

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   10

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Endo Pharmaceuticals Holdings Inc.

 

 

 

 

 

 

Ticker ENDP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 25-May-11

 

Annual

 15-Apr-11

127,800

 

 

 

CUSIP:  29264F205

 

 

 

 

Meeting ID:  645772

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director John J. Delucca

Mgmt

For

 

 

For

 

   1.2

Elect Director David P. Holveck

Mgmt

For

 

 

For

 

   1.3

Elect Director Nancy J. Hutson

Mgmt

For

 

 

For

 

   1.4

Elect Director Michael Hyatt

Mgmt

For

 

 

For

 

   1.5

Elect Director Roger H. Kimmel

Mgmt

For

 

 

For

 

   1.6

Elect Director William P. Montague

Mgmt

For

 

 

For

 

   1.7

Elect Director David B. Nash

Mgmt

For

 

 

For

 

   1.8

Elect Director Joseph C. Scodari

Mgmt

For

 

 

For

 

   1.9

Elect Director William F. Spengler

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   5

Approve Qualified Employee Stock Purchase Plan

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

SM Energy Co.

 

 

 

 

 

 

Ticker SM

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 25-May-11

 

Annual

 28-Mar-11

56,300

 

 

 

CUSIP:  792228108

 

 

 

 

Meeting ID:  638699

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1

Elect Director Barbara M. Baumann

Mgmt

For

 

 

For

 

   2

Elect Director Anthony J. Best

Mgmt

For

 

 

For

 

   3

Elect Director Larry W. Bickle

Mgmt

For

 

 

For

 

   4

Elect Director Stephen R. Brand

Mgmt

For

 

 

For

 

   5

Elect Director William J. Gardiner

Mgmt

For

 

 

For

 

   6

Elect Director Julio M. Quintana

Mgmt

For

 

 

For

 

   7

Elect Director John M. Seidl

Mgmt

For

 

 

For

 

   8

Elect Director William D. Sullivan

Mgmt

For

 

 

For

 

   9

Ratify Auditors

Mgmt

For

 

 

For

 

   10

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   11

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

Big Lots, Inc.

 

 

 

 

 

 

 

Ticker BIG

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 26-May-11

 

Annual

 28-Mar-11

92,700

 

 

 

CUSIP:  089302103

 

 

 

 

Meeting ID:  640348

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Jeffrey P. Berger

Mgmt

For

 

 

For

 

   1.2

Elect Director Steven S. Fishman

Mgmt

For

 

 

For

 

   1.3

Elect Director Peter J. Hayes

Mgmt

For

 

 

For

 

   1.4

Elect Director David T. Kollat

Mgmt

For

 

 

For

 

   1.5

Elect Director Brenda J. Lauderback

Mgmt

For

 

 

For

 

   1.6

Elect Director Philip E. Mallott

Mgmt

For

 

 

For

 

   1.7

Elect Director Russell Solt

Mgmt

For

 

 

For

 

   1.8

Elect Director James R. Tener

Mgmt

For

 

 

For

 

   1.9

Elect Director Dennis B. Tishkoff

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Diodes Incorporated

 

 

 

 

 

 

Ticker DIOD

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 26-May-11

 

Annual

 31-Mar-11

119,900

 

 

 

CUSIP:  254543101

 

 

 

 

Meeting ID:  638709

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director C.H. Chen

Mgmt

For

 

 

For

 

   1.2

Elect Director Michael R. Giordano

Mgmt

For

 

 

For

 

   1.3

Elect Director L.P. Hsu

Mgmt

For

 

 

For

 

   1.4

Elect Director Keh-Shew Lu

Mgmt

For

 

 

For

 

   1.5

Elect Director Raymond Soong

Mgmt

For

 

 

For

 

   1.6

Elect Director John M. Stich

Mgmt

For

 

 

For

 

   1.7

Elect Director Michael K.C. Tsai

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Mid-America Apartment Communities, Inc.

 

 

 

 

 

 

Ticker MAA

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 26-May-11

 

Annual

 18-Mar-11

81,500

 

 

 

CUSIP:  59522J103

 

 

 

 

Meeting ID:  642280

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director H. Eric Bolton, Jr.

Mgmt

For

 

 

For

 

   1.2

Elect Director Alan B. Graf, jr.

Mgmt

For

 

 

For

 

   1.3

Elect Director John S. Grinalds

Mgmt

For

 

 

For

 

   1.4

Elect Director Ralph Horn

Mgmt

For

 

 

For

 

   1.5

Elect Director Philip W. Norwood

Mgmt

For

 

 

For

 

   1.6

Elect Director W. Reid Sanders

Mgmt

For

 

 

For

 

   1.7

Elect Director William B. Sansom

Mgmt

For

 

 

For

 

   1.8

Elect Director Simon R.C. Wadsworth

Mgmt

For

 

 

For

 

   2

Increase Authorized Common Stock

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   5

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Smurfit-Stone Container Corporation

 

 

 

 

 

 

Ticker SSCC

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 27-May-11

 

Special

 08-Apr-11

90,900

 

 

 

CUSIP:  83272A104

 

 

 

 

Meeting ID:  644872

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1

Approve Merger Agreement

Mgmt

For

 

 

For

 

   2

Adjourn Meeting

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

EMCOR Group, Inc.

 

 

 

 

 

 

Ticker EME

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 01-Jun-11

 

Annual

 06-Apr-11

136,300

 

 

 

CUSIP:  29084Q100

 

 

 

 

Meeting ID:  642248

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Stephen W. Bershad

Mgmt

For

 

 

For

 

   1.2

Elect Director David A.B. Brown

Mgmt

For

 

 

For

 

   1.3

Elect Director Larry J. Bump

Mgmt

For

 

 

For

 

   1.4

Elect Director Albert Fried, Jr.

Mgmt

For

 

 

For

 

   1.5

Elect Director Anthony J. Guzzi

Mgmt

For

 

 

For

 

   1.6

Elect Director Richard F. Hamm, Jr.

Mgmt

For

 

 

For

 

   1.7

Elect Director David H. Laidley

Mgmt

For

 

 

For

 

   1.8

Elect Director Frank T. MacInnis

Mgmt

For

 

 

For

 

   1.9

Elect Director Jerry E. Ryan

Mgmt

For

 

 

For

 

   1.10

Elect Director Michael T. Yonker

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

FTI Consulting, Inc.

 

 

 

 

 

 

Ticker FCN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 01-Jun-11

 

Annual

 21-Mar-11

49,200

 

 

 

CUSIP:  302941109

 

 

 

 

Meeting ID:  642056

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Mark H. Berey

Mgmt

For

 

 

For

 

   1.2

Elect Director Jack B. Dunn, IV

Mgmt

For

 

 

For

 

   1.3

Elect Director Gerard E. Holthaus

Mgmt

For

 

 

For

 

   2

Declassify the Board of Directors

Mgmt

For

 

 

For

 

   3

Approve Executive Incentive Bonus Plan

Mgmt

For

 

 

For

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

   5

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   6

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

Vishay Intertechnology, Inc.

 

 

 

 

 

 

Ticker VSH

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 01-Jun-11

 

Annual

 04-Apr-11

355,800

 

 

 

CUSIP:  928298108

 

 

 

 

Meeting ID:  640092

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Eliyahu Hurvitz

Mgmt

For

 

 

For

 

   1.2

Elect Director Abraham Ludomirski

Mgmt

For

 

 

For

 

   1.3

Elect Director Wayne M. Rogers

Mgmt

For

 

 

For

 

   1.4

Elect Director Ronald Ruzic

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

Avatar Holdings Inc.

 

 

 

 

 

 

Ticker AVTR

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 02-Jun-11

 

Annual

 04-Apr-11

110,500

 

 

 

CUSIP:  053494100

 

 

 

 

Meeting ID:  645647

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director A.J. Anderson

Mgmt

For

 

 

For

 

   1.2

Elect Director P.D. Barnett

Mgmt

For

 

 

For

 

   1.3

Elect Director J.M. Donnell

Mgmt

For

 

 

For

 

   1.4

Elect Director M. Dresner

Mgmt

For

 

 

For

 

   1.5

Elect Director R.W. Eliniger

Mgmt

For

 

 

For

 

   1.6

Elect Director R.S. Leibowitz

Mgmt

For

 

 

For

 

   1.7

Elect Director J. Nash

Mgmt

For

 

 

For

 

   1.8

Elect Director K.T. Rosen

Mgmt

For

 

 

For

 

   1.9

Elect Director J.M. Simon

Mgmt

For

 

 

For

 

   1.10

Elect Director B.A. Stewart

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

 

   4

Amend Executive Incentive Bonus Plan

Mgmt

For

 

 

For

 

   5

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   6

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

Carrizo Oil & Gas, Inc.

 

 

 

 

 

 

Ticker CRZO

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 02-Jun-11

 

Annual

 11-Apr-11

121,300

 

 

 

CUSIP:  144577103

 

 

 

 

Meeting ID:  646110

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director S.P. Johnson, IV

Mgmt

For

 

 

For

 

   1.2

Elect Director Steven A. Webster

Mgmt

For

 

 

For

 

   1.3

Elect Director Thomas L. Carter, Jr.

Mgmt

For

 

 

For

 

   1.4

Elect Director F. Gardner Parker

Mgmt

For

 

 

For

 

   1.5

Elect Director Roger A. Ramsey

Mgmt

For

 

 

For

 

   1.6

Elect Director Frank A. Wojtek

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

Against

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

   5

Report on Environmental Impacts of Natural Gas Fracturing

SH

Against

 

 

Against

 

 

 

 

 

 

 

 

 

Resolute Energy Corporation

 

 

 

 

 

 

Ticker REN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 02-Jun-11

 

Annual

 18-Apr-11

179,000

 

 

 

CUSIP:  76116A108

 

 

 

 

Meeting ID:  644160

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Richard L. Covington

Mgmt

For

 

 

For

 

   1.2

Elect Director James M. Piccone

Mgmt

For

 

 

For

 

   1.3

Elect Director Robert M. Swartz

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

   4

Amend Omnibus Stock Plan

Mgmt

For

 

 

Against

 

   5

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Express, Inc.

 

 

 

 

 

 

 

Ticker EXPR

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 03-Jun-11

 

Annual

 18-Apr-11

175,500

 

 

 

CUSIP:  30219E103

 

 

 

 

Meeting ID:  646085

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director David C. Dominik

Mgmt

For

 

 

For

 

   1.2

Elect Director Sam K. Duncan

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

Against

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

McMoRan Exploration Co.

 

 

 

 

 

 

Ticker MMR

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 15-Jun-11

 

Annual

 19-Apr-11

261,800

 

 

 

CUSIP:  582411104

 

 

 

 

Meeting ID:  639450

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Richard C. Adkerson

Mgmt

For

 

 

For

 

   1.2

Elect Director A. Peyton Bush, III

Mgmt

For

 

 

For

 

   1.3

Elect Director William P. Carmichael

Mgmt

For

 

 

For

 

   1.4

Elect Director Robert A. Day

Mgmt

For

 

 

For

 

   1.5

Elect Director James C. Flores

Mgmt

For

 

 

For

 

   1.6

Elect Director Gerald J. Ford

Mgmt

For

 

 

For

 

   1.7

Elect Director H. Devon Graham, Jr.

Mgmt

For

 

 

For

 

   1.8

Elect Director Suzanne T. Mestayer

Mgmt

For

 

 

For

 

   1.9

Elect Director James R. Moffett

Mgmt

For

 

 

For

 

   1.10

Elect Director B. M. Rankin, Jr.

Mgmt

For

 

 

For

 

   1.11

Elect Director John F. Wombwell

Mgmt

For

 

 

For

 

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

   5

Amend Certificate of Incorporation to Revise Definitions of

Mgmt

For

 

 

Against

 

 

Continuing Director and Interested Stockholder

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Premiere Global Services, Inc.

 

 

 

 

 

 

Ticker PGI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 15-Jun-11

 

Annual

 07-Apr-11

603,952

 

 

 

CUSIP:  740585104

 

 

 

 

Meeting ID:  645839

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Boland T. Jones

Mgmt

For

 

 

For

 

   1.2

Elect Director Jeffrey T. Arnold

Mgmt

For

 

 

For

 

   1.3

Elect Director Wilkie S. Colyer

Mgmt

For

 

 

For

 

   1.4

Elect Director John R. Harris

Mgmt

For

 

 

For

 

   1.5

Elect Director W. Steven Jones

Mgmt

For

 

 

For

 

   1.6

Elect Director Raymond H. Pirtle, Jr.

Mgmt

For

 

 

For

 

   1.7

Elect Director J. Walker Smith, Jr.

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

The Men's Wearhouse, Inc.

 

 

 

 

 

 

Ticker MW

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 15-Jun-11

 

Annual

 18-Apr-11

202,100

 

 

 

CUSIP:  587118100

 

 

 

 

Meeting ID:  646958

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director George Zimmer

Mgmt

For

 

 

For

 

   1.2

Elect Director David H. Edwab

Mgmt

For

 

 

For

 

   1.3

Elect Director Rinaldo S. Brutoco

Mgmt

For

 

 

For

 

   1.4

Elect Director Michael L. Ray

Mgmt

For

 

 

For

 

   1.5

Elect Director Sheldon I. Stein

Mgmt

For

 

 

For

 

   1.6

Elect Director Deepak Chopra

Mgmt

For

 

 

For

 

   1.7

Elect Director William B. Sechrest

Mgmt

For

 

 

For

 

   1.8

Elect Director Larry R. Katzen

Mgmt

For

 

 

For

 

   1.9

Elect Director Grace Nichols

Mgmt

For

 

 

For

 

   1.10

Elect Director Douglas S. Ewert

Mgmt

For

 

 

For

 

   2

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

 

   3

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

 

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   5

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

   6

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

IAC/InterActiveCorp

 

 

 

 

 

 

Ticker IACI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 16-Jun-11

 

Annual

 25-Apr-11

207,500

 

 

 

CUSIP:  44919P508

 

 

 

 

Meeting ID:  646230

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Gregory R. Blatt

Mgmt

For

 

 

For

 

   1.2

Elect Director Edgar Bronfman, Jr.

