0001209191-19-016540.txt : 20190305
0001209191-19-016540.hdr.sgml : 20190305
20190305163621
ACCESSION NUMBER: 0001209191-19-016540
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190301
FILED AS OF DATE: 20190305
DATE AS OF CHANGE: 20190305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRENDEL FRANK M
CENTRAL INDEX KEY: 0001196634
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36146
FILM NUMBER: 19658966
MAIL ADDRESS:
STREET 1: NEXTEL COMMUNICATIONS INC
STREET 2: 2001 EDMUND HALLEY DRIVE
CITY: RESTON
STATE: VA
ZIP: 20191
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CommScope Holding Company, Inc.
CENTRAL INDEX KEY: 0001517228
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 274332098
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 COMMSCOPE PLACE, SE
CITY: HICKORY
STATE: NC
ZIP: 28602
BUSINESS PHONE: 828-324-2200
MAIL ADDRESS:
STREET 1: 1100 COMMSCOPE PLACE, SE
CITY: HICKORY
STATE: NC
ZIP: 28602
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-01
0
0001517228
CommScope Holding Company, Inc.
COMM
0001196634
DRENDEL FRANK M
C/O COMMSCOPE HOLDING COMPANY, INC.,
1100 COMMSCOPE PLACE, SE
HICKORY
NC
28602
1
0
0
0
Common Stock
2019-03-01
4
A
0
3053
0.00
A
2319887
D
Common Stock
2019-03-01
4
M
0
260823
2.96
A
2580710
D
Common Stock
2019-03-01
4
S
0
260823
23.6191
D
2319887
D
Common Stock
2019-03-04
4
M
0
19320
2.96
A
2339207
D
Common Stock
2019-03-04
4
S
0
19320
23.5273
D
2319887
D
Common Stock
28350
I
By GRAT
Common Stock
28350
I
By GRAT
Common Stock
28350
I
By GRAT
Common Stock
15750
I
By Family Trust
Common Stock
117580
I
By Marital Trust
Stock Option (Right to Buy)
2.96
2019-03-01
4
M
0
260823
0.00
D
2011-01-14
2019-03-24
Common Stock
260823
19320
D
Stock Option (Right to Buy)
2.96
2019-03-04
4
M
0
19320
0.00
D
2011-01-14
2019-03-24
Common Stock
19320
0
D
On March 1, 2018, the reporting person was granted 4,869 performance share units, which number could be increased or decreased based
upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria were met at
a level between threshold and target, resulting in a total of 3,053 performance share units earned, which will vest on 03/01/2020, subject to the reporting person's continued employment with the issuer.
As previously reported, includes (a) 3,278 restricted stock units that were granted on 02/27/2017 and will vest on 02/27/2020; and (b) 6,492 restricted stock units that were granted on 03/01/2018 and will
vest ratably on 03/01/2020 and 03/01/2021, each subject to the reporting person's continued employment with
the issuer.
The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2018.
The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $23.37 to $23.84. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $23.47 to $23.64. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
/s/Frank B. Wyatt, II, under a Power of Attorney
2019-03-05