0001225208-18-015915.txt : 20181127 0001225208-18-015915.hdr.sgml : 20181127 20181127193605 ACCESSION NUMBER: 0001225208-18-015915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181123 FILED AS OF DATE: 20181127 DATE AS OF CHANGE: 20181127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neuman Semone CENTRAL INDEX KEY: 0001573452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50194 FILM NUMBER: 181203969 MAIL ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 FORMER NAME: FORMER CONFORMED NAME: Wagner Semone DATE OF NAME CHANGE: 20130401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMS HOLDINGS CORP CENTRAL INDEX KEY: 0001196501 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 113656261 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 214-453-3000 MAIL ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 4 1 doc4.xml X0306 4 2018-11-23 0001196501 HMS HOLDINGS CORP HMSY 0001573452 Neuman Semone 5615 HIGH POINT DRIVE IRVING TX 75038 1 EVP, Coordination of Benefits Common Stock 2018-11-23 4 M 0 4500.0000 16.7700 A 104562.0000 D Common Stock 2018-11-23 4 S 0 4500.0000 35.6004 D 100062.0000 D Common Stock 2018-11-26 4 M 0 21193.0000 16.6400 A 121255.0000 D Common Stock 2018-11-26 4 M 0 11969.0000 21.6300 A 133224.0000 D Common Stock 2018-11-26 4 M 0 3509.0000 16.7700 A 136733.0000 D Common Stock 2018-11-26 4 S 0 4550.0000 35.1403 D 132183.0000 D Common Stock 2018-11-26 4 S 0 32121.0000 34.1412 D 100062.0000 D Common Stock 2018-11-27 4 M 0 29728.0000 21.3600 A 129790.0000 D Common Stock 2018-11-27 4 M 0 6982.0000 21.6300 A 136772.0000 D Common Stock 2018-11-27 4 S 0 36710.0000 33.8811 D 100062.0000 D Nonqualified Stock Option (Right to Buy) 16.7700 2018-11-23 4 M 0 4500.0000 0.0000 D 2022-03-03 Common Stock 4500.0000 54403.0000 D Nonqualified Stock Option (Right to Buy) 16.7700 2018-11-26 4 M 0 3509.0000 0.0000 D 2022-03-03 Common Stock 3509.0000 50894.0000 D Nonqualified Stock Option (Right to Buy) 16.6400 2018-11-26 4 M 0 21193.0000 0.0000 D 2022-05-13 Common Stock 21193.0000 21192.0000 D Nonqualified Stock Option (Right to Buy) 21.6300 2018-11-26 4 M 0 11969.0000 0.0000 D 2021-11-11 Common Stock 11969.0000 6982.0000 D Nonqualified Stock Option (Right to Buy) 21.6300 2018-11-27 4 M 0 6982.0000 0.0000 D 2021-11-11 Common Stock 6982.0000 0.0000 D Nonqualified Stock Option (Right to Buy) 21.3600 2018-11-27 4 M 0 29728.0000 0.0000 D 2020-11-14 Common Stock 29728.0000 2553.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.14 to $35.93, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3) and (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.96 to $35.79, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.96 to $34.94, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.51 to $34.41, inclusive. One-half of the option vested in three equal installments on March 4, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on March 4, 2017 and one-third vested on March 4, 2018. One-half of the option vested in three equal installments on May 13, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on May 13, 2017 and one-third vested on May 13, 2018. One-half of the option vested in three equal installments on November 12, 2015, 2016 and 2017. The other one-half of the option was cancelled due to non-satisfaction of certain performance criteria. One-half of the option vested in three equal installments on November 15, 2014, 2015 and 2016. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions. Kimberly J. Day, as Attorney-in-Fact for Semone Neuman 2018-11-27