Mgmt

For

 

 

For

 

   1.3

Elect Director Barry Diller

Mgmt

For

 

 

For

 

   1.4

Elect Director Michael D. Eisner

Mgmt

For

 

 

For

 

   1.5

Elect Director Victor A. Kaufman

Mgmt

For

 

 

For

 

   1.6

Elect Director Donald R. Keough

Mgmt

For

 

 

For

 

   1.7

Elect Director Bryan Lourd

Mgmt

For

 

 

For

 

   1.8

Elect Director Arthur C. Martinez

Mgmt

For

 

 

For

 

   1.9

Elect Director David Rosenblatt

Mgmt

For

 

 

For

 

   1.10

Elect Director Alan G. Spoon

Mgmt

For

 

 

For

 

   1.11

Elect Director Alexander von Furstenberg

Mgmt

For

 

 

For

 

   1.12

Elect Director Richard F. Zannino

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

Vanda Pharmaceuticals Inc.

 

 

 

 

 

 

Ticker VNDA

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 16-Jun-11

 

Annual

 20-Apr-11

507,218

 

 

 

CUSIP:  921659108

 

 

 

 

Meeting ID:  645629

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Richard W. Dugan

Mgmt

For

 

 

For

 

   1.2

Elect Director Vincent J. Milano

Mgmt

For

 

 

For

 

   2

Ratify Auditors

Mgmt

For

 

 

For

 

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

National Western Life Insurance Company

 

 

 

 

 

 

Ticker NWLI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 17-Jun-11

 

Annual

 20-Apr-11

23,625

 

 

 

CUSIP:  638522102

 

 

 

 

Meeting ID:  645712

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Robert L. Moody

Mgmt

For

 

 

For

 

   1.2

Elect Director Stephen E. Glasgow

Mgmt

For

 

 

For

 

   1.3

Elect Director E. J. Pederson

Mgmt

For

 

 

For

 

   2

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

 

   3

Ratify Auditors

Mgmt

For

 

 

For

 

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   5

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

 

 

American Eagle Outfitters, Inc.

 

 

 

 

 

 

Ticker AEO

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 21-Jun-11

 

Annual

 25-Apr-11

399,900

 

 

 

CUSIP:  02553E106

 

 

 

 

Meeting ID:  646324

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1

Elect Director Michael G. Jesselson

Mgmt

For

 

 

For

 

   2

Elect Director Roger S. Markfield

Mgmt

For

 

 

For

 

   3

Elect Director Jay L. Schottenstein

Mgmt

For

 

 

For

 

   4

Ratify Auditors

Mgmt

For

 

 

For

 

   5

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   6

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

 

 

Metalico, Inc.

 

 

 

 

 

 

Ticker MEA

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 22-Jun-11

 

Annual

 03-May-11

969,100

 

 

 

CUSIP:  591176102

 

 

 

 

Meeting ID:  648706

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1

Elect Director Carlos E. Aguero

Mgmt

For

 

 

For

 

   2

Elect Director Michael J. Drury

Mgmt

For

 

 

For

 

   3

Elect Director Bret R. Maxwell

Mgmt

For

 

 

For

 

   4

Elect Director Walter H. Barandiaran

Mgmt

For

 

 

For

 

   5

Elect Director Paul A. Garrett

Mgmt

For

 

 

For

 

   6

Elect Director Sean P. Duffy

Mgmt

For

 

 

For

 

   7

Ratify Auditors

Mgmt

For

 

 

For

 

   8

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   9

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   10

Other Business

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 

Phillips-Van Heusen Corporation

 

 

 

 

 

 

Ticker PVH

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 

 23-Jun-11

 

Annual

 26-Apr-11

95,100

 

 

 

CUSIP:  718592108

 

 

 

 

Meeting ID:  648855

 

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

   1.1

Elect Director Mary Baglivo

Mgmt

For

 

 

For

 

   1.2

Elect Director Emanuel Chirico

Mgmt

For

 

 

For

 

   1.3

Elect Director Juan Figuereo

Mgmt

For

 

 

For

 

   1.4

Elect Director Joseph B. Fuller

Mgmt

For

 

 

For

 

   1.5

Elect Director Fred Gehring

Mgmt

For

 

 

For

 

   1.6

Elect Director Margaret L. Jenkins

Mgmt

For

 

 

For

 

   1.7

Elect Director David Landau

Mgmt

For

 

 

For

 

   1.8

Elect Director Bruce Maggin

Mgmt

For

 

 

For

 

   1.9

Elect Director V. James Marino

Mgmt

For

 

 

For

 

   1.10

Elect Director Henry Nasella

Mgmt

For

 

 

For

 

   1.11

Elect Director Rita M. Rodriguez

Mgmt

For

 

 

For

 

   1.12

Elect Director Craig Rydin

Mgmt

For

 

 

For

 

   1.13

Elect Director Christian Stahl

Mgmt

For

 

 

For

 

   2

Change Company Name

Mgmt

For

 

 

For

 

   3

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

 

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

 

   5

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

   6

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

 

 



Account Name: PARADIGM SELECT FUND

Custodial Bank: US BANK, N.A.


Alliant Techsystems Inc.

 

 

 

 

 

Ticker ATK

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 03-Aug-10

 

Annual

 07-Jun-10

400

 

 

CUSIP:  018804104

 

 

 

 

Meeting ID:  590700

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Roxanne J. Decyk

Mgmt

For

 

 

For

   1.2

Elect Director Mark W. DeYoung

Mgmt

For

 

 

For

   1.3

Elect Director Martin C. Faga

Mgmt

For

 

 

For

   1.4

Elect Director Ronald R. Fogleman

Mgmt

For

 

 

For

   1.5

Elect Director April H. Foley

Mgmt

For

 

 

For

   1.6

Elect Director Tig H. Krekel

Mgmt

For

 

 

For

   1.7

Elect Director Douglas L. Maine

Mgmt

For

 

 

For

   1.8

Elect Director Roman Martinez IV

Mgmt

For

 

 

For

   1.9

Elect Director Mark H. Ronald

Mgmt

For

 

 

For

   1.10

Elect Director William G. Van Dyke

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Precision Castparts Corp.

 

 

 

 

 

Ticker PCP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 10-Aug-10

 

Annual

 14-Jun-10

400

 

 

CUSIP:  740189105

 

 

 

 

Meeting ID:  590936

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Daniel J. Murphy

Mgmt

For

 

 

For

   1.2

Elect Director Steven G. Rothmeier

Mgmt

For

 

 

For

   1.3

Elect Director Richard L. Wambold

Mgmt

For

 

 

For

   1.4

Elect Director Timothy A. Wicks

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Declassify the Board of Directors

SH

Against

 

 

Against

 

 

 

 

 

 

 

The J. M. Smucker Company

 

 

 

 

 

Ticker SJM

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 18-Aug-10

 

Annual

 23-Jun-10

700

 

 

CUSIP:  832696405

 

 

 

 

Meeting ID:  592631

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Kathryn W. Dindo

Mgmt

For

 

 

For

   2

Elect Director Richard K. Smucker

Mgmt

For

 

 

For

   3

Elect Director William H. Steinbrink

Mgmt

For

 

 

For

   4

Elect Director Paul Smucker Wagstaff

Mgmt

For

 

 

For

   5

Ratify Auditors

Mgmt

For

 

 

For

   6

Approve Omnibus Stock Plan

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Compuware Corporation

 

 

 

 

 

Ticker CPWR

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 24-Aug-10

 

Annual

 28-Jun-10

6,200

 

 

CUSIP:  205638109

 

 

 

 

Meeting ID:  592542

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Dennis W. Archer

Mgmt

For

 

 

For

   1.2

Elect Director Gurminder S. Bedi

Mgmt

For

 

 

For

   1.3

Elect Director William O. Grabe

Mgmt

For

 

 

For

   1.4

Elect Director William R. Halling

Mgmt

For

 

 

For

   1.5

Elect Director Peter Karmanos, Jr.

Mgmt

For

 

 

For

   1.6

Elect Director Faye Alexander Nelson

Mgmt

For

 

 

For

   1.7

Elect Director Glenda D. Price

Mgmt

For

 

 

For

   1.8

Elect Director Robert C. Paul

Mgmt

For

 

 

For

   1.9

Elect Director W. James Prowse

Mgmt

For

 

 

For

   1.10

Elect Director G. Scott Romney

Mgmt

For

 

 

For

   1.11

Elect Director Ralph J. Szygenda

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

QLogic Corporation

 

 

 

 

 

Ticker QLGC

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 26-Aug-10

 

Annual

 01-Jul-10

2,500

 

 

CUSIP:  747277101

 

 

 

 

Meeting ID:  594669

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director H.K. Desai

Mgmt

For

 

 

For

   2

Elect Director Joel S. Birnbaum

Mgmt

For

 

 

For

   3

Elect Director James R. Fiebiger

Mgmt

For

 

 

For

   4

Elect Director Balakrishnan S. Iyer

Mgmt

For

 

 

For

   5

Elect Director Kathryn B. Lewis

Mgmt

For

 

 

For

   6

Elect Director George D. Wells

Mgmt

For

 

 

For

   7

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Lawson Software, Inc.

 

 

 

 

 

Ticker LWSN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 18-Oct-10

 

Annual

 25-Aug-10

5,400

 

 

CUSIP:  52078P102

 

 

 

 

Meeting ID:  600285

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Steven C. Chang

Mgmt

For

 

 

For

   1.2

Elect Director Harry Debes

Mgmt

For

 

 

For

   1.3

Elect Director Peter Gyenes

Mgmt

For

 

 

For

   1.4

Elect Director David R. Hubers

Mgmt

For

 

 

For

   1.5

Elect Director H. Richard Lawson

Mgmt

For

 

 

For

   1.6

Elect Director Michael A. Rocca

Mgmt

For

 

 

For

   1.7

Elect Director Robert A. Schriesheim

Mgmt

For

 

 

For

   1.8

Elect Director Romesh Wadhwani

Mgmt

For

 

 

For

   1.9

Elect Director Paul Wahl

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Approve Omnibus Stock Plan

Mgmt

For

 

 

Against

 

 

 

 

 

 

 

Matrix Service Company

 

 

 

 

 

Ticker MTRX

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 02-Dec-10

 

Annual

 13-Oct-10

3,500

 

 

CUSIP:  576853105

 

 

 

 

Meeting ID:  604185

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Michael J. Bradley

Mgmt

For

 

 

For

   1.2

Elect Director Michael J. Hall

Mgmt

For

 

 

For

   1.3

Elect Director I. Edgar (Ed) Hendrix

Mgmt

For

 

 

For

   1.4

Elect Director Paul K. Lackey

Mgmt

For

 

 

For

   1.5

Elect Director Tom E. Maxwell

Mgmt

For

 

 

For

   1.6

Elect Director David J. Tippeconnic

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Myriad Genetics, Inc.

 

 

 

 

 

Ticker MYGN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 03-Dec-10

 

Annual

 04-Oct-10

2,000

 

 

CUSIP:  62855J104

 

 

 

 

Meeting ID:  604799

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Heiner Dreismann

Mgmt

For

 

 

For

   1.2

Elect Director Peter D. Meldrum

Mgmt

For

 

 

For

   2

Approve Omnibus Stock Plan

Mgmt

For

 

 

For

   3

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Microsemi Corporation

 

 

 

 

 

Ticker MSCC

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 19-Jan-11

 

Annual

 22-Nov-10

2,600

 

 

CUSIP:  595137100

 

 

 

 

Meeting ID:  612993

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director James J. Peterson

Mgmt

For

 

 

For

   1.2

Elect Director Dennis R. Leibel

Mgmt

For

 

 

For

   1.3

Elect Director Thomas R. Anderson

Mgmt

For

 

 

For

   1.4

Elect Director William E. Bendush

Mgmt

For

 

 

For

   1.5

Elect Director William L. Healey

Mgmt

For

 

 

For

   1.6

Elect Director Paul F. Folino

Mgmt

For

 

 

For

   1.7

Elect Director Matthew E. Massengill

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Schnitzer Steel Industries, Inc.

 

 

 

 

 

Ticker SCHN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 19-Jan-11

 

Annual

 23-Nov-10

1,000

 

 

CUSIP:  806882106

 

 

 

 

Meeting ID:  612417

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Wayland R. Hicks

Mgmt

For

 

 

For

   1.2

Elect Director Judith A. Johansen

Mgmt

For

 

 

For

   1.3

Elect Director Tamara L. Lundgren

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Fair Isaac Corporation

 

 

 

 

 

Ticker FICO

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 01-Feb-11

 

Annual

 08-Dec-10

1,200

 

 

CUSIP:  303250104

 

 

 

 

Meeting ID:  615436

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director A. George Battle

Mgmt

For

 

 

For

   1.2

Elect Director Nicholas F. Graziano

Mgmt

For

 

 

For

   1.3

Elect Director Mark N. Greene

Mgmt

For

 

 

For

   1.4

Elect Director Alex W. Hart

Mgmt

For

 

 

For

   1.5

Elect Director James D. Kirsner

Mgmt

For

 

 

For

   1.6

Elect Director William J. Lansing

Mgmt

For

 

 

For

   1.7

Elect Director Rahul N. Merchant

Mgmt

For

 

 

For

   1.8

Elect Director Margaret L. Taylor

Mgmt

For

 

 

For

   1.9

Elect Director Duane E. White

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Two Years

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Oshkosh Corporation

 

 

 

 

 

Ticker OSK

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 01-Feb-11

 

Annual

 13-Dec-10

1,100

 

 

CUSIP:  688239201

 

 

 

 

Meeting ID:  614842

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Richard M. Donnelly

Mgmt

For

 

 

For

   2

Elect Director Michael W. Grebe

Mgmt

For

 

 

For

   3

Elect Director John J. Hamre

Mgmt

For

 

 

For

   4

Elect Director Kathleen J. Hempel

Mgmt

For

 

 

For

   5

Elect Director Leslie F. Kenne

Mgmt

For

 

 

For

   6

Elect Director Harvey N. Medvin

Mgmt

For

 

 

For

   7

Elect Director J. Peter Mosling, Jr.

Mgmt

For

 

 

For

   8

Elect Director Craig P. Omtvedt

Mgmt

For

 

 

For

   9

Elect Director Richard G. Sim

Mgmt

For

 

 

For

   10

Elect Director Charles L. Szews

Mgmt

For

 

 

For

   11

Elect Director William S. Wallace

Mgmt

For

 

 

For

   12

Ratify Auditors

Mgmt

For

 

 

For

   13

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   14

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

Sensient Technologies Corporation

 

 

 

 

 

Ticker SXT

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 21-Apr-11

 

Annual

 25-Feb-11

2,500

 

 

CUSIP:  81725T100

 

 

 

 

Meeting ID:  629425

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Hank Brown

Mgmt

For

 

 

For

   1.2

Elect Director Fergus M. Clydesdale

Mgmt

For

 

 

For

   1.3

Elect Director James A. D. Croft

Mgmt

For

 

 

For

   1.4

Elect Director William V. Hickey

Mgmt

For

 

 

For

   1.5

Elect Director Kenneth P. Manning

Mgmt

For

 

 

For

   1.6

Elect Director Peter M. Salmon

Mgmt

For

 

 

For

   1.7

Elect Director Elaine R. Wedral

Mgmt

For

 

 

For

   1.8

Elect Director Essie Whitelaw

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

PerkinElmer, Inc.

