N-PX 1 pcmnpx04.htm Converted by FileMerlin

                  UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549

                 FORM N-PX

                   ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
                              INVESTMENT COMPANIES
 

Investment Company Act file number:   811-21233  
                                   ----------------------

PARADIGM FUNDS
-------------------------------------------------------------------------
 (Exact name of registrant as specified in charter)

Nine Elk Street, Albany , NY 12207-1002
-------------------------------------------------------------------------
 (Address of principle executive offices)

Mae Cavoli
Paradigm Funds
Nine Elk Street, Albany, NY 12207-1002
-------------------------------------------------------------------------
 (Name and address of agent for service)

 

Registrant's telephone number, including area code: 518-431-3500

Date of Fiscal year-end: 12/31/2004

Date of reporting period: 7/1/2003 - 6/30/2004

 

 

Item 1. Proxy Voting Record

Account Number: 42540000

ISSUER NAME

TICKER

CUSIP

MTG DATE

MTG TYPE

 

 

 

 

Proposal Type

Voted?

Vote

For/Agnst Mgmt

Interland

INLD 

458727104 

7/1/03 

Annual 

1.00

  Elect Directors

MGMT

YES

FOR

FOR

 

CSS Industries

CSS 

125906107 

8/6/03 

Annual 

1.00

  Elect Directors

MGMT

YES

FOR

FOR

 

Columbus McKinnon

CMCO 

199333105 

8/18/03 

Annual 

1.00

  Elect Directors

MGMT

YES

FOR

FOR

 

Monro Muffler Brake

MNRO 

610236101 

8/19/03 

Annual 

1.00

  Elect Directors

MGMT

YES

FOR

FOR

2.00

  Adopt Director Stock Option Plan

MGMT

YES

FOR

FOR

3.00

  Add Shares to Stock Option Plan

MGMT

YES

AGNST

AGNST

4.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

 

Gerber Scientific

GRB 

373730100 

9/18/03 

Annual 

1.00

  Elect Directors

MGMT

YES

FOR

FOR

2.00

  Adopt Stock Option Plan

MGMT

YES

FOR

FOR

3.00

  Adopt Deferred Compensation Plan

MGMT

YES

FOR

FOR

4.00

  Repeal Classified Board

SHLDR

YES

AGNST

FOR

 

Cadmus Communications

CDMS 

127587103 

11/5/03 

Annual 

1.00

  Elect Directors

MGMT

YES

FOR

FOR

2.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

3.00

  Approve Other Business

MGMT

YES

FOR

FOR

 

Motorcar Parts & Accessories, Inc.

MPAA 

620071100 

12/17/03 

Annual 

1.00

  Elect Directors

MGMT

YES

FOR

FOR

 

  Elect Director Nominee

2.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

 

  Ratify Selection of Auditors

3.00

  Adopt Stock Option Plan

MGMT

YES

AGNST

AGNST

4.00

  Approve Name Change

MGMT

YES

FOR

FOR

 

Sylvan

SYLN 

871371100 

12/29/03 

Annual 

1.00

  Elect Directors

MGMT

YES

FOR

FOR

 

Intermet

INMT 

45881K104 

4/15/04 

Annual 

1.01

  Elect John E. Doddridge

MGMT

YES

FOR

FOR

1.02

  Elect John P. Crecine

MGMT

YES

FOR

FOR

1.03

  Elect Julia D. Darlow

MGMT

YES

FOR

FOR

1.04

  Elect Norman Ehlers

MGMT

YES

FOR

FOR

1.05

  Elect John R. Horne

MGMT

YES

FOR

FOR

1.06

  Elect Thomas H. Jeffs II

MGMT

YES

FOR

FOR

1.07

  Elect Charles G. McClure

MGMT

YES

FOR

FOR

1.08

  Elect Richard A. Nawrocki

MGMT

YES

FOR

FOR

1.09

  Elect Richard J. Peters

MGMT

YES

FOR

FOR

1.10

  Elect Pamela E. Rodgers

MGMT

YES

FOR

FOR

1.11

  Elect Gary F. Ruff

MGMT

YES

FOR

FOR

2.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

 

