0001225208-18-015915.txt : 20181127
0001225208-18-015915.hdr.sgml : 20181127
20181127193605
ACCESSION NUMBER: 0001225208-18-015915
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181123
FILED AS OF DATE: 20181127
DATE AS OF CHANGE: 20181127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Neuman Semone
CENTRAL INDEX KEY: 0001573452
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50194
FILM NUMBER: 181203969
MAIL ADDRESS:
STREET 1: 5615 HIGH POINT DRIVE
CITY: IRVING
STATE: TX
ZIP: 75038
FORMER NAME:
FORMER CONFORMED NAME: Wagner Semone
DATE OF NAME CHANGE: 20130401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HMS HOLDINGS CORP
CENTRAL INDEX KEY: 0001196501
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 113656261
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5615 HIGH POINT DRIVE
CITY: IRVING
STATE: TX
ZIP: 75038
BUSINESS PHONE: 214-453-3000
MAIL ADDRESS:
STREET 1: 5615 HIGH POINT DRIVE
CITY: IRVING
STATE: TX
ZIP: 75038
4
1
doc4.xml
X0306
4
2018-11-23
0001196501
HMS HOLDINGS CORP
HMSY
0001573452
Neuman Semone
5615 HIGH POINT DRIVE
IRVING
TX
75038
1
EVP, Coordination of Benefits
Common Stock
2018-11-23
4
M
0
4500.0000
16.7700
A
104562.0000
D
Common Stock
2018-11-23
4
S
0
4500.0000
35.6004
D
100062.0000
D
Common Stock
2018-11-26
4
M
0
21193.0000
16.6400
A
121255.0000
D
Common Stock
2018-11-26
4
M
0
11969.0000
21.6300
A
133224.0000
D
Common Stock
2018-11-26
4
M
0
3509.0000
16.7700
A
136733.0000
D
Common Stock
2018-11-26
4
S
0
4550.0000
35.1403
D
132183.0000
D
Common Stock
2018-11-26
4
S
0
32121.0000
34.1412
D
100062.0000
D
Common Stock
2018-11-27
4
M
0
29728.0000
21.3600
A
129790.0000
D
Common Stock
2018-11-27
4
M
0
6982.0000
21.6300
A
136772.0000
D
Common Stock
2018-11-27
4
S
0
36710.0000
33.8811
D
100062.0000
D
Nonqualified Stock Option (Right to Buy)
16.7700
2018-11-23
4
M
0
4500.0000
0.0000
D
2022-03-03
Common Stock
4500.0000
54403.0000
D
Nonqualified Stock Option (Right to Buy)
16.7700
2018-11-26
4
M
0
3509.0000
0.0000
D
2022-03-03
Common Stock
3509.0000
50894.0000
D
Nonqualified Stock Option (Right to Buy)
16.6400
2018-11-26
4
M
0
21193.0000
0.0000
D
2022-05-13
Common Stock
21193.0000
21192.0000
D
Nonqualified Stock Option (Right to Buy)
21.6300
2018-11-26
4
M
0
11969.0000
0.0000
D
2021-11-11
Common Stock
11969.0000
6982.0000
D
Nonqualified Stock Option (Right to Buy)
21.6300
2018-11-27
4
M
0
6982.0000
0.0000
D
2021-11-11
Common Stock
6982.0000
0.0000
D
Nonqualified Stock Option (Right to Buy)
21.3600
2018-11-27
4
M
0
29728.0000
0.0000
D
2020-11-14
Common Stock
29728.0000
2553.0000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.14 to $35.93, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3) and (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.96 to $35.79, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.96 to $34.94, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.51 to $34.41, inclusive.
One-half of the option vested in three equal installments on March 4, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on March 4, 2017 and one-third vested on March 4, 2018.
One-half of the option vested in three equal installments on May 13, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on May 13, 2017 and one-third vested on May 13, 2018.
One-half of the option vested in three equal installments on November 12, 2015, 2016 and 2017. The other one-half of the option was cancelled due to non-satisfaction of certain performance criteria.
One-half of the option vested in three equal installments on November 15, 2014, 2015 and 2016. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions.
Kimberly J. Day, as Attorney-in-Fact for Semone Neuman
2018-11-27