 

 

 

 

 

Ticker PKI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 26-Apr-11

 

Annual

 28-Feb-11

3,900

 

 

CUSIP:  714046109

 

 

 

 

Meeting ID:  627648

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Robert F. Friel

Mgmt

For

 

 

For

   2

Elect Director Nicholas A. Lopardo

Mgmt

For

 

 

For

   3

Elect Director Alexis P. Michas

Mgmt

For

 

 

For

   4

Elect Director James C. Mullen

Mgmt

For

 

 

For

   5

Elect Director Dr. Vicki L. Sato

Mgmt

For

 

 

For

   6

Elect Director Gabriel Schmergel

Mgmt

For

 

 

For

   7

Elect Director Kenton J. Sicchitano

Mgmt

For

 

 

For

   8

Elect Director Patrick J. Sullivan

Mgmt

For

 

 

For

   9

Elect Director G. Robert Tod

Mgmt

For

 

 

For

   10

Ratify Auditors

Mgmt

For

 

 

For

   11

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   12

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Convergys Corporation

 

 

 

 

 

Ticker CVG

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 27-Apr-11

 

Annual

 28-Feb-11

6,800

 

 

CUSIP:  212485106

 

 

 

 

Meeting ID:  627652

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Jeffrey H. Fox

Mgmt

For

 

 

For

   1.2

Elect Director Ronald L. Nelson

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Adopt Majority Voting for Uncontested Election of Directors

Mgmt

For

 

 

For

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   5

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

Harleysville Group Inc.

 

 

 

 

 

Ticker HGIC

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 27-Apr-11

 

Annual

 28-Feb-11

1,600

 

 

CUSIP:  412824104

 

 

 

 

Meeting ID:  631432

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director W. Thacher Brown

Mgmt

For

 

 

For

   1.2

Elect Director Mirian M. Graddick-Weir

Mgmt

For

 

 

For

   1.3

Elect Director William W. Scranton III

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Life Technologies Corporation

 

 

 

 

 

Ticker LIFE

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 28-Apr-11

 

Annual

 28-Feb-11

2,000

 

 

CUSIP:  53217V109

 

 

 

 

Meeting ID:  630148

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Balakrishnan S. Iyer

Mgmt

For

 

 

For

   2

Elect Director Gregory T. Lucier

Mgmt

For

 

 

For

   3

EleElect Director Ronald A. Matricaria

Mgmt

For

 

 

For

   4

Elect Director David C. U Prichard

Mgmt

For

 

 

For

   5

Elect Director William H. Longfield

Mgmt

For

 

 

For

   6

Elect Director Ora H. Pescovitz

Mgmt

For

 

 

For

   7

Ratify Auditors

Mgmt

For

 

 

For

   8

Amend Certificate of Incorporation

Mgmt

For

 

 

For

   9

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   10

Advisory Vote on Say on Pay Frequency

Mgmt

Two Years

 

 

One Year

 

 

 

 

 

 

 

Olin Corporation

 

 

 

 

 

Ticker OLN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 28-Apr-11

 

Annual

 28-Feb-11

3,600

 

 

CUSIP:  680665205

 

 

 

 

Meeting ID:  625781

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Gray G. Benoist

Mgmt

For

 

 

For

   1.2

Elect Director Richard M. Rompala

Mgmt

For

 

 

For

   1.3

Elect Director Joseph D. Rupp

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Alleghany Corporation

 

 

 

 

 

Ticker Y

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 29-Apr-11

 

Annual

 07-Mar-11

254

 

 

CUSIP:  017175100

 

 

 

 

Meeting ID:  630296

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Rex D. Adams

Mgmt

For

 

 

For

   2

Elect Director  Weston M. Hicks

Mgmt

For

 

 

For

   3

Elect Director Jefferson W. Kirby

Mgmt

For

 

 

For

   4

Ratify Auditors

Mgmt

For

 

 

For

   5

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   6

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

Whiting Petroleum Corporation

 

 

 

 

 

Ticker WLL

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 03-May-11

 

Annual

 11-Mar-11

1,000

 

 

CUSIP:  966387102

 

 

 

 

Meeting ID:  635676

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director D. Sherwin Artus

Mgmt

For

 

 

For

   1.2

Elect Director Phillip E. Doty

Mgmt

For

 

 

For

   2

Increase Authorized Common Stock

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   5

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Aptargroup, Inc.

 

 

 

 

 

Ticker ATR

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 04-May-11

 

Annual

 10-Mar-11

1,800

 

 

CUSIP:  038336103

 

 

 

 

Meeting ID:  630160

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director George L. Fotiades

Mgmt

For

 

 

For

   1.2

Elect Director King W. Harris

Mgmt

For

 

 

For

   1.3

Elect Director Peter H. Pfeiffer

Mgmt

For

 

 

For

   1.4

Elect Director Joanne C. Smith

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   4

Approve Omnibus Stock Plan

Mgmt

For

 

 

Against

   5

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Regal Entertainment Group

 

 

 

 

 

Ticker RGC

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 04-May-11

 

Annual

 09-Mar-11

6,900

 

 

CUSIP:  758766109

 

 

 

 

Meeting ID:  640972

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Stephen A. Kaplan

Mgmt

For

 

 

For

   1.2

Elect Director Jack Tyrrell

Mgmt

For

 

 

For

   1.3

Elect Director Nestor R. Weigand, Jr.

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

MEDNAX, Inc.

 

 

 

 

 

 

Ticker MD

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 05-May-11

 

Annual

 08-Mar-11

1,400

 

 

CUSIP:  58502B106

 

 

 

 

Meeting ID:  631452

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Cesar L. Alvarez

Mgmt

For

 

 

For

   1.2

Elect Director Waldemar A. Carlo

Mgmt

For

 

 

For

   1.3

Elect Director Michael B. Fernandez

Mgmt

For

 

 

For

   1.4

Elect Director Roger K. Freeman

Mgmt

For

 

 

For

   1.5

Elect Director Paul G. Gabos

Mgmt

For

 

 

For

   1.6

Elect Director Dany Garcia

Mgmt

For

 

 

For

   1.7

Elect Director P.J. Goldschmidt

Mgmt

For

 

 

For

   1.8

Elect Director Manuel Kadre

Mgmt

For

 

 

For

   1.9

Elect Director Roger J. Medel

Mgmt

For

 

 

For

   1.10

Elect Director Donna E. Shalala

Mgmt

For

 

 

For

   1.11

Elect Director Enrique J. Sosa

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Plains Exploration & Production Company

 

 

 

 

 

Ticker PXP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 05-May-11

 

Annual

 24-Mar-11

4,050

 

 

CUSIP:  726505100

 

 

 

 

Meeting ID:  635109

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director James C. Flores

Mgmt

For

 

 

For

   2

Elect Director Isaac Arnold, Jr.

Mgmt

For

 

 

For

   3

Elect Director Alan R. Buckwalter, III

Mgmt

For

 

 

For

   4

Elect Director Jerry L. Dees

Mgmt

For

 

 

For

   5

Elect Director Tom H. Delimitros

Mgmt

For

 

 

For

   6

Elect Director Thomas A. Fry, III

Mgmt

For

 

 

For

   7

Elect Director Charles G. Groat

Mgmt

For

 

 

For

   8

Elect Director John H. Lollar

Mgmt

For

 

 

For

   9

Ratify Auditors

Mgmt

For

 

 

For

   10

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   11

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Jefferies Group, Inc.

 

 

 

 

 

Ticker JEF

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 09-May-11

 

Annual

 14-Mar-11

3,400

 

 

CUSIP:  472319102

 

 

 

 

Meeting ID:  633025

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Richard B. Handler

Mgmt

For

 

 

For

   1.2

Elect Director Brian P. Friedman

Mgmt

For

 

 

For

   1.3

Elect Director W. Patrick Campbell

Mgmt

For

 

 

For

   1.4

Elect Director Ian M. Cumming

Mgmt

For

 

 

For

   1.5

Elect Director Richard G. Dooley

Mgmt

For

 

 

For

   1.6

Elect Director Robert E. Joyal

Mgmt

For

 

 

For

   1.7

Elect Director Michael T. O'Kane

Mgmt

For

 

 

For

   1.8

Elect Director Joseph S. Steinberg

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Markel Corporation

 

 

 

 

 

Ticker MKL

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 09-May-11

 

Annual

 03-Mar-11

150

 

 

CUSIP:  570535104

 

 

 

 

Meeting ID:  628213

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director J. Alfred Broaddus, Jr.

Mgmt

For

 

 

For

   1.2

Elect Director Douglas C. Eby

Mgmt

For

 

 

For

   1.3

Elect Director Stewart M. Kasen

Mgmt

For

 

 

For

   1.4

Elect Director Alan I. Kirshner

Mgmt

For

 

 

For

   1.5

Elect Director Lemuel E. Lewis

Mgmt

For

 

 

For

   1.6

Elect Director Darrell D. Martin

Mgmt

For

 

 

For

   1.7

Elect Director Anthony F. Markel

Mgmt

For

 

 

For

   1.8

Elect Director Steven A. Markel

Mgmt

For

 

 

For

   1.9

Elect Director Jay M. Weinberg

Mgmt

For

 

 

For

   1.10

Elect Director Debora J. Wilson

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Brightpoint, Inc.

 

 

 

 

 

Ticker CELL

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 10-May-11

 

Annual

 18-Mar-11

6,200

 

 

CUSIP:  109473405

 

 

 

 

Meeting ID:  633923

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Richard W. Roedel

Mgmt

For

 

 

For

   1.2

Elect Director John F. Levy

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Chemtura Corporation

 

 

 

 

 

Ticker CHMT

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 10-May-11

 

Annual

 21-Mar-11

5,900

 

 

CUSIP:  163893209

 

 

 

 

Meeting ID:  636624

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Jeffrey D. Benjamin

Mgmt

For

 

 

For

   1.2

Elect Director Timothy J. Bernlohr

Mgmt

For

 

 

For

   1.3

Elect Director Anna C. Catalano

Mgmt

For

 

 

For

   1.4

Elect Director Alan S. Cooper

Mgmt

For

 

 

For

   1.5

Elect Director James W. Crownover

Mgmt

For

 

 

For

   1.6

Elect Director Jonathan F. Foster

Mgmt

For

 

 

For

   1.7

Elect Director Craig A. Rogerson

Mgmt

For

 

 

For

   1.8

Elect Director John K. Wulff

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

American Financial Group, Inc.

 

 

 

 

 

Ticker AFG

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 11-May-11

 

Annual

 15-Mar-11

1,900

 

 

CUSIP:  025932104

 

 

 

 

Meeting ID:  633098

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Carl H. Lindner

Mgmt

For

 

 

For

   1.2

Elect Director Carl H. Lindner, III

Mgmt

For

 

 

For

   1.3

Elect Director S. Craig Lindner

Mgmt

For

 

 

For

   1.4

Elect Director Kenneth C. Ambrecht

Mgmt

For

 

 

For

   1.5

Elect Director Theodore H. Emmerich

Mgmt

For

 

 

For

   1.6

Elect Director James E. Evans

Mgmt

For

 

 

For

   1.7

Elect Director Terry S. Jacobs

Mgmt

For

 

 

For

   1.8

Elect Director Gregory G. Joseph

Mgmt

For

 

 

For

   1.9

Elect Director William W. Verity

Mgmt

For

 

 

For

   1.10

Elect Director John I. Von Lehman

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Approve Omnibus Stock Plan

Mgmt

For

 

 

Against

   4

Approve Executive Incentive Bonus Plan

Mgmt

For

 

 

For

   5

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   6

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   7

Amend EEO Policy to Prohibit Discrimination based on Sexual

SH

Against

 

 

Against

 

Orientation and Gender Identity

 

 

 

 

 

   8

Adopt Policy and Report on Board Diversity

SH

Against

 

 

Against

 

 

 

 

 

 

 

Compass Minerals International, Inc.

 

 

 

 

 

Ticker CMP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 11-May-11

 

Annual

 14-Mar-11

1,000

 

 

CUSIP:  20451N101

 

 

 

 

Meeting ID:  634414

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Bradley J. Bell

Mgmt

For

 

 

For

   1.2

Elect Director Richard S. Grant

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

None

 

 

One Year

 

 

 

 

 

 

 

Innospec Inc.

 

 

 

 

 

 

Ticker IOSP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 11-May-11

 

Annual

 22-Mar-11

3,100

 

 

CUSIP:  45768S105

 

 

 

 

Meeting ID:  634410

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Milton C. Blackmore

Mgmt

For

 

 

For

   1.2

Elect Director Hugh G.C. Aldous

Mgmt

For

 

 

For

   1.3

Elect Director Joachim Roeser

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Amend Stock Option Plan

Mgmt

For

 

 

Against

   5

Amend Stock Option Plan

Mgmt

For

 

 

For

   6

Amend Non-Employee Director Stock Option Plan

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Knight Capital Group, Inc.

 

 

 

 

 

Ticker KCG

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 11-May-11

 

Annual

 01-Apr-11

9,000

 

 

CUSIP:  499005106

 

 

 

 

Meeting ID:  636866

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director William L. Bolster

Mgmt

For

 

 

For

   1.2

Elect Director Thomas M. Joyce

Mgmt

For

 

 

For

   1.3

Elect Director James W. Lewis

Mgmt

For

 

 

For

   1.4

Elect Director Thomas C. Lockburner

Mgmt

For

 

 

For

   1.5

Elect Director James T. Milde

Mgmt

For

 

 

For

   1.6

Elect Director Christopher C. Quick

Mgmt

For

 

 

For

   1.7

Elect Director Laurie M. Shahon

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

AMERIGROUP Corporation

 

 

 

 

 

Ticker AGP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 12-May-11

 

Annual

 16-Mar-11

1,800

 

 

CUSIP:  03073T102

 

 

 

 

Meeting ID:  634421

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Directors James G. Carlson

Mgmt

For

 

 

For

   1.2

Elect Directors Jeffrey B. Child

Mgmt

For

 

 

For

   1.3

Elect Directors Richard D. Shirk

Mgmt

For

 

 

For

   1.4

Elect Directors John W. Snow

Mgmt

For

 

 

For

   1.5

Elect Directors Adm. Joseph W. Prueher

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   5

Approve Qualified Employee Stock Purchase Plan

Mgmt

For

 

 

For

 

 

 

 

 

 

 

PetroQuest Energy, Inc.