Curtiss-Wright

CW 

231561101 

4/23/04 

Annual 

1.01

  Elect Martin R. Benante

MGMT

YES

FOR

FOR

1.02

  Elect James B. Busey IV

MGMT

YES

FOR

FOR

1.03

  Elect David Lasky

MGMT

YES

FOR

FOR

1.04

  Elect Carl G. Miller

MGMT

YES

FOR

FOR

1.05

  Elect William B. Mitchell

MGMT

YES

FOR

FOR

1.06

  Elect John R. Myers

MGMT

YES

FOR

FOR

1.07

  Elect William W. Sihler

MGMT

YES

FOR

FOR

1.08

  Elect J. McLain Stewart

MGMT

YES

FOR

FOR

2.01

  Elect S. Marce Fuller

MGMT

YES

FOR

FOR

3.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

 

Blair

BL 

092828102 

4/29/04 

Annual 

1.01

  Elect Steven M. Blair

MGMT

YES

FOR

FOR

1.02

  Elect Robert D. Crowley

MGMT

YES

FOR

FOR

1.03

  Elect Harriet Edelman

MGMT

YES

FOR

FOR

1.04

  Elect Cynthia A. Fields

MGMT

YES

FOR

FOR

1.05

  Elect Bryan J. Flanagan

MGMT

YES

FOR

FOR

1.06

  Elect John O. Hanna

MGMT

YES

FOR

FOR

1.07

  Elect Craig N. Johnson

MGMT

YES

FOR

FOR

1.08

  Elect Murray K. McComas

MGMT

YES

FOR

FOR

1.09

  Elect Thomas P. McKeever

MGMT

YES

FOR

FOR

1.10

  Elect Ronald L. Ramseyer

MGMT

YES

FOR

FOR

1.11

  Elect Michael A. Schuler

MGMT

YES

FOR

FOR

1.12

  Elect John E. Zawacki

MGMT

YES

FOR

FOR

2.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

 

Rogers

ROG 

775133101 

4/29/04 

Annual 

1.00

  Approve Board Size

MGMT

YES

FOR

FOR

2.01

  Elect Leonard M. Baker

MGMT

YES

FOR

FOR

2.02

  Elect Walter E. Boomer

MGMT

YES

FOR

FOR

2.03

  Elect Edward L. Diefenthal

MGMT

YES

FOR

FOR

2.04

  Elect Gregory B. Howey

MGMT

YES

FOR

FOR

2.05

  Elect Leonard R. Jaskol

MGMT

YES

FOR

FOR

2.06

  Elect Eileen S. Kraus

MGMT

YES

FOR

FOR

2.07

  Elect William E. Mitchell

MGMT

YES

FOR

FOR

2.08

  Elect Robert G. Paul

MGMT

YES

FOR

FOR

2.09

  Elect Robert D. Wachob

MGMT

YES

FOR

FOR

3.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

4.00

  Approve Non-Technical Bylaw Amendments

MGMT

YES

FOR

FOR

 

Brush Engineered Materials

BW 

117421107 

5/4/04 

Annual 

1.01

  Elect Joseph P. Keithley

MGMT

YES

FOR

FOR

1.02

  Elect William R. Robertson

MGMT

YES

FOR

FOR

1.03

  Elect John Sherwin Jr.

MGMT

YES

FOR

FOR

 

Aquila

ILA 

03840P102 

5/5/04 

Annual 

1.01

  Elect John R. Baker

MGMT

YES

FOR

FOR

1.02

  Elect Irvine O. Hockaday Jr.

MGMT

YES

FOR

FOR

1.03

  Elect Heidi E. Hutter

MGMT

YES

FOR

FOR

1.04

  Elect Stanley O. Ikenberry

MGMT

YES

FOR

FOR

 

Washington Group International

WGII 

938862208 

5/7/04 

Annual 

1.00

  Repeal Classified Board

MGMT

YES

FOR

FOR

2.01

  Elect Stephen G. Hanks

MGMT

YES

FOR

FOR

2.02

  Elect Michael P. Monaco

MGMT

YES

FOR

FOR

2.03

  Elect Cordell Reed

MGMT

YES

FOR

FOR

2.04

  Elect Bettina M. Whyte

MGMT

YES

FOR

FOR

3.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

4.00

  Adopt Stock Option Plan

MGMT

YES

FOR

FOR

 

