0001225208-18-016035.txt : 20181130 0001225208-18-016035.hdr.sgml : 20181130 20181130194231 ACCESSION NUMBER: 0001225208-18-016035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181129 FILED AS OF DATE: 20181130 DATE AS OF CHANGE: 20181130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Douglas M. CENTRAL INDEX KEY: 0001593860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50194 FILM NUMBER: 181212502 MAIL ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMS HOLDINGS CORP CENTRAL INDEX KEY: 0001196501 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 113656261 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 214-453-3000 MAIL ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 4 1 doc4.xml X0306 4 2018-11-29 0001196501 HMS HOLDINGS CORP HMSY 0001593860 Williams Douglas M. 5615 HIGH POINT DRIVE IRVING TX 75038 1 President, Markets and Product Common Stock 2018-11-29 4 M 0 15560.0000 21.6300 A 144771.0000 D Common Stock 2018-11-29 4 M 0 9260.0000 22.5400 A 154031.0000 D Common Stock 2018-11-29 4 S 0 24820.0000 35.1302 D 129211.0000 D Common Stock 2018-11-30 4 M 0 16171.0000 16.7700 A 145382.0000 D Common Stock 2018-11-30 4 M 0 2567.0000 21.6300 A 147949.0000 D Common Stock 2018-11-30 4 S 0 18738.0000 35.5897 D 129211.0000 D Nonqualified Stock Option (Right to Buy) 21.6300 2018-11-29 4 M 0 15560.0000 0.0000 D 2021-11-11 Common Stock 15560.0000 2567.0000 D Nonqualified Stock Option (Right to Buy) 22.5400 2018-11-29 4 M 0 9260.0000 0.0000 D 2020-12-08 Common Stock 9260.0000 0.0000 D Nonqualified Stock Option (Right to Buy) 16.7700 2018-11-30 4 M 0 16171.0000 0.0000 D 2022-03-03 Common Stock 16171.0000 85618.0000 D Nonqualified Stock Option (Right to Buy) 21.6300 2018-11-30 4 M 0 2567.0000 0.0000 D 2021-11-11 Common Stock 2567.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.51, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.20 to $36.09, inclusive. One-half of the option vested in three equal installments on November 12, 2015, 2016 and 2017. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions. The option vested in four equal installments on December 9, 2014, 2015, 2016 and 2017. One-half of the option vested in three equal installments on March 4, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on March 4, 2017 and one-third vested on March 4, 2018. Kimberly J. Day, as Attorney-in-Fact for Douglas Williams 2018-11-30