 

 

 

 

 

Ticker PQ

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 12-May-11

 

Annual

 17-Mar-11

6,300

 

 

CUSIP:  716748108

 

 

 

 

Meeting ID:  634980

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Charles T. Goodson

Mgmt

For

 

 

For

   1.2

Elect Director William W. Rucks, IV

Mgmt

For

 

 

For

   1.3

Elect Director E. Wayne Nordberg

Mgmt

For

 

 

For

   1.4

Elect Director Michael L. Finch

Mgmt

For

 

 

For

   1.5

Elect Director W.J. Gordon, III

Mgmt

For

 

 

For

   1.6

Elect Director Charles F. Mitchell, II

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Foot Locker, Inc.

 

 

 

 

 

Ticker FL

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 18-May-11

 

Annual

 21-Mar-11

3,600

 

 

CUSIP:  344849104

 

 

 

 

Meeting ID:  636817

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Nicholas DiPaolo

Mgmt

For

 

 

For

   1.2

Elect Director Matthew M. McKenna

Mgmt

For

 

 

For

   1.3

Elect Director Allen Questrom

Mgmt

For

 

 

For

   1.4

Elect Director Cheryl Nido Turpin

Mgmt

For

 

 

For

   1.5

Elect Director Guillermo Marmol

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Amend Executive Incentive Bonus Plan

Mgmt

For

 

 

For

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   5

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Magellan Health Services, Inc.

 

 

 

 

 

Ticker MGLN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 18-May-11

 

Annual

 31-Mar-11

2,700

 

 

CUSIP:  559079207

 

 

 

 

Meeting ID:  638508

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director William J. McBride

Mgmt

For

 

 

For

   1.2

Elect Director Robert M. Le Blanc

Mgmt

For

 

 

For

   1.3

Elect Director William D. Forrest

Mgmt

For

 

 

For

   1.4

Elect Director Barry M. Smith

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Approve Omnibus Stock Plan

Mgmt

For

 

 

Against

   5

Approve Qualified Employee Stock Purchase Plan

Mgmt

For

 

 

For

   6

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Career Education Corporation

 

 

 

 

 

Ticker CECO

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 19-May-11

 

Annual

 21-Mar-11

3,000

 

 

CUSIP:  141665109

 

 

 

 

Meeting ID:  635732

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Dennis H. Chookaszian

Mgmt

For

 

 

For

   2

Elect Director David W. Devonshire

Mgmt

For

 

 

For

   3

Elect Director Patrick W. Gross

Mgmt

For

 

 

For

   4

Elect Director Gregory L. Jackson

Mgmt

For

 

 

For

   5

Elect Director Thomas B. Lally

Mgmt

For

 

 

For

   6

Elect Director Steven H. Lesnik

Mgmt

For

 

 

For

   7

Elect Director Gary E. McCullough

Mgmt

For

 

 

For

   8

Elect Director Leslie T. Thornton

Mgmt

For

 

 

For

   9

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   10

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   11

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Cymer, Inc.

 

 

 

 

 

 

Ticker CYMI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 19-May-11

 

Annual

 21-Mar-11

2,500

 

 

CUSIP:  232572107

 

 

 

 

Meeting ID:  632799

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Charles J. Abbe

Mgmt

For

 

 

For

   1.2

Elect Director Robert P. Akins

Mgmt

For

 

 

For

   1.3

Elect Director Edward H. Braun

Mgmt

For

 

 

For

   1.4

Elect Director Michael R. Gaulke

Mgmt

For

 

 

For

   1.5

Elect Director William G. Oldham

Mgmt

For

 

 

For

   1.6

Elect Director Eric M. Ruttenberg

Mgmt

For

 

 

For

   1.7

Elect Director Peter J. Simone

Mgmt

For

 

 

For

   1.8

Elect Director Young K. Sohn

Mgmt

For

 

 

For

   1.9

Elect Director Jon D. Tompkins

Mgmt

For

 

 

For

   2

Approve Omnibus Stock Plan

Mgmt

For

 

 

For

   3

Ratify Auditors

Mgmt

For

 

 

For

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   5

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

Dole Food Company, Inc.

 

 

 

 

 

Ticker DOLE

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 19-May-11

 

Annual

 25-Mar-11

4,800

 

 

CUSIP:  256603101

 

 

 

 

Meeting ID:  637791

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Elaine L. Chao

Mgmt

For

 

 

For

   1.2

Elect Director Sherry Lansing

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Lender Processing Services, Inc.

 

 

 

 

 

Ticker LPS

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 19-May-11

 

Annual

 21-Mar-11

3,089

 

 

CUSIP:  52602E102

 

 

 

 

Meeting ID:  635004

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Lee A. Kennedy

Mgmt

For

 

 

For

   1.2

Elect Director Philip G. Heasley

Mgmt

For

 

 

For

   1.3

Elect Director Susan E. Lester

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   5

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Westlake Chemical Corporation

 

 

 

 

 

Ticker WLK

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 20-May-11

 

Annual

 01-Apr-11

1,100

 

 

CUSIP:  960413102

 

 

 

 

Meeting ID:  639871

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Dorothy C. Jenkins

Mgmt

For

 

 

For

   1.2

Elect Director Max L. Lukens

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

MFA Financial, Inc.

 

 

 

 

 

Ticker MFA

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 24-May-11

 

Annual

 22-Mar-11

10,300

 

 

CUSIP:  55272X102

 

 

 

 

Meeting ID:  639726

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Stephen R. Blank

Mgmt

For

 

 

For

   1.2

Elect Director William S. Gorin

Mgmt

For

 

 

For

   2

Increase Authorized Capital Stock

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   5

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Anworth Mortgage Asset Corporation

 

 

 

 

 

Ticker ANH

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 25-May-11

 

Annual

 25-Mar-11

12,200

 

 

CUSIP:  037347101

 

 

 

 

Meeting ID:  634207

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Lloyd McAdams

Mgmt

For

 

 

For

   2

Elect Director Lee A. Ault, III

Mgmt

For

 

 

For

   3

Elect Director Charles H. Black

Mgmt

For

 

 

For

   4

Elect Director Joe E. Davis

Mgmt

For

 

 

For

   5

Elect Director Robert C. Davis

Mgmt

For

 

 

For

   6

Elect Director Joseph E. McAdams

Mgmt

For

 

 

For

   7

Approve Externalization Proposal

Mgmt

For

 

 

For

   8

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   9

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   10

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Endo Pharmaceuticals Holdings Inc.

 

 

 

 

 

Ticker ENDP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 25-May-11

 

Annual

 15-Apr-11

2,500

 

 

CUSIP:  29264F205

 

 

 

 

Meeting ID:  645772

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director John J. Delucca

Mgmt

For

 

 

For

   1.2

Elect Director David P. Holveck

Mgmt

For

 

 

For

   1.3

Elect Director Nancy J. Hutson

Mgmt

For

 

 

For

   1.4

Elect Director Michael Hyatt

Mgmt

For

 

 

For

   1.5

Elect Director Roger H. Kimmel

Mgmt

For

 

 

For

   1.6

Elect Director William P. Montague

Mgmt

For

 

 

For

   1.7

Elect Director David B. Nash

Mgmt

For

 

 

For

   1.8

Elect Director Joseph C. Scodari

Mgmt

For

 

 

For

   1.9

Elect Director William F. Spengler

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   5

Approve Qualified Employee Stock Purchase Plan

Mgmt

For

 

 

For

 

 

 

 

 

 

 

SM Energy Co.

 

 

 

 

 

 

Ticker SM

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 25-May-11

 

Annual

 28-Mar-11

1,000

 

 

CUSIP:  792228108

 

 

 

 

Meeting ID:  638699

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Barbara M. Baumann

Mgmt

For

 

 

For

   2

Elect Director Anthony J. Best

Mgmt

For

 

 

For

   3

Elect Director Larry W. Bickle

Mgmt

For

 

 

For

   4

Elect Director Stephen R. Brand

Mgmt

For

 

 

For

   5

Elect Director William J. Gardiner

Mgmt

For

 

 

For

   6

Elect Director Julio M. Quintana

Mgmt

For

 

 

For

   7

Elect Director John M. Seidl

Mgmt

For

 

 

For

   8

Elect Director William D. Sullivan

Mgmt

For

 

 

For

   9

Ratify Auditors

Mgmt

For

 

 

For

   10

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   11

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Big Lots, Inc.

 

 

 

 

 

 

Ticker BIG

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 26-May-11

 

Annual

 28-Mar-11

2,100

 

 

CUSIP:  089302103

 

 

 

 

Meeting ID:  640348

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Jeffrey P. Berger

Mgmt

For

 

 

For

   1.2

Elect Director Steven S. Fishman

Mgmt

For

 

 

For

   1.3

Elect Director Peter J. Hayes

Mgmt

For

 

 

For

   1.4

Elect Director David T. Kollat

Mgmt

For

 

 

For

   1.5

Elect Director Brenda J. Lauderback

Mgmt

For

 

 

For

   1.6

Elect Director Philip E. Mallott

Mgmt

For

 

 

For

   1.7

Elect Director Russell Solt

Mgmt

For

 

 

For

   1.8

Elect Director James R. Tener

Mgmt

For

 

 

For

   1.9

Elect Director Dennis B. Tishkoff

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Diodes Incorporated

 

 

 

 

 

Ticker DIOD

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 26-May-11

 

Annual

 31-Mar-11

2,400

 

 

CUSIP:  254543101

 

 

 

 

Meeting ID:  638709

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director C.H. Chen

Mgmt

For

 

 

For

   1.2

Elect Director Michael R. Giordano

Mgmt

For

 

 

For

   1.3

Elect Director L.P. Hsu

Mgmt

For

 

 

For

   1.4

Elect Director Keh-Shew Lu

Mgmt

For

 

 

For

   1.5

Elect Director Raymond Soong

Mgmt

For

 

 

For

   1.6

Elect Director John M. Stich

Mgmt

For

 

 

For

   1.7

Elect Director Michael K.C. Tsai

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Mid-America Apartment Communities, Inc.

 

 

 

 

 

Ticker MAA

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 26-May-11

 

Annual

 18-Mar-11

1,500

 

 

CUSIP:  59522J103

 

 

 

 

Meeting ID:  642280

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director H. Eric Bolton, Jr.

Mgmt

For

 

 

For

   1.2

Elect Director Alan B. Graf, jr.

Mgmt

For

 

 

For

   1.3

Elect Director John S. Grinalds

Mgmt

For

 

 

For

   1.4

Elect Director Ralph Horn

Mgmt

For

 

 

For

   1.5

Elect Director Philip W. Norwood

Mgmt

For

 

 

For

   1.6

Elect Director W. Reid Sanders

Mgmt

For

 

 

For

   1.7

Elect Director William B. Sansom

Mgmt

For

 

 

For

   1.8

Elect Director Simon R.C. Wadsworth

Mgmt

For

 

 

For

   2

Increase Authorized Common Stock

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   5

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Smurfit-Stone Container Corporation

 

 

 

 

 

Ticker SSCC

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 27-May-11

 

Special

 08-Apr-11

3,600

 

 

CUSIP:  83272A104

 

 

 

 

Meeting ID:  644872

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Approve Merger Agreement

Mgmt

For

 

 

For

   2

Adjourn Meeting

Mgmt

For

 

 

For

 

 

 

 

 

 

 

EMCOR Group, Inc.

 

 

 

 

 

Ticker EME

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 01-Jun-11

 

Annual

 06-Apr-11

2,800

 

 

CUSIP:  29084Q100

 

 

 

 

Meeting ID:  642248

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Stephen W. Bershad

Mgmt

For

 

 

For

   1.2

Elect Director David A.B. Brown

Mgmt

For

 

 

For

   1.3

Elect Director Larry J. Bump

Mgmt

For

 

 

For

   1.4

Elect Director Albert Fried, Jr.

Mgmt

For

 

 

For

   1.5

Elect Director Anthony J. Guzzi

Mgmt

For

 

 

For

   1.6

Elect Director Richard F. Hamm, Jr.

Mgmt

For

 

 

For

   1.7

Elect Director David H. Laidley

Mgmt

For

 

 

For

   1.8

Elect Director Frank T. MacInnis

Mgmt

For

 

 

For

   1.9

Elect Director Jerry E. Ryan

Mgmt

For

 

 

For

   1.10

Elect Director Michael T. Yonker

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

FTI Consulting, Inc.

 

 

 

 

 

Ticker FCN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 01-Jun-11

 

Annual

 21-Mar-11

1,700

 

 

CUSIP:  302941109

 

 

 

 

Meeting ID:  642056

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Mark H. Berey

Mgmt

For

 

 

For

   1.2

Elect Director Jack B. Dunn, IV

Mgmt

For

 

 

For

   1.3

Elect Director Gerard E. Holthaus

Mgmt

For

 

 

For

   2

Declassify the Board of Directors

Mgmt

For

 

 

For

   3

Approve Executive Incentive Bonus Plan

Mgmt

For

 

 

For

   4

Ratify Auditors

Mgmt

For

 

 

For

   5

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   6

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Vishay Intertechnology, Inc.

 

 

 

 

 

Ticker VSH

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 01-Jun-11

 

Annual

 04-Apr-11

9,100

 

 

CUSIP:  928298108

 

 

 

 

Meeting ID:  640092

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Eliyahu Hurvitz

Mgmt

For

 

 

For

   1.2

Elect Director Abraham Ludomirski

Mgmt

For

 

 

For

   1.3

Elect Director Wayne M. Rogers

Mgmt

For

 

 

For

   1.4

Elect Director Ronald Ruzic

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Carrizo Oil & Gas, Inc.

 

 

 

 

 

Ticker CRZO

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 02-Jun-11

 

Annual

 11-Apr-11

2,275

 

 

CUSIP:  144577103

 

 

 

 

Meeting ID:  646110

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director S.P. Johnson, IV

Mgmt

For

 

 

For

   1.2

Elect Director Steven A. Webster

Mgmt

For

 

 

For

   1.3

Elect Director Thomas L. Carter, Jr.