Lesco

LSCO 

526872106 

5/12/04 

Annual 

1.01

  Elect Ronald Best

MGMT

YES

FOR

FOR

1.02

  Elect Robert F. Burkhardt

MGMT

YES

FOR

FOR

1.03

  Elect Michael P. DiMino

MGMT

YES

FOR

FOR

1.04

  Elect J. Martin Erbaugh

MGMT

YES

FOR

FOR

1.05

  Elect Michael E. Gibbons

MGMT

YES

FOR

FOR

1.06

  Elect Enrique Foster Gittes

MGMT

YES

FOR

FOR

1.07

  Elect Lee C. Howley Jr.

MGMT

YES

FOR

FOR

1.08

  Elect Christopher H.B. Mills

MGMT

YES

FOR

FOR

1.09

  Elect R. Lawrence Roth

MGMT

YES

FOR

FOR

 

K-Tron International

KTII 

482730108 

5/14/04 

Annual 

1.01

  Elect Norman Cohen

MGMT

YES

FOR

FOR

1.02

  Elect Richard J. Pinola

MGMT

YES

FOR

FOR

 

Metals USA

MUSA 

591324207 

5/17/04 

Annual 

1.00

  Elect Directors

MGMT

YES

FOR

FOR

 

  Elect Director Nominee

2.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

 

  Ratify Selection of Auditors

3.00

  Adopt Stock Option Plan

MGMT

YES

AGNST

AGNST

4.00

  Approve Name Change

MGMT

YES

FOR

FOR

 

Allied Holdings Inc

AHI 

019223106 

5/19/04 

Annual 

1.01

  Elect Thomas E. Boland

MGMT

YES

FOR

FOR

1.02

  Elect Guy W. Rutland IV

MGMT

YES

FOR

FOR

1.03

  Elect Berner F. Wilson Jr.

MGMT

YES

FOR

FOR

2.00

  Adopt Stock Option Plan

MGMT

YES

FOR

FOR

 

Corn Products International Inc

CPO 

219023108 

5/19/04 

Annual 

1.01

  Elect Karen L. Hendricks

MGMT

YES

FOR

FOR

1.02

  Elect Bernard H. Kastory

MGMT

YES

FOR

FOR

1.03

  Elect Barbara A. Klein

MGMT

YES

FOR

FOR

1.04

  Elect Samuel C. Scott III

MGMT

YES

FOR

FOR

2.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

 

Friendly Ice Cream

FRN 

358497105 

5/19/04 

Annual 

1.01

  Elect Michael J. Daly

MGMT

YES

FOR

FOR

1.02

  Elect Burton J. Manning

MGMT

YES

FOR

FOR

2.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

 

SEACOR Holdings Inc

CKH 

811904101 

5/19/04 

Annual 

1.01

  Elect Charles L. Fabrikant

MGMT

YES

FOR

FOR

1.02

  Elect Andrew R. Morse

MGMT

YES

FOR

FOR

1.03

  Elect Michael E. Gellert

MGMT

YES

FOR

FOR

1.04

  Elect Stephen Stamas

MGMT

YES

FOR

FOR

1.05

  Elect Richard M. Fairbanks III

MGMT

YES

FOR

FOR

1.06

  Elect Pierre de Demandolx

MGMT

YES

FOR

FOR

1.07

  Elect John C. Hadjipateras

MGMT

YES

FOR

FOR

1.08

  Elect Oivind A. F. Lorentzen

MGMT

YES

FOR

FOR

1.09

  Elect James A. F. Cowderoy

MGMT

YES

FOR

FOR

1.10

  Elect Steven J. Wisch

MGMT

YES

FOR

FOR

2.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

 

Harvest Natural Resources

HNR 

41754V103 

5/20/04 

Annual 

1.01

  Elect Stephen D. Chesebro

MGMT

YES

FOR

FOR

1.02

  Elect John U. Clarke

MGMT

YES

FOR

FOR

1.03

  Elect Byron A. Dunn

MGMT

YES

FOR

FOR

1.04

  Elect H. H. Hardee

MGMT

YES

FOR

FOR

1.05

  Elect Peter J. Hill

MGMT

YES

FOR

FOR

1.06

  Elect Patrick M. Murray

MGMT

YES

FOR

FOR

2.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

3.00

  Adopt Stock Option Plan

MGMT

YES

FOR

FOR

 

