0001225208-19-011828.txt : 20190822 0001225208-19-011828.hdr.sgml : 20190822 20190822174912 ACCESSION NUMBER: 0001225208-19-011828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190820 FILED AS OF DATE: 20190822 DATE AS OF CHANGE: 20190822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCIA WILLIAM C CENTRAL INDEX KEY: 0001209904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50194 FILM NUMBER: 191046774 MAIL ADDRESS: STREET 1: HEALTH MANAGEMENT SYSTEMS STREET 2: 401 PARK AVENUE S CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMS HOLDINGS CORP CENTRAL INDEX KEY: 0001196501 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 113656261 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 214-453-3000 MAIL ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 4 1 doc4.xml X0306 4 2019-08-20 0001196501 HMS HOLDINGS CORP HMSY 0001209904 LUCIA WILLIAM C 5615 HIGH POINT DRIVE IRVING TX 75038 1 1 Chairman, President and CEO Common Stock 2019-08-20 4 M 0 5252.0000 13.9400 A 148584.0000 D Common Stock 2019-08-20 4 S 0 5252.0000 39.0900 D 143332.0000 D Common Stock 2019-08-21 4 M 0 3100.0000 13.9400 A 146432.0000 D Common Stock 2019-08-21 4 S 0 3100.0000 39.0600 D 143332.0000 D Common Stock 636191.0000 I By Lucia Family Trust Nonqualified Stock Option (Right to Buy) 13.9400 2019-08-20 4 M 0 5252.0000 0.0000 D 2023-03-01 Common Stock 5252.0000 35105.0000 D Nonqualified Stock Option (Right to Buy) 13.9400 2019-08-21 4 M 0 3100.0000 0.0000 D 2023-03-01 Common Stock 3100.0000 32005.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.14, inclusive. These shares are indirectly owned by The William C Lucia Family Trust, a revocable trust for which the Reporting Person is Trustee. Taking into account shares owned both directly and indirectly by family trust, the Reporting Person beneficially owned an aggregate of 779,523 shares following the transactions reported on this Form 4. The option vested in three equal installments on March 2, 2017, 2018 and 2019. Kimberly J. Day, as Attorney-in-Fact for William C. Lucia 2019-08-22