0001