Sierra Health Services

SIE 

826322109 

5/20/04 

Annual 

1.01

  Elect Albert L. Greene

MGMT

YES

FOR

FOR

1.02

  Elect Erin E. MacDonald

MGMT

YES

FOR

FOR

1.03

  Elect William J. Raggio

MGMT

YES

FOR

FOR

1.04

  Elect Charles L. Ruthe

MGMT

YES

FOR

FOR

2.00

  Add Shares to Employee Stock Purchase Plan

MGMT

YES

FOR

FOR

3.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

 

Atlantic Tele-Network

ANK 

049079205 

5/21/04 

Annual 

1.01

  Elect Ernest A. Burri

MGMT

YES

FOR

FOR

1.02

  Elect Cornelius B. Prior, Jr

MGMT

YES

FOR

FOR

1.03

  Elect Charles J. Roesslein

MGMT

YES

FOR

FOR

1.04

  Elect Henry U. Wheatley

MGMT

YES

FOR

FOR

 

Mestek Inc

MCC 

590829107 

5/25/04 

Annual 

1.01

  Elect William J. Coad

MGMT

YES

FOR

FOR

1.02

  Elect David M. Kelly

MGMT

YES

FOR

FOR

1.03

  Elect Winston R. Hindle Jr.

MGMT

YES

FOR

FOR

1.04

  Elect David W. Hunter

MGMT

YES

FOR

FOR

1.05

  Elect George F. King

MGMT

YES

FOR

FOR

1.06

  Elect John E. Reed

MGMT

YES

FOR

FOR

1.07

  Elect Stewart B. Reed

MGMT

YES

FOR

FOR

1.08

  Elect Edward J. Trainor

MGMT

YES

FOR

FOR

 

MIM

MIMS 

553044108 

5/25/04 

Annual 

1.01

  Elect Richard A. Cirillo

MGMT

YES

FOR

FOR

1.02

  Elect Charlotte W. Collins

MGMT

YES

FOR

FOR

1.03

  Elect Louis T. DiFazio

MGMT

YES

FOR

FOR

1.04

  Elect Harold Ford Sr.

MGMT

YES

FOR

FOR

1.05

  Elect Richard H. Friedman

MGMT

YES

FOR

FOR

1.06

  Elect Michael Kooper

MGMT

YES

FOR

FOR

1.07

  Elect Louis A. Luzzi

MGMT

YES

FOR

FOR

1.08

  Elect Jack L. Salzman

MGMT

YES

FOR

FOR

1.09

  Elect Ronald K. Shelp

MGMT

YES

FOR

FOR

2.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

 

Superior Energy Services

SPN 

868157108 

5/25/04 

Annual 

1.01

  Elect Terence E. Hall

MGMT

YES

FOR

FOR

1.02

  Elect Joseph R. Edwards

MGMT

YES

FOR

FOR

1.03

  Elect Justin L. Sullivan

MGMT

YES

FOR

FOR

1.04

  Elect Ben A. Guill

MGMT

YES

FOR

FOR

1.05

  Elect Richard A. Bachmann

MGMT

YES

FOR

FOR

1.06

  Elect Richard A. Pattarozzi

MGMT

YES

FOR

FOR

1.07

  Elect Enoch L. Dawkins

MGMT

YES

FOR

FOR

2.00

  Adopt Director Stock Award Plan

MGMT

YES

FOR

FOR

3.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

 