Mgmt

For

 

 

For

   1.4

Elect Director F. Gardner Parker

Mgmt

For

 

 

For

   1.5

Elect Director Roger A. Ramsey

Mgmt

For

 

 

For

   1.6

Elect Director Frank A. Wojtek

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

Against

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

   5

Report on Environmental Impacts of Natural Gas Fracturing

SH

Against

 

 

Against

 

 

 

 

 

 

 

Resolute Energy Corporation

 

 

 

 

 

Ticker REN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 02-Jun-11

 

Annual

 18-Apr-11

3,800

 

 

CUSIP:  76116A108

 

 

 

 

Meeting ID:  644160

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Richard L. Covington

Mgmt

For

 

 

For

   1.2

Elect Director James M. Piccone

Mgmt

For

 

 

For

   1.3

Elect Director Robert M. Swartz

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Amend Omnibus Stock Plan

Mgmt

For

 

 

Against

   5

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Express, Inc.

 

 

 

 

 

 

Ticker EXPR

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 03-Jun-11

 

Annual

 18-Apr-11

3,300

 

 

CUSIP:  30219E103

 

 

 

 

Meeting ID:  646085

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director David C. Dominik

Mgmt

For

 

 

For

   1.2

Elect Director Sam K. Duncan

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

Against

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Premiere Global Services, Inc.

 

 

 

 

 

Ticker PGI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 15-Jun-11

 

Annual

 07-Apr-11

9,870

 

 

CUSIP:  740585104

 

 

 

 

Meeting ID:  645839

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Boland T. Jones

Mgmt

For

 

 

For

   1.2

Elect Director Jeffrey T. Arnold

Mgmt

For

 

 

For

   1.3

Elect Director Wilkie S. Colyer

Mgmt

For

 

 

For

   1.4

Elect Director John R. Harris

Mgmt

For

 

 

For

   1.5

Elect Director W. Steven Jones

Mgmt

For

 

 

For

   1.6

Elect Director Raymond H. Pirtle, Jr.

Mgmt

For

 

 

For

   1.7

Elect Director J. Walker Smith, Jr.

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

The Men's Wearhouse, Inc.

 

 

 

 

 

Ticker MW

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 15-Jun-11

 

Annual

 18-Apr-11

4,200

 

 

CUSIP:  587118100

 

 

 

 

Meeting ID:  646958

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director George Zimmer

Mgmt

For

 

 

For

   1.2

Elect Director David H. Edwab

Mgmt

For

 

 

For

   1.3

Elect Director Rinaldo S. Brutoco

Mgmt

For

 

 

For

   1.4

Elect Director Michael L. Ray

Mgmt

For

 

 

For

   1.5

Elect Director Sheldon I. Stein

Mgmt

For

 

 

For

   1.6

Elect Director Deepak Chopra

Mgmt

For

 

 

For

   1.7

Elect Director William B. Sechrest

Mgmt

For

 

 

For

   1.8

Elect Director Larry R. Katzen

Mgmt

For

 

 

For

   1.9

Elect Director Grace Nichols

Mgmt

For

 

 

For

   1.10

Elect Director Douglas S. Ewert

Mgmt

For

 

 

For

   2

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

   3

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   5

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   6

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

IAC/InterActiveCorp

 

 

 

 

 

Ticker IACI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 16-Jun-11

 

Annual

 25-Apr-11

3,700

 

 

CUSIP:  44919P508

 

 

 

 

Meeting ID:  646230

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Gregory R. Blatt

Mgmt

For

 

 

For

   1.2

Elect Director Edgar Bronfman, Jr.

Mgmt

For

 

 

For

   1.3

Elect Director Barry Diller

Mgmt

For

 

 

For

   1.4

Elect Director Michael D. Eisner

Mgmt

For

 

 

For

   1.5

Elect Director Victor A. Kaufman

Mgmt

For

 

 

For

   1.6

Elect Director Donald R. Keough

Mgmt

For

 

 

For

   1.7

Elect Director Bryan Lourd

Mgmt

For

 

 

For

   1.8

Elect Director Arthur C. Martinez

Mgmt

For

 

 

For

   1.9

Elect Director David Rosenblatt

Mgmt

For

 

 

For

   1.10

Elect Director Alan G. Spoon

Mgmt

For

 

 

For

   1.11

Elect Director Alexander von Furstenberg

Mgmt

For

 

 

For

   1.12

Elect Director Richard F. Zannino

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

American Eagle Outfitters, Inc.

 

 

 

 

 

Ticker AEO

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 21-Jun-11

 

Annual

 25-Apr-11

7,300

 

 

CUSIP:  02553E106

 

 

 

 

Meeting ID:  646324

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Michael G. Jesselson

Mgmt

For

 

 

For

   2

Elect Director Roger S. Markfield

Mgmt

For

 

 

For

   3

Elect Director Jay L. Schottenstein

Mgmt

For

 

 

For

   4

Ratify Auditors

Mgmt

For

 

 

For

   5

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   6

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

Phillips-Van Heusen Corporation

 

 

 

 

 

Ticker PVH

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 23-Jun-11

 

Annual

 26-Apr-11

1,880

 

 

CUSIP:  718592108

 

 

 

 

Meeting ID:  648855

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Mary Baglivo

Mgmt

For

 

 

For

   1.2

Elect Director Emanuel Chirico

Mgmt

For

 

 

For

   1.3

Elect Director Juan Figuereo

Mgmt

For

 

 

For

   1.4

Elect Director Joseph B. Fuller

Mgmt

For

 

 

For

   1.5

Elect Director Fred Gehring

Mgmt

For

 

 

For

   1.6

Elect Director Margaret L. Jenkins

Mgmt

For

 

 

For

   1.7

Elect Director David Landau

Mgmt

For

 

 

For

   1.8

Elect Director Bruce Maggin

Mgmt

For

 

 

For

   1.9

Elect Director V. James Marino

Mgmt

For

 

 

For

   1.10

Elect Director Henry Nasella

Mgmt

For

 

 

For

   1.11

Elect Director Rita M. Rodriguez

Mgmt

For

 

 

For

   1.12

Elect Director Craig Rydin

Mgmt

For

 

 

For

   1.13

Elect Director Christian Stahl

Mgmt

For

 

 

For

   2

Change Company Name

Mgmt

For

 

 

For

   3

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   5

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   6

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 



Account Name: PARADIGM OPPORTUNITY FUND

Custodial Bank: US BANK, N.A.


Compuware Corporation

 

 

 

 

 

Ticker CPWR

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 24-Aug-10

 

Annual

 28-Jun-10

15,300

 

 

CUSIP:  205638109

 

 

 

 

Meeting ID:  592542

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Dennis W. Archer

Mgmt

For

 

 

For

   1.2

Elect Director Gurminder S. Bedi

Mgmt

For

 

 

For

   1.3

Elect Director William O. Grabe

Mgmt

For

 

 

For

   1.4

Elect Director William R. Halling

Mgmt

For

 

 

For

   1.5

Elect Director Peter Karmanos, Jr.

Mgmt

For

 

 

For

   1.6

Elect Director Faye Alexander Nelson

Mgmt

For

 

 

For

   1.7

Elect Director Glenda D. Price

Mgmt

For

 

 

For

   1.8

Elect Director Robert C. Paul

Mgmt

For

 

 

For

   1.9

Elect Director W. James Prowse

Mgmt

For

 

 

For

   1.10

Elect Director G. Scott Romney

Mgmt

For

 

 

For

   1.11

Elect Director Ralph J. Szygenda

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

QLogic Corporation

 

 

 

 

 

Ticker QLGC

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 26-Aug-10

 

Annual

 01-Jul-10

6,900

 

 

CUSIP:  747277101

 

 

 

 

Meeting ID:  594669

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director H.K. Desai

Mgmt

For

 

 

For

   2

Elect Director Joel S. Birnbaum

Mgmt

For

 

 

For

   3

Elect Director James R. Fiebiger

Mgmt

For

 

 

For

   4

Elect Director Balakrishnan S. Iyer

Mgmt

For

 

 

For

   5

Elect Director Kathryn B. Lewis

Mgmt

For

 

 

For

   6

Elect Director George D. Wells

Mgmt

For

 

 

For

   7

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Ruby Tuesday, Inc.

 

 

 

 

 

Ticker RT

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 06-Oct-10

 

Annual

 09-Aug-10

12,400

 

 

CUSIP:  781182100

 

 

 

 

Meeting ID:  598001

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Samuel E. Beall, III

Mgmt

For

 

 

For

   2

Elect Director Bernard Lanigan, Jr.

Mgmt

For

 

 

For

   3

Approve Executive Incentive Bonus Plan

Mgmt

For

 

 

For

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Lawson Software, Inc.

 

 

 

 

 

Ticker LWSN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 18-Oct-10

 

Annual

 25-Aug-10

15,400

 

 

CUSIP:  52078P102

 

 

 

 

Meeting ID:  600285

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Steven C. Chang

Mgmt

For

 

 

For

   1.2

Elect Director Harry Debes

Mgmt

For

 

 

For

   1.3

Elect Director Peter Gyenes

Mgmt

For

 

 

For

   1.4

Elect Director David R. Hubers

Mgmt

For

 

 

For

   1.5

Elect Director H. Richard Lawson

Mgmt

For

 

 

For

   1.6

Elect Director Michael A. Rocca

Mgmt

For

 

 

For

   1.7

Elect Director Robert A. Schriesheim

Mgmt

For

 

 

For

   1.8

Elect Director Romesh Wadhwani

Mgmt

For

 

 

For

   1.9

Elect Director Paul Wahl

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Approve Omnibus Stock Plan

Mgmt

For

 

 

Against

 

 

 

 

 

 

 

Matrix Service Company

 

 

 

 

 

Ticker MTRX

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 02-Dec-10

 

Annual

 13-Oct-10

12,400

 

 

CUSIP:  576853105

 

 

 

 

Meeting ID:  604185

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Michael J. Bradley

Mgmt

For

 

 

For

   1.2

Elect Director Michael J. Hall

Mgmt

For

 

 

For

   1.3

Elect Director I. Edgar (Ed) Hendrix

Mgmt

For

 

 

For

   1.4

Elect Director Paul K. Lackey

Mgmt

For

 

 

For

   1.5

Elect Director Tom E. Maxwell

Mgmt

For

 

 

For

   1.6

Elect Director David J. Tippeconnic

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Microsemi Corporation

 

 

 

 

 

Ticker MSCC

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 19-Jan-11

 

Annual

 22-Nov-10

6,800

 

 

CUSIP:  595137100

 

 

 

 

Meeting ID:  612993

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director James J. Peterson

Mgmt

For

 

 

For

   1.2

Elect Director Dennis R. Leibel

Mgmt

For

 

 

For

   1.3

Elect Director Thomas R. Anderson

Mgmt

For

 

 

For

   1.4

Elect Director William E. Bendush

Mgmt

For

 

 

For

   1.5

Elect Director William L. Healey

Mgmt

For

 

 

For

   1.6

Elect Director Paul F. Folino

Mgmt

For

 

 

For

   1.7

Elect Director Matthew E. Massengill

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Sensient Technologies Corporation

 

 

 

 

 

Ticker SXT

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 21-Apr-11

 

Annual

 25-Feb-11

5,800

 

 

CUSIP:  81725T100

 

 

 

 

Meeting ID:  629425

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Hank Brown

Mgmt

For

 

 

For

   1.2

Elect Director Fergus M. Clydesdale

Mgmt

For

 

 

For

   1.3

Elect Director James A. D. Croft

Mgmt

For

 

 

For

   1.4

Elect Director William V. Hickey

Mgmt

For

 

 

For

   1.5

Elect Director Kenneth P. Manning

Mgmt

For

 

 

For

   1.6

Elect Director Peter M. Salmon

Mgmt

For

 

 

For

   1.7

Elect Director Elaine R. Wedral

Mgmt

For

 

 

For

   1.8

Elect Director Essie Whitelaw

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

PerkinElmer, Inc.

 

 

 

 

 

Ticker PKI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 26-Apr-11

 

Annual

 28-Feb-11

6,700

 

 

CUSIP:  714046109

 

 

 

 

Meeting ID:  627648

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Robert F. Friel

Mgmt

For

 

 

For

   2

Elect Director Nicholas A. Lopardo

Mgmt

For

 

 

For

   3

Elect Director Alexis P. Michas

Mgmt

For

 

 

For

   4

Elect Director James C. Mullen

Mgmt

For

 

 

For

   5

Elect Director Dr. Vicki L. Sato

Mgmt

For

 

 

For

   6

Elect Director Gabriel Schmergel

Mgmt

For

 

 

For

   7

Elect Director Kenton J. Sicchitano

Mgmt

For

 

 

For

   8

Elect Director Patrick J. Sullivan

Mgmt

For

 

 

For

   9

Elect Director G. Robert Tod

Mgmt

For

 

 

For

   10

Ratify Auditors

Mgmt

For

 

 

For

   11

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   12

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Convergys Corporation

 

 

 

 

 

Ticker CVG

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 27-Apr-11

 

Annual

 28-Feb-11

10,600

 

 

CUSIP:  212485106

 

 

 

 

Meeting ID:  627652

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Jeffrey H. Fox

Mgmt

For

 

 

For

   1.2

Elect Director Ronald L. Nelson

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Adopt Majority Voting for Uncontested Election of Directors

Mgmt

For

 

 

For

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   5

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

Life Technologies Corporation

 

 

 

 

 

Ticker LIFE

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 28-Apr-11

 

Annual

 28-Feb-11

3,100

 

 

CUSIP:  53217V109

 

 

 

 

Meeting ID:  630148

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Balakrishnan S. Iyer

Mgmt

For

 

 

For

   2

Elect Director Gregory T. Lucier

Mgmt

For

 

 

For

   3

EleElect Director Ronald A. Matricaria

Mgmt

For

 

 

For

   4

Elect Director David C. U Prichard

Mgmt

For

 

 

For

   5

Elect Director William H. Longfield

Mgmt

For

 

 

For

   6

Elect Director Ora H. Pescovitz

Mgmt

For

 

 

For

   7

Ratify Auditors

Mgmt

For

 

 

For

   8

Amend Certificate of Incorporation

Mgmt

For

 

 

For

   9

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   10

Advisory Vote on Say on Pay Frequency

Mgmt

Two Years

 

 

One Year

 

 

 

 

 

 

 

Symmetry Medical Inc.

