0001225208-17-011247.txt : 20170613
0001225208-17-011247.hdr.sgml : 20170613
20170613162126
ACCESSION NUMBER: 0001225208-17-011247
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170609
FILED AS OF DATE: 20170613
DATE AS OF CHANGE: 20170613
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HMS HOLDINGS CORP
CENTRAL INDEX KEY: 0001196501
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 113656261
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5615 HIGH POINT DRIVE
CITY: IRVING
STATE: TX
ZIP: 75038
BUSINESS PHONE: 214-453-3000
MAIL ADDRESS:
STREET 1: 5615 HIGH POINT DRIVE
CITY: IRVING
STATE: TX
ZIP: 75038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Neuman Semone
CENTRAL INDEX KEY: 0001573452
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50194
FILM NUMBER: 17909092
MAIL ADDRESS:
STREET 1: 5615 HIGH POINT DRIVE
CITY: IRVING
STATE: TX
ZIP: 75038
FORMER NAME:
FORMER CONFORMED NAME: Wagner Semone
DATE OF NAME CHANGE: 20130401
4
1
doc4.xml
X0306
4
2017-06-09
0001196501
HMS HOLDINGS CORP
HMSY
0001573452
Neuman Semone
5615 HIGH POINT DRIVE
IRVING
TX
75038
1
EVP, Operations and IT
Common Stock
2017-06-09
4
A
0
31513.0000
0.0000
A
122685.0000
D
Common Stock
2017-06-09
4
S
0
14546.0000
19.0000
D
108139.0000
D
Nonqualified Stock Option (Right to Buy)
19.0400
2017-06-09
4
A
0
77620.0000
0.0000
A
2027-06-09
Common Stock
77620.0000
77620.0000
D
Represents restricted stock units (RSUs), 50% of which vest in 3 equal installments on the 1st, 2nd and 3rd anniversaries of March 3, 2017 (Measurement Date or MD). The remaining 50% (PRSUs) will vest only if the Issuer's average closing price/share in any consecutive 30 calendar day period preceding the 1st, 2nd and/or 3rd anniversaries of March 3, 2017 is at least 25% higher than the closing price/share on the grant date (the Performance Goal or PG). If the PG is met prior to the 1st anniversary of the MD, 1/3 of the PRSUs will vest on each anniversary of the MD; if the PG is met after the 1st anniversary of the MD but prior to the 2nd, 2/3 of the PRSUs will vest on the 2nd anniversary of the MD and 1/3 will vest on the 3rd anniversary of the MD; if the PG is met after the 2nd anniversary of the MD but prior to the 3rd, 100% of the PRSUs will vest on the 3rd anniversary of the MD. If the PG is not achieved by the 3rd anniversary of the MD, the PRSUs shall be forfeited.
50% of the option vests in 3 equal installments on the 1st, 2nd and 3rd anniversaries of March 3, 2017 (Measurement Date or MD). The remaining 50% (Performance Option or PO) will vest only if the Issuer's average closing price/share in any consecutive 30 calendar day period preceding the 1st, 2nd and/or 3rd anniversaries of March 3, 2017 is at least 25% higher than the option Exercise Price (the Performance Goal or PG). If the PG is met prior to the 1st anniversary of the MD, 1/3 of the PO will vest on each anniversary of the MD; if the PG is met after the 1st anniversary of the MD but prior to the 2nd, 2/3 of the PO will vest on the 2nd anniversary of the MD and 1/3 will vest on the 3rd anniversary of the MD; if the PG is met after the 2nd anniversary of the MD but prior to the 3rd, 100% of the PO will vest on the 3rd anniversary of the MD. If the PG is not achieved by the 3rd anniversary of the MD, the PO shall be forfeited.
Kimberly J. Day, as Attorney-in-Fact for Semone Neuman
2017-06-13