0001209191-19-016540.txt : 20190305 0001209191-19-016540.hdr.sgml : 20190305 20190305163621 ACCESSION NUMBER: 0001209191-19-016540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRENDEL FRANK M CENTRAL INDEX KEY: 0001196634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36146 FILM NUMBER: 19658966 MAIL ADDRESS: STREET 1: NEXTEL COMMUNICATIONS INC STREET 2: 2001 EDMUND HALLEY DRIVE CITY: RESTON STATE: VA ZIP: 20191 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CommScope Holding Company, Inc. CENTRAL INDEX KEY: 0001517228 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 274332098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 COMMSCOPE PLACE, SE CITY: HICKORY STATE: NC ZIP: 28602 BUSINESS PHONE: 828-324-2200 MAIL ADDRESS: STREET 1: 1100 COMMSCOPE PLACE, SE CITY: HICKORY STATE: NC ZIP: 28602 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-01 0 0001517228 CommScope Holding Company, Inc. COMM 0001196634 DRENDEL FRANK M C/O COMMSCOPE HOLDING COMPANY, INC., 1100 COMMSCOPE PLACE, SE HICKORY NC 28602 1 0 0 0 Common Stock 2019-03-01 4 A 0 3053 0.00 A 2319887 D Common Stock 2019-03-01 4 M 0 260823 2.96 A 2580710 D Common Stock 2019-03-01 4 S 0 260823 23.6191 D 2319887 D Common Stock 2019-03-04 4 M 0 19320 2.96 A 2339207 D Common Stock 2019-03-04 4 S 0 19320 23.5273 D 2319887 D Common Stock 28350 I By GRAT Common Stock 28350 I By GRAT Common Stock 28350 I By GRAT Common Stock 15750 I By Family Trust Common Stock 117580 I By Marital Trust Stock Option (Right to Buy) 2.96 2019-03-01 4 M 0 260823 0.00 D 2011-01-14 2019-03-24 Common Stock 260823 19320 D Stock Option (Right to Buy) 2.96 2019-03-04 4 M 0 19320 0.00 D 2011-01-14 2019-03-24 Common Stock 19320 0 D On March 1, 2018, the reporting person was granted 4,869 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria were met at a level between threshold and target, resulting in a total of 3,053 performance share units earned, which will vest on 03/01/2020, subject to the reporting person's continued employment with the issuer. As previously reported, includes (a) 3,278 restricted stock units that were granted on 02/27/2017 and will vest on 02/27/2020; and (b) 6,492 restricted stock units that were granted on 03/01/2018 and will vest ratably on 03/01/2020 and 03/01/2021, each subject to the reporting person's continued employment with the issuer. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2018. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $23.37 to $23.84. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $23.47 to $23.64. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. /s/Frank B. Wyatt, II, under a Power of Attorney 2019-03-05