 

 

 

 

 

Ticker SMA

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 29-Apr-11

 

Annual

 03-Mar-11

10,200

 

 

CUSIP:  871546206

 

 

 

 

Meeting ID:  629689

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Thomas J. Sullivan

Mgmt

For

 

 

For

   1.2

Elect Director Francis T. Nusspickel

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Regal Entertainment Group

 

 

 

 

 

Ticker RGC

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 04-May-11

 

Annual

 09-Mar-11

10,400

 

 

CUSIP:  758766109

 

 

 

 

Meeting ID:  640972

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Stephen A. Kaplan

Mgmt

For

 

 

For

   1.2

Elect Director Jack Tyrrell

Mgmt

For

 

 

For

   1.3

Elect Director Nestor R. Weigand, Jr.

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

MEDNAX, Inc.

 

 

 

 

 

 

Ticker MD

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 05-May-11

 

Annual

 08-Mar-11

2,300

 

 

CUSIP:  58502B106

 

 

 

 

Meeting ID:  631452

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Cesar L. Alvarez

Mgmt

For

 

 

For

   1.2

Elect Director Waldemar A. Carlo

Mgmt

For

 

 

For

   1.3

Elect Director Michael B. Fernandez

Mgmt

For

 

 

For

   1.4

Elect Director Roger K. Freeman

Mgmt

For

 

 

For

   1.5

Elect Director Paul G. Gabos

Mgmt

For

 

 

For

   1.6

Elect Director Dany Garcia

Mgmt

For

 

 

For

   1.7

Elect Director P.J. Goldschmidt

Mgmt

For

 

 

For

   1.8

Elect Director Manuel Kadre

Mgmt

For

 

 

For

   1.9

Elect Director Roger J. Medel

Mgmt

For

 

 

For

   1.10

Elect Director Donna E. Shalala

Mgmt

For

 

 

For

   1.11

Elect Director Enrique J. Sosa

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Knight Capital Group, Inc.

 

 

 

 

 

Ticker KCG

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 11-May-11

 

Annual

 01-Apr-11

14,300

 

 

CUSIP:  499005106

 

 

 

 

Meeting ID:  636866

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director William L. Bolster

Mgmt

For

 

 

For

   1.2

Elect Director Thomas M. Joyce

Mgmt

For

 

 

For

   1.3

Elect Director James W. Lewis

Mgmt

For

 

 

For

   1.4

Elect Director Thomas C. Lockburner

Mgmt

For

 

 

For

   1.5

Elect Director James T. Milde

Mgmt

For

 

 

For

   1.6

Elect Director Christopher C. Quick

Mgmt

For

 

 

For

   1.7

Elect Director Laurie M. Shahon

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

AMERIGROUP Corporation

 

 

 

 

 

Ticker AGP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 12-May-11

 

Annual

 16-Mar-11

2,800

 

 

CUSIP:  03073T102

 

 

 

 

Meeting ID:  634421

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Directors James G. Carlson

Mgmt

For

 

 

For

   1.2

Elect Directors Jeffrey B. Child

Mgmt

For

 

 

For

   1.3

Elect Directors Richard D. Shirk

Mgmt

For

 

 

For

   1.4

Elect Directors John W. Snow

Mgmt

For

 

 

For

   1.5

Elect Directors Adm. Joseph W. Prueher

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   5

Approve Qualified Employee Stock Purchase Plan

Mgmt

For

 

 

For

 

 

 

 

 

 

 

PetroQuest Energy, Inc.

 

 

 

 

 

Ticker PQ

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 12-May-11

 

Annual

 17-Mar-11

8,500

 

 

CUSIP:  716748108

 

 

 

 

Meeting ID:  634980

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Charles T. Goodson

Mgmt

For

 

 

For

   1.2

Elect Director William W. Rucks, IV

Mgmt

For

 

 

For

   1.3

Elect Director E. Wayne Nordberg

Mgmt

For

 

 

For

   1.4

Elect Director Michael L. Finch

Mgmt

For

 

 

For

   1.5

Elect Director W.J. Gordon, III

Mgmt

For

 

 

For

   1.6

Elect Director Charles F. Mitchell, II

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Foot Locker, Inc.

 

 

 

 

 

Ticker FL

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 18-May-11

 

Annual

 21-Mar-11

6,100

 

 

CUSIP:  344849104

 

 

 

 

Meeting ID:  636817

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Nicholas DiPaolo

Mgmt

For

 

 

For

   1.2

Elect Director Matthew M. McKenna

Mgmt

For

 

 

For

   1.3

Elect Director Allen Questrom

Mgmt

For

 

 

For

   1.4

Elect Director Cheryl Nido Turpin

Mgmt

For

 

 

For

   1.5

Elect Director Guillermo Marmol

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Amend Executive Incentive Bonus Plan

Mgmt

For

 

 

For

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   5

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Magellan Health Services, Inc.

 

 

 

 

 

Ticker MGLN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 18-May-11

 

Annual

 31-Mar-11

4,100

 

 

CUSIP:  559079207

 

 

 

 

Meeting ID:  638508

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director William J. McBride

Mgmt

For

 

 

For

   1.2

Elect Director Robert M. Le Blanc

Mgmt

For

 

 

For

   1.3

Elect Director William D. Forrest

Mgmt

For

 

 

For

   1.4

Elect Director Barry M. Smith

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Approve Omnibus Stock Plan

Mgmt

For

 

 

Against

   5

Approve Qualified Employee Stock Purchase Plan

Mgmt

For

 

 

For

   6

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Career Education Corporation

 

 

 

 

 

Ticker CECO

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 19-May-11

 

Annual

 21-Mar-11

4,500

 

 

CUSIP:  141665109

 

 

 

 

Meeting ID:  635732

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Dennis H. Chookaszian

Mgmt

For

 

 

For

   2

Elect Director David W. Devonshire

Mgmt

For

 

 

For

   3

Elect Director Patrick W. Gross

Mgmt

For

 

 

For

   4

Elect Director Gregory L. Jackson

Mgmt

For

 

 

For

   5

Elect Director Thomas B. Lally

Mgmt

For

 

 

For

   6

Elect Director Steven H. Lesnik

Mgmt

For

 

 

For

   7

Elect Director Gary E. McCullough

Mgmt

For

 

 

For

   8

Elect Director Leslie T. Thornton

Mgmt

For

 

 

For

   9

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   10

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   11

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Dole Food Company, Inc.

 

 

 

 

 

Ticker DOLE

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 19-May-11

 

Annual

 25-Mar-11

7,600

 

 

CUSIP:  256603101

 

 

 

 

Meeting ID:  637791

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Elaine L. Chao

Mgmt

For

 

 

For

   1.2

Elect Director Sherry Lansing

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Endo Pharmaceuticals Holdings Inc.

 

 

 

 

 

Ticker ENDP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 25-May-11

 

Annual

 15-Apr-11

3,700

 

 

CUSIP:  29264F205

 

 

 

 

Meeting ID:  645772

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director John J. Delucca

Mgmt

For

 

 

For

   1.2

Elect Director David P. Holveck

Mgmt

For

 

 

For

   1.3

Elect Director Nancy J. Hutson

Mgmt

For

 

 

For

   1.4

Elect Director Michael Hyatt

Mgmt

For

 

 

For

   1.5

Elect Director Roger H. Kimmel

Mgmt

For

 

 

For

   1.6

Elect Director William P. Montague

Mgmt

For

 

 

For

   1.7

Elect Director David B. Nash

Mgmt

For

 

 

For

   1.8

Elect Director Joseph C. Scodari

Mgmt

For

 

 

For

   1.9

Elect Director William F. Spengler

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   5

Approve Qualified Employee Stock Purchase Plan

Mgmt

For

 

 

For

 

 

 

 

 

 

 

SM Energy Co.

 

 

 

 

 

 

Ticker SM

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 25-May-11

 

Annual

 28-Mar-11

1,600

 

 

CUSIP:  792228108

 

 

 

 

Meeting ID:  638699

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Barbara M. Baumann

Mgmt

For

 

 

For

   2

Elect Director Anthony J. Best

Mgmt

For

 

 

For

   3

Elect Director Larry W. Bickle

Mgmt

For

 

 

For

   4

Elect Director Stephen R. Brand

Mgmt

For

 

 

For

   5

Elect Director William J. Gardiner

Mgmt

For

 

 

For

   6

Elect Director Julio M. Quintana

Mgmt

For

 

 

For

   7

Elect Director John M. Seidl

Mgmt

For

 

 

For

   8

Elect Director William D. Sullivan

Mgmt

For

 

 

For

   9

Ratify Auditors

Mgmt

For

 

 

For

   10

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   11

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Big Lots, Inc.

 

 

 

 

 

 

Ticker BIG

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 26-May-11

 

Annual

 28-Mar-11

2,900

 

 

CUSIP:  089302103

 

 

 

 

Meeting ID:  640348

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Jeffrey P. Berger

Mgmt

For

 

 

For

   1.2

Elect Director Steven S. Fishman

Mgmt

For

 

 

For

   1.3

Elect Director Peter J. Hayes

Mgmt

For

 

 

For

   1.4

Elect Director David T. Kollat

Mgmt

For

 

 

For

   1.5

Elect Director Brenda J. Lauderback

Mgmt

For

 

 

For

   1.6

Elect Director Philip E. Mallott

Mgmt

For

 

 

For

   1.7

Elect Director Russell Solt

Mgmt

For

 

 

For

   1.8

Elect Director James R. Tener

Mgmt

For

 

 

For

   1.9

Elect Director Dennis B. Tishkoff

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Mid-America Apartment Communities, Inc.

 

 

 

 

 

Ticker MAA

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 26-May-11

 

Annual

 18-Mar-11

2,400

 

 

CUSIP:  59522J103

 

 

 

 

Meeting ID:  642280

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director H. Eric Bolton, Jr.

Mgmt

For

 

 

For

   1.2

Elect Director Alan B. Graf, jr.

Mgmt

For

 

 

For

   1.3

Elect Director John S. Grinalds

Mgmt

For

 

 

For

   1.4

Elect Director Ralph Horn

Mgmt

For

 

 

For

   1.5

Elect Director Philip W. Norwood

Mgmt

For

 

 

For

   1.6

Elect Director W. Reid Sanders

Mgmt

For

 

 

For

   1.7

Elect Director William B. Sansom

Mgmt

For

 

 

For

   1.8

Elect Director Simon R.C. Wadsworth

Mgmt

For

 

 

For

   2

Increase Authorized Common Stock

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   5

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

EMCOR Group, Inc.

 

 

 

 

 

Ticker EME

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 01-Jun-11

 

Annual

 06-Apr-11

4,000

 

 

CUSIP:  29084Q100

 

 

 

 

Meeting ID:  642248

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Stephen W. Bershad

Mgmt

For

 

 

For

   1.2

Elect Director David A.B. Brown

Mgmt

For

 

 

For

   1.3

Elect Director Larry J. Bump

Mgmt

For

 

 

For

   1.4

Elect Director Albert Fried, Jr.

Mgmt

For

 

 

For

   1.5

Elect Director Anthony J. Guzzi

Mgmt

For

 

 

For

   1.6

Elect Director Richard F. Hamm, Jr.

Mgmt

For

 

 

For

   1.7

Elect Director David H. Laidley

Mgmt

For

 

 

For

   1.8

Elect Director Frank T. MacInnis

Mgmt

For

 

 

For

   1.9

Elect Director Jerry E. Ryan

Mgmt

For

 

 

For

   1.10

Elect Director Michael T. Yonker

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Carrizo Oil & Gas, Inc.

 

 

 

 

 

Ticker CRZO

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 02-Jun-11

 

Annual

 11-Apr-11

3,500

 

 

CUSIP:  144577103

 

 

 

 

Meeting ID:  646110

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director S.P. Johnson, IV

Mgmt

For

 

 

For

   1.2

Elect Director Steven A. Webster

Mgmt

For

 

 

For

   1.3

Elect Director Thomas L. Carter, Jr.

Mgmt

For

 

 

For

   1.4

Elect Director F. Gardner Parker

Mgmt

For

 

 

For

   1.5

Elect Director Roger A. Ramsey

Mgmt

For

 

 

For

   1.6

Elect Director Frank A. Wojtek

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

Against

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

   5

Report on Environmental Impacts of Natural Gas Fracturing

SH

Against

 

 

Against

 

 

 

 

 

 

 

Express, Inc.

 

 

 

 

 

 

Ticker EXPR

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 03-Jun-11

 

Annual

 18-Apr-11

5,000

 

 

CUSIP:  30219E103

 

 

 

 

Meeting ID:  646085

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director David C. Dominik

Mgmt

For

 

 

For

   1.2

Elect Director Sam K. Duncan

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

Against

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Premiere Global Services, Inc.

 

 

 

 

 

Ticker PGI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 15-Jun-11

 

Annual

 07-Apr-11

15,600

 

 

CUSIP:  740585104

 

 

 

 

Meeting ID:  645839

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Boland T. Jones

Mgmt

For

 

 

For

   1.2

Elect Director Jeffrey T. Arnold

Mgmt

For

 

 

For

   1.3

Elect Director Wilkie S. Colyer

Mgmt

For

 

 

For

   1.4

Elect Director John R. Harris

Mgmt

For

 

 

For

   1.5

Elect Director W. Steven Jones

Mgmt

For

 

 

For

   1.6

Elect Director Raymond H. Pirtle, Jr.

Mgmt

For

 

 

For

   1.7

Elect Director J. Walker Smith, Jr.

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

The Men's Wearhouse, Inc.

 

 

 

 

 

Ticker MW

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 15-Jun-11

 

Annual

 18-Apr-11

6,000

 

 

CUSIP:  587118100

 

 

 

 

Meeting ID:  646958

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director George Zimmer

Mgmt

For

 

 

For

   1.2

Elect Director David H. Edwab

Mgmt

For

 

 

For

   1.3

Elect Director Rinaldo S. Brutoco

Mgmt

For

 

 

For

   1.4

Elect Director Michael L. Ray

Mgmt

For

 

 

For

   1.5

Elect Director Sheldon I. Stein

Mgmt

For

 

 

For

   1.6

Elect Director Deepak Chopra

Mgmt

For

 

 

For

   1.7

Elect Director William B. Sechrest

Mgmt

For

 

 

For

   1.8

Elect Director Larry R. Katzen

Mgmt

For

 

 

For

   1.9

Elect Director Grace Nichols

Mgmt

For

 

 

For

   1.10

Elect Director Douglas S. Ewert

Mgmt

For

 

 

For

   2

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

   3

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   5

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   6

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

IAC/InterActiveCorp

 

 

 

 

 

Ticker IACI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 16-Jun-11

 

Annual

 25-Apr-11

6,100

 

 

CUSIP:  44919P508

 

 

 

 

Meeting ID:  646230

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Gregory R. Blatt

Mgmt

For

 

 

For

   1.2

Elect Director Edgar Bronfman, Jr.

