0001225208-19-005378.txt : 20190315 0001225208-19-005378.hdr.sgml : 20190315 20190315190731 ACCESSION NUMBER: 0001225208-19-005378 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190313 FILED AS OF DATE: 20190315 DATE AS OF CHANGE: 20190315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartz Bart M CENTRAL INDEX KEY: 0001498706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50194 FILM NUMBER: 19686397 MAIL ADDRESS: STREET 1: 401 PARK AVENUE SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMS HOLDINGS CORP CENTRAL INDEX KEY: 0001196501 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 113656261 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 214-453-3000 MAIL ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 4 1 doc4.xml X0306 4 2019-03-13 0001196501 HMS HOLDINGS CORP HMSY 0001498706 Schwartz Bart M 5615 HIGH POINT DRIVE IRVING TX 75038 1 Common Stock 2019-03-13 4 M 0 8172.0000 11.2000 A 74874.0000 D Common Stock 2019-03-13 4 M 0 3530.0000 21.3600 A 78404.0000 D Common Stock 2019-03-13 4 M 0 3422.0000 21.6300 A 81826.0000 D Common Stock 2019-03-13 4 M 0 2766.0000 27.7900 A 84592.0000 D Common Stock 2019-03-13 4 M 0 2110.0000 16.5400 A 86702.0000 D Common Stock 2019-03-13 4 S 0 20000.0000 32.4100 D 66702.0000 D Nonqualified Stock Option (Right to Buy) 27.7900 2019-03-13 4 M 0 2766.0000 0.0000 D 2019-10-04 Common Stock 2766.0000 0.0000 D Nonqualified Stock Option (Right to Buy) 11.2000 2019-03-13 4 M 0 8172.0000 0.0000 D 2022-11-10 Common Stock 8172.0000 0.0000 D Nonqualified Stock Option (Right to Buy) 21.6300 2019-03-13 4 M 0 3422.0000 0.0000 D 2021-11-11 Common Stock 3422.0000 0.0000 D Nonqualified Stock Option (Right to Buy) 16.5400 2019-03-13 4 M 0 2110.0000 0.0000 D 2026-11-11 Common Stock 2110.0000 1630.0000 D Nonqualified Stock Option (Right to Buy) 21.3600 2019-03-13 4 M 0 3530.0000 0.0000 D 2020-11-14 Common Stock 3530.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.32 to $32.82, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. The option vested in four equal installments on December 31, 2012, March 31, 2013, June 30, 2013 and September 30, 2013. The option vested in four equal installments on December 31, 2015, March 31, 2016, June 30, 2016 and September 30, 2016. The option vested in four equal installments on December 31, 2014, March 31, 2015, June 30, 2015 and September 30, 2015. The option vested in four equal installments on December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017. The option vested in four equal installments on December 31, 2013, March 31, 2014, June 30, 2014 and September 30, 2014. Kimberly J. Day, as Attorney-in-Fact for Bart M. Schwartz 2019-03-15