21st Century Insurance Group

TW 

90130N103 

5/26/04 

Annual 

1.01

  Elect John B. De Nault III

MGMT

YES

FOR

FOR

1.02

  Elect Carlene M. Ellis

MGMT

YES

FOR

FOR

1.03

  Elect R. Scott Foster

MGMT

YES

FOR

FOR

1.04

  Elect Roxani M. Gillespie

MGMT

YES

FOR

FOR

1.05

  Elect Jeffery L. Hayman

MGMT

YES

FOR

FOR

1.06

  Elect Phillip I. Isenberg

MGMT

YES

FOR

FOR

1.07

  Elect Bruce W. Marlow

MGMT

YES

FOR

FOR

1.08

  Elect James P. Miscoll

MGMT

YES

FOR

FOR

1.09

  Elect Keith W. Renken

MGMT

YES

FOR

FOR

1.10

  Elect Robert M. Sandler

MGMT

YES

FOR

FOR

1.11

  Elect Howard I. Smith

MGMT

YES

FOR

FOR

2.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

3.00

  Approve Annual Bonus Plan

MGMT

YES

FOR

FOR

4.00

  Adopt Stock Option Plan

MGMT

YES

FOR

FOR

 

Pre-Paid Legal Services Inc

PPD 

740065107 

5/28/04 

Annual 

1.01

  Elect Peter K. Grunebaum

MGMT

YES

FOR

FOR

 

Virco Manufacturing

VIR 

927651109 

6/8/04 

Annual 

1.01

  Elect Douglas A. Virtue

MGMT

YES

FOR

FOR

1.02

  Elect Evan M. Gruber

MGMT

YES

FOR

FOR

1.03

  Elect Albert J. Moyer

MGMT

YES

FOR

FOR

2.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

 

United Industrial Corp

UIC 

910671106 

6/10/04 

Annual 

1.00

  Repeal Classified Board

MGMT

YES

FOR

FOR

2.00

  Eliminate Supermajority Lock-in

MGMT

YES

FOR

FOR

3.00

  Approve Non-Technical Charter Amendments

MGMT

YES

FOR

FOR

4.00

  Approve Name Change

MGMT

YES

FOR

FOR

5.00

  Authorize Preferred Stock

MGMT

YES

FOR

FOR

6.00

  Eliminate Cumulative Voting

MGMT

YES

FOR

FOR

7.00

  Adopt Stock Option Plan

MGMT

YES

FOR

FOR

8.01

  Elect Warren G. Lichtenstein

MGMT

YES

FOR

FOR

8.02

  Elect Richard I. Neal

MGMT

YES

FOR

FOR

9.00

  Ratify Selection of Auditors

MGMT

YES

FOR

FOR

10.00

  Approve Other Business

MGMT

YES

FOR

FOR

 

Aviall Inc

AVL 

05366B102 

6/18/04 

Annual 

1.01

  Elect Donald R. Muzyka

MGMT

YES

FOR

FOR

1.02

  Elect Jonathan M. Schofield

MGMT

YES

FOR

FOR

1.03

  Elect Peter J. Clare

MGMT

YES

FOR

FOR

2.00

  Add Shares to Director Stock Option Plan

MGMT

YES

FOR

FOR

3.00

  Amend Stock Option Plan

MGMT

YES

FOR

FOR

 

  Add Shares to Stock Option Plan

 

National Western Life Insurance

NWLIA 

638522102 

6/25/04 

Annual 

1.01

  Elect Robert L. Moody

MGMT

YES

FOR

FOR

1.02

  Elect Harry L. Edwards

MGMT

YES

FOR

FOR

1.03

  Elect Stephen E. Glasgow

MGMT

YES

FOR

FOR

1.04

  Elect E.J. Pederson

MGMT

YES

FOR

FOR

2.00

  Amend Director Stock Option Plan

MGMT

YES

FOR

FOR

 

  Extend Term of Stock Option Plan

 





Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to be have been voted against management's recommendation, regardless of whether the recommendation is 'For' or 'Against,' except where management has made no recommendation or has recommended that shareholders 'Abstain.'

Where management has recommended that shareholders 'Abstain' from voting on a ballot item: 1) a ballot market 'Abstain' is considered to have been voted for management's recommendation to 'Abstain' and 2) a ballot voted 'For" or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'

Where management has made no recommendation on a ballot item, the abbreviation "N/A" is used to denote that there is no applicable recommendation compared to which a vote may be 'For' or 'Against' the recommendation of management.


 

SIGNATURES:


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 


PARADIGM FUNDS
       (Registrant)


By: /s/ Candace King Weir                                        
       Candace King Weir, President


Date:   8/31/04