Mgmt

For

 

 

For

   1.3

Elect Director Barry Diller

Mgmt

For

 

 

For

   1.4

Elect Director Michael D. Eisner

Mgmt

For

 

 

For

   1.5

Elect Director Victor A. Kaufman

Mgmt

For

 

 

For

   1.6

Elect Director Donald R. Keough

Mgmt

For

 

 

For

   1.7

Elect Director Bryan Lourd

Mgmt

For

 

 

For

   1.8

Elect Director Arthur C. Martinez

Mgmt

For

 

 

For

   1.9

Elect Director David Rosenblatt

Mgmt

For

 

 

For

   1.10

Elect Director Alan G. Spoon

Mgmt

For

 

 

For

   1.11

Elect Director Alexander von Furstenberg

Mgmt

For

 

 

For

   1.12

Elect Director Richard F. Zannino

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

American Eagle Outfitters, Inc.

 

 

 

 

 

Ticker AEO

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 21-Jun-11

 

Annual

 25-Apr-11

11,800

 

 

CUSIP:  02553E106

 

 

 

 

Meeting ID:  646324

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Michael G. Jesselson

Mgmt

For

 

 

For

   2

Elect Director Roger S. Markfield

Mgmt

For

 

 

For

   3

Elect Director Jay L. Schottenstein

Mgmt

For

 

 

For

   4

Ratify Auditors

Mgmt

For

 

 

For

   5

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   6

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 


Account Name: PARADIGM INTRINSIC VALUE FUND

Custodial Bank: US BANK, N.A.


Alliant Techsystems Inc.

 

 

 

 

 

Ticker ATK

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 03-Aug-10

 

Annual

 07-Jun-10

580

 

 

CUSIP:  018804104

 

 

 

 

Meeting ID:  590700

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Roxanne J. Decyk

Mgmt

For

 

 

For

   1.2

Elect Director Mark W. DeYoung

Mgmt

For

 

 

For

   1.3

Elect Director Martin C. Faga

Mgmt

For

 

 

For

   1.4

Elect Director Ronald R. Fogleman

Mgmt

For

 

 

For

   1.5

Elect Director April H. Foley

Mgmt

For

 

 

For

   1.6

Elect Director Tig H. Krekel

Mgmt

For

 

 

For

   1.7

Elect Director Douglas L. Maine

Mgmt

For

 

 

For

   1.8

Elect Director Roman Martinez IV

Mgmt

For

 

 

For

   1.9

Elect Director Mark H. Ronald

Mgmt

For

 

 

For

   1.10

Elect Director William G. Van Dyke

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Precision Castparts Corp.

 

 

 

 

 

Ticker PCP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 10-Aug-10

 

Annual

 14-Jun-10

490

 

 

CUSIP:  740189105

 

 

 

 

Meeting ID:  590936

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Daniel J. Murphy

Mgmt

For

 

 

For

   1.2

Elect Director Steven G. Rothmeier

Mgmt

For

 

 

For

   1.3

Elect Director Richard L. Wambold

Mgmt

For

 

 

For

   1.4

Elect Director Timothy A. Wicks

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Declassify the Board of Directors

SH

Against

 

 

Against

 

 

 

 

 

 

 

QLogic Corporation

 

 

 

 

 

Ticker QLGC

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 26-Aug-10

 

Annual

 01-Jul-10

1,725

 

 

CUSIP:  747277101

 

 

 

 

Meeting ID:  594669

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director H.K. Desai

Mgmt

For

 

 

For

   2

Elect Director Joel S. Birnbaum

Mgmt

For

 

 

For

   3

Elect Director James R. Fiebiger

Mgmt

For

 

 

For

   4

Elect Director Balakrishnan S. Iyer

Mgmt

For

 

 

For

   5

Elect Director Kathryn B. Lewis

Mgmt

For

 

 

For

   6

Elect Director George D. Wells

Mgmt

For

 

 

For

   7

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Avnet, Inc.

 

 

 

 

 

 

Ticker AVT

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 05-Nov-10

 

Annual

 08-Sep-10

3,180

 

 

CUSIP:  053807103

 

 

 

 

Meeting ID:  602567

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Eleanor Baum

Mgmt

For

 

 

For

   1.2

Elect Director J. Veronica Biggins

Mgmt

For

 

 

For

   1.3

Elect Director Ehud Houminer

Mgmt

For

 

 

For

   1.4

Elect Director Frank R. Noonan

Mgmt

For

 

 

For

   1.5

Elect Director Ray M. Robinson

Mgmt

For

 

 

For

   1.6

Elect Director William H. Schumann III

Mgmt

For

 

 

For

   1.7

Elect Director William P. Sullivan

Mgmt

For

 

 

For

   1.8

Elect Director Gary L. Tooker

Mgmt

For

 

 

For

   1.9

Elect Director Roy Vallee

Mgmt

For

 

 

For

   2

Approve Omnibus Stock Plan

Mgmt

For

 

 

For

   3

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Royal Gold, Inc.

 

 

 

 

 

Ticker RGLD

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 17-Nov-10

 

Annual

 23-Sep-10

1,030

 

 

CUSIP:  780287108

 

 

 

 

Meeting ID:  604026

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director William Hayes

Mgmt

For

 

 

For

   2

Elect Director James W. Stuckert

Mgmt

For

 

 

For

   3

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Schnitzer Steel Industries, Inc.

 

 

 

 

 

Ticker SCHN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 19-Jan-11

 

Annual

 23-Nov-10

1,270

 

 

CUSIP:  806882106

 

 

 

 

Meeting ID:  612417

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Wayland R. Hicks

Mgmt

For

 

 

For

   1.2

Elect Director Judith A. Johansen

Mgmt

For

 

 

For

   1.3

Elect Director Tamara L. Lundgren

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Nestle SA

 

 

 

 

 

 

Ticker NESN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 14-Apr-11

 

Annual

 07-Mar-11

1,652

 

 

CUSIP:  H57312649

 

 

 

 

Meeting ID:  629573

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

 

Meeting for ADR Holders

Mgmt

 

 

 

 

   1.1

Accept Financial Statements and Statutory Reports

Mgmt

For

 

 

For

   1.2

Approve Remuneration Report

Mgmt

For

 

 

For

   2

Approve Discharge of Board and Senior Management

Mgmt

For

 

 

For

   3

Approve Allocation of Income and Dividends of CHF 1.85 per Share

Mgmt

For

 

 

For

   4.1.1

Reelect Paul Bulcke as Director

Mgmt

For

 

 

For

   4.1.2

Reelect Andreas Koopmann as Director

Mgmt

For

 

 

For

   4.1.3

Reelect Rolf Haenggi as Director

Mgmt

For

 

 

For

   4.1.4

Reelect Jean-Pierre Meyers as Director

Mgmt

For

 

 

For

   4.1.5

Reelect Naina Lal Kidwai as Director

Mgmt

For

 

 

For

   4.1.6

Reelect Beat Hess as Director

Mgmt

For

 

 

For

   4.2

Elect Ann Veneman as Director

Mgmt

For

 

 

For

   4.3

Ratify KPMG AG as Auditors

Mgmt

For

 

 

For

   5

Approve CHF 16.5 Million Reduction in Share Capital via

Mgmt

For

 

 

For

 

Cancellation of 165 Million Shares

 

 

 

 

 

   6

Additional And/or Counter-proposals Presented At The Meeting

Mgmt

None

 

 

Against

   7

Mark the box at the right if you wish to give a Proxy to the independent

Mgmt

None

 

 

Against

 

representative, Mr. Jean-Ludovic Hartmann

 

 

 

 

 

 

 

 

 

 

 

 

PerkinElmer, Inc.

 

 

 

 

 

Ticker PKI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 26-Apr-11

 

Annual

 28-Feb-11

3,225

 

 

CUSIP:  714046109

 

 

 

 

Meeting ID:  627648

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Robert F. Friel

Mgmt

For

 

 

For

   2

Elect Director Nicholas A. Lopardo

Mgmt

For

 

 

For

   3

Elect Director Alexis P. Michas

Mgmt

For

 

 

For

   4

Elect Director James C. Mullen

Mgmt

For

 

 

For

   5

Elect Director Dr. Vicki L. Sato

Mgmt

For

 

 

For

   6

Elect Director Gabriel Schmergel

Mgmt

For

 

 

For

   7

Elect Director Kenton J. Sicchitano

Mgmt

For

 

 

For

   8

Elect Director Patrick J. Sullivan

Mgmt

For

 

 

For

   9

Elect Director G. Robert Tod

Mgmt

For

 

 

For

   10

Ratify Auditors

Mgmt

For

 

 

For

   11

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   12

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Canadian National Railway Company

 

 

 

 

 

Ticker CNR

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 27-Apr-11

 

Annual

 09-Mar-11

1,220

 

 

CUSIP:  136375102

 

 

 

 

Meeting ID:  620836

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Michael R. Armellino as Director

Mgmt

For

 

 

For

   2

Elect A. Charles Baillie as Director

Mgmt

For

 

 

For

   3

Elect Hugh J. Bolton as Director

Mgmt

For

 

 

For

   4

Elect Donald J. Carty as Director

Mgmt

For

 

 

For

   5

Elect Gordon D. Giffin as Director

Mgmt

For

 

 

For

   6

Elect Edith E. Holiday as Director

Mgmt

For

 

 

For

   7

Elect V. Maureen Kempston Darkes as Director

Mgmt

For

 

 

For

   8

Elect Denis Losier as Director

Mgmt

For

 

 

For

   9

Elect Edward C. Lumley as Director

Mgmt

For

 

 

For

   10

Elect David G.A. McLean as Director

Mgmt

For

 

 

For

   11

Elect Claude Mongeau as Director

Mgmt

For

 

 

For

   12

Elect James E. O'Connor as Director

Mgmt

For

 

 

For

   13

Elect Robert Pace as Director

Mgmt

For

 

 

For

   2

Ratify KPMG LLP as Auditors

Mgmt

For

 

 

For

   3

Advisory Vote on Executive Compensation Approach

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Berkshire Hathaway Inc.

 

 

 

 

 

Ticker BRK.B

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 30-Apr-11

 

Annual

 02-Mar-11

700

 

 

CUSIP:  084670108

 

 

 

 

Meeting ID:  628276

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Warren E. Buffett

Mgmt

For

 

 

For

   1.2

Elect Director Charles T. Munger

Mgmt

For

 

 

For

   1.3

Elect Director Howard G. Buffett

Mgmt

For

 

 

For

   1.4

Elect Director Stephen B. Burke

Mgmt

For

 

 

For

   1.5

Elect Director Susan L. Decker

Mgmt

For

 

 

For

   1.6

Elect Director William H. Gates III

Mgmt

For

 

 

For

   1.7

Elect Director David S. Gottesman

Mgmt

For

 

 

For

   1.8

Elect Director Charlotte Guyman

Mgmt

For

 

 

For

   1.9

Elect Director Donald R. Keough

Mgmt

For

 

 

For

   1.10

Elect Director Thomas S. Murphy

Mgmt

For

 

 

For

   1.11

Elect Director Ronald L. Olson

Mgmt

For

 

 

For

   1.12

Elect Director Walter Scott, Jr.

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Adopt Quantitative GHG Goals for Products and Operations

SH

Against

 

 

Against

 

 

 

 

 

 

 

General Dynamics Corporation

 

 

 

 

 

Ticker GD

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 04-May-11

 

Annual

 07-Mar-11

1,415

 

 

CUSIP:  369550108

 

 

 

 

Meeting ID:  630724

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Mary T. Barra

Mgmt

For

 

 

For

   2

Elect Director Nicholas D. Chabraja

Mgmt

For

 

 

For

   3

Elect Director James S. Crown

Mgmt

For

 

 

For

   4

Elect Director William P. Fricks

Mgmt

For

 

 

For

   5

Elect Director Jay L. Johnson

Mgmt

For

 

 

For

   6

Elect Director George A. Joulwan

Mgmt

For

 

 

For

   7

Elect Director Paul G. Kaminski

Mgmt

For

 

 

For

   8

Elect Director John M. Keane

Mgmt

For

 

 

For

   9

Elect Director Lester L. Lyles

Mgmt

For

 

 

For

   10

Elect Director William A. Osborn

Mgmt

For

 

 

For

   11

Elect Director Robert Walmsley

Mgmt

For

 

 

For

   12

Ratify Auditors

Mgmt

For

 

 

For

   13

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   14

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   15

Review and Assess Human Rights Policies

SH

Against

 

 

Against

   16

Amend Articles/Bylaws/Charter -- Call Special Meetings

SH

Against

 

 

For

 

 

 

 

 

 

 

Plains Exploration & Production Company

 

 

 

 

 

Ticker PXP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 05-May-11

 

Annual

 24-Mar-11

4,530

 

 

CUSIP:  726505100

 

 

 

 

Meeting ID:  635109

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director James C. Flores

Mgmt

For

 

 

For

   2

Elect Director Isaac Arnold, Jr.

Mgmt

For

 

 

For

   3

Elect Director Alan R. Buckwalter, III

Mgmt

For

 

 

For

   4

Elect Director Jerry L. Dees

Mgmt

For

 

 

For

   5

Elect Director Tom H. Delimitros

Mgmt

For

 

 

For

   6

Elect Director Thomas A. Fry, III

Mgmt

For

 

 

For

   7

Elect Director Charles G. Groat

Mgmt

For

 

 

For

   8

Elect Director John H. Lollar

Mgmt

For

 

 

For

   9

Ratify Auditors

Mgmt

For

 

 

For

   10

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   11

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Jefferies Group, Inc.

 

 

 

 

 

Ticker JEF

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 09-May-11

 

Annual

 14-Mar-11

3,725

 

 

CUSIP:  472319102

 

 

 

 

Meeting ID:  633025

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Richard B. Handler

Mgmt

For

 

 

For

   1.2

Elect Director Brian P. Friedman

Mgmt

For

 

 

For

   1.3

Elect Director W. Patrick Campbell

Mgmt

For

 

 

For

   1.4

Elect Director Ian M. Cumming

Mgmt

For

 

 

For

   1.5

Elect Director Richard G. Dooley

Mgmt

For

 

 

For

   1.6

Elect Director Robert E. Joyal

Mgmt

For

 

 

For

   1.7

Elect Director Michael T. O'Kane

Mgmt

For

 

 

For

   1.8

Elect Director Joseph S. Steinberg

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Brightpoint, Inc.

 

 

 

 

 

Ticker CELL

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 10-May-11

 

Annual

 18-Mar-11

7,290

 

 

CUSIP:  109473405

 

 

 

 

Meeting ID:  633923

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Richard W. Roedel

Mgmt

For

 

 

For

   1.2

Elect Director John F. Levy

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Chemtura Corporation

 

 

 

 

 

Ticker CHMT

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 10-May-11

 

Annual

 21-Mar-11

8,530

 

 

CUSIP:  163893209

 

 

 

 

Meeting ID:  636624

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Jeffrey D. Benjamin

Mgmt

For

 

 

For

   1.2

Elect Director Timothy J. Bernlohr

Mgmt

For

 

 

For

   1.3

Elect Director Anna C. Catalano

Mgmt

For

 

 

For

   1.4

Elect Director Alan S. Cooper

Mgmt

For

 

 

For

   1.5

Elect Director James W. Crownover

Mgmt

For

 

 

For

   1.6

Elect Director Jonathan F. Foster

Mgmt

For

 

 

For

   1.7

Elect Director Craig A. Rogerson

Mgmt

For

 

 

For

   1.8

Elect Director John K. Wulff

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   4

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Compass Minerals International, Inc.

 

 

 

 

 

Ticker CMP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 11-May-11

 

Annual

 14-Mar-11

870

 

 

CUSIP:  20451N101

 

 

 

 

Meeting ID:  634414

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Bradley J. Bell

Mgmt

For

 

 

For

   1.2

Elect Director Richard S. Grant

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

None

 

 

One Year

 

 

 

 

 

 

 

CVS Caremark Corporation

 

 

 

 

 

Ticker CVS

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 11-May-11

 

Annual

 15-Mar-11

2,775

 

 

CUSIP:  126650100

 

 

 

 

Meeting ID:  633933

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Edwin M. Banks

Mgmt

For

 

 

For

   2

Elect Director C. David Brown II

Mgmt

For

 

 

For

   3

Elect Director David W. Dorman

Mgmt

For

 

 

For

   4

Elect Director Anne M. Finucane

Mgmt

For

 

 

For

   5

Elect Director Kristen Gibney Williams

Mgmt

For

 

 

For

   6

Elect Director Marian L. Heard

Mgmt

For

 

 

For

   7

Elect Director Larry J. Merlo

Mgmt

For

 

 

For

   8

Elect Director Jean-Pierre Millon

Mgmt

For

 

 

For

   9

Elect Director Terrence Murray

Mgmt

For

 

 

For

   10

Elect Director C.A. Lance Piccolo

Mgmt

For

 

 

For

   11

Elect Director Richard J. Swift

Mgmt

For

 

 

For

   12

Elect Director Tony L. White

Mgmt

For

 

 

For

   13

Ratify Auditors

Mgmt

For

 

 

For

   14

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   15

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   16

Report on Political Contributions

SH

Against

 

 

For

   17

Provide Right to Act by Written Consent

SH

Against

 

 

For

 

 

 

 

 

 

 

Innospec Inc.

 

 

 

 

 

 

Ticker IOSP

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 11-May-11

 

Annual

 22-Mar-11

3,200

 

 

CUSIP:  45768S105

 

 

 

 

Meeting ID:  634410

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Milton C. Blackmore

Mgmt

For

 

 

For

   1.2

Elect Director Hugh G.C. Aldous

Mgmt

For

 

 

For

   1.3

Elect Director Joachim Roeser

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Amend Stock Option Plan

Mgmt

For

 

 

Against

   5

Amend Stock Option Plan

Mgmt

For

 

 

For

   6

Amend Non-Employee Director Stock Option Plan

Mgmt

For

 

 

For

 

 

 

 

 

 

 

SI Financial Group, Inc.

 

 

 

 

 

Ticker SIFI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 11-May-11

 

Annual

 14-Mar-11

11,420

 

 

CUSIP:  78425W102

 

 

 

 

Meeting ID:  635620

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Mark D. Alliod

Mgmt

For

 

 

For

   1.2

Elect Director Michael R. Garvey

Mgmt

For

 

 

For

   1.3

Elect Director Robert O. Gillard

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Magellan Health Services, Inc.

 

 

 

 

 

Ticker MGLN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 18-May-11

 

Annual

 31-Mar-11

1,525

 

 

CUSIP:  559079207

 

 

 

 

Meeting ID:  638508

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director William J. McBride

Mgmt

For

 

 

For

   1.2

Elect Director Robert M. Le Blanc

Mgmt

For

 

 

For

   1.3

Elect Director William D. Forrest

Mgmt

For

 

 

For

   1.4

Elect Director Barry M. Smith

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Approve Omnibus Stock Plan

Mgmt

For

 

 

Against

   5

Approve Qualified Employee Stock Purchase Plan

Mgmt

For

 

 

For

   6

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Lender Processing Services, Inc.

 

 

 

 

 

Ticker LPS

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 19-May-11

 

Annual

 21-Mar-11

2,550

 

 

CUSIP:  52602E102

 

 

 

 

Meeting ID:  635004

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Lee A. Kennedy

Mgmt

For

 

 

For

   1.2

Elect Director Philip G. Heasley

Mgmt

For

 

 

For

   1.3

Elect Director Susan E. Lester

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   5

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Innophos Holdings, Inc.

 

 

 

 

 

Ticker IPHS

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 20-May-11

 

Annual

 11-Apr-11

1,920

 

 

CUSIP:  45774N108

 

 

 

 

Meeting ID:  643038

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Gary Cappeline

Mgmt

For

 

 

For

   1.2

Elect Director Amado Cavazos

Mgmt

For

 

 

For

   1.3

Elect Director Randolph Gress

Mgmt

For

 

 

For

   1.4

Elect Director Linda Myrick

Mgmt

For

 

 

For

   1.5

Elect Director Karen Osar

Mgmt

For

 

 

For

   1.6

Elect Director John Steitz

Mgmt

For

 

 

For

   1.7

Elect Director Stephen M. Zide

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

MFA Financial, Inc.

 

 

 

 

 

Ticker MFA

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 24-May-11

 

Annual

 22-Mar-11

6,785

 

 

CUSIP:  55272X102

 

 

 

 

Meeting ID:  639726

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Stephen R. Blank

Mgmt

For

 

 

For

   1.2

Elect Director William S. Gorin

Mgmt

For

 

 

For

   2

Increase Authorized Capital Stock

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   5

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

ViewPoint Financial Group, Inc.

 

 

 

 

 

Ticker VPFG

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 24-May-11

 

Annual

 04-Apr-11

9,520

 

 

CUSIP:  92672A101

 

 

 

 

Meeting ID:  642257

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director James B. McCarley

Mgmt

For

 

 

For

   1.2

Elect Director Karen H. O'Shea

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Anworth Mortgage Asset Corporation

 

 

 

 

 

Ticker ANH

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 25-May-11

 

Annual

 25-Mar-11

9,210

 

 

CUSIP:  037347101

 

 

 

 

Meeting ID:  634207

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Lloyd McAdams

Mgmt

For

 

 

For

   2

Elect Director Lee A. Ault, III

Mgmt

For

 

 

For

   3

Elect Director Charles H. Black

Mgmt

For

 

 

For

   4

Elect Director Joe E. Davis

Mgmt

For

 

 

For

   5

Elect Director Robert C. Davis

Mgmt

For

 

 

For

   6

Elect Director Joseph E. McAdams

Mgmt

For

 

 

For

   7

Approve Externalization Proposal

Mgmt

For

 

 

For

   8

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   9

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   10

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Smurfit-Stone Container Corporation

 

 

 

 

 

Ticker SSCC

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 27-May-11

 

Special

 08-Apr-11

1,589

 

 

CUSIP:  83272A104

 

 

 

 

Meeting ID:  644872

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Approve Merger Agreement

Mgmt

For

 

 

For

   2

Adjourn Meeting

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Vishay Intertechnology, Inc.

 

 

 

 

 

Ticker VSH

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 01-Jun-11

 

Annual

 04-Apr-11

5,005

 

 

CUSIP:  928298108

 

 

 

 

Meeting ID:  640092

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Eliyahu Hurvitz

Mgmt

For

 

 

For

   1.2

Elect Director Abraham Ludomirski

Mgmt

For

 

 

For

   1.3

Elect Director Wayne M. Rogers

Mgmt

For

 

 

For

   1.4

Elect Director Ronald Ruzic

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Resolute Energy Corporation

 

 

 

 

 

Ticker REN

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 02-Jun-11

 

Annual

 18-Apr-11

2,570

 

 

CUSIP:  76116A108

 

 

 

 

Meeting ID:  644160

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Richard L. Covington

Mgmt

For

 

 

For

   1.2

Elect Director James M. Piccone

Mgmt

For

 

 

For

   1.3

Elect Director Robert M. Swartz

Mgmt

For

 

 

For

   2

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   3

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

   4

Amend Omnibus Stock Plan

Mgmt

For

 

 

Against

   5

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 

IAC/InterActiveCorp

 

 

 

 

 

Ticker IACI

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 16-Jun-11

 

Annual

 25-Apr-11

3,510

 

 

CUSIP:  44919P508

 

 

 

 

Meeting ID:  646230

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Gregory R. Blatt

Mgmt

For

 

 

For

   1.2

Elect Director Edgar Bronfman, Jr.

Mgmt

For

 

 

For

   1.3

Elect Director Barry Diller

Mgmt

For

 

 

For

   1.4

Elect Director Michael D. Eisner

Mgmt

For

 

 

For

   1.5

Elect Director Victor A. Kaufman

Mgmt

For

 

 

For

   1.6

Elect Director Donald R. Keough

Mgmt

For

 

 

For

   1.7

Elect Director Bryan Lourd

Mgmt

For

 

 

For

   1.8

Elect Director Arthur C. Martinez

Mgmt

For

 

 

For

   1.9

Elect Director David Rosenblatt

Mgmt

For

 

 

For

   1.10

Elect Director Alan G. Spoon

Mgmt

For

 

 

For

   1.11

Elect Director Alexander von Furstenberg

Mgmt

For

 

 

For

   1.12

Elect Director Richard F. Zannino

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

Vanda Pharmaceuticals Inc.

 

 

 

 

 

Ticker VNDA

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 16-Jun-11

 

Annual

 20-Apr-11

10,180

 

 

CUSIP:  921659108

 

 

 

 

Meeting ID:  645629

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Richard W. Dugan

Mgmt

For

 

 

For

   1.2

Elect Director Vincent J. Milano

Mgmt

For

 

 

For

   2

Ratify Auditors

Mgmt

For

 

 

For

   3

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   4

Advisory Vote on Say on Pay Frequency

Mgmt

Three Years

 

 

One Year

 

 

 

 

 

 

 

American Eagle Outfitters, Inc.

 

 

 

 

 

Ticker AEO

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 21-Jun-11

 

Annual

 25-Apr-11

6,775

 

 

CUSIP:  02553E106

 

 

 

 

Meeting ID:  646324

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Michael G. Jesselson

Mgmt

For

 

 

For

   2

Elect Director Roger S. Markfield

Mgmt

For

 

 

For

   3

Elect Director Jay L. Schottenstein

Mgmt

For

 

 

For

   4

Ratify Auditors

Mgmt

For

 

 

For

   5

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   6

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

 

 

 

 

 

 

 

Metalico, Inc.

 

 

 

 

 

 

Ticker MEA

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 22-Jun-11

 

Annual

 03-May-11

17,785

 

 

CUSIP:  591176102

 

 

 

 

Meeting ID:  648706

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1

Elect Director Carlos E. Aguero

Mgmt

For

 

 

For

   2

Elect Director Michael J. Drury

Mgmt

For

 

 

For

   3

Elect Director Bret R. Maxwell

Mgmt

For

 

 

For

   4

Elect Director Walter H. Barandiaran

Mgmt

For

 

 

For

   5

Elect Director Paul A. Garrett

Mgmt

For

 

 

For

   6

Elect Director Sean P. Duffy

Mgmt

For

 

 

For

   7

Ratify Auditors

Mgmt

For

 

 

For

   8

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   9

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   10

Other Business

Mgmt

For

 

 

For

 

 

 

 

 

 

 

Phillips-Van Heusen Corporation

 

 

 

 

 

Ticker PVH

Meeting Date

 

Meeting Type

Record Date

Shares Voted

 

 

 23-Jun-11

 

Annual

 26-Apr-11

1,720

 

 

CUSIP:  718592108

 

 

 

 

Meeting ID:  648855

 

 

Proponent

Mgmt Rec

 

 

Vote Instruction

   1.1

Elect Director Mary Baglivo

Mgmt

For

 

 

For

   1.2

Elect Director Emanuel Chirico

Mgmt

For

 

 

For

   1.3

Elect Director Juan Figuereo

Mgmt

For

 

 

For

   1.4

Elect Director Joseph B. Fuller

Mgmt

For

 

 

For

   1.5

Elect Director Fred Gehring

Mgmt

For

 

 

For

   1.6

Elect Director Margaret L. Jenkins

Mgmt

For

 

 

For

   1.7

Elect Director David Landau

Mgmt

For

 

 

For

   1.8

Elect Director Bruce Maggin

Mgmt

For

 

 

For

   1.9

Elect Director V. James Marino

Mgmt

For

 

 

For

   1.10

Elect Director Henry Nasella

Mgmt

For

 

 

For

   1.11

Elect Director Rita M. Rodriguez

Mgmt

For

 

 

For

   1.12

Elect Director Craig Rydin

Mgmt

For

 

 

For

   1.13

Elect Director Christian Stahl

Mgmt

For

 

 

For

   2

Change Company Name

Mgmt

For

 

 

For

   3

Amend Omnibus Stock Plan

Mgmt

For

 

 

For

   4

Advisory Vote to Ratify Named Executive Officers' Compensation

Mgmt

For

 

 

For

   5

Advisory Vote on Say on Pay Frequency

Mgmt

One Year

 

 

One Year

   6

Ratify Auditors

Mgmt

For

 

 

For

 

 

 

 

 

 

 


SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


PARADIGM FUNDS


By: /s/ Candace King Weir                             

       Candace King Weir, President


Date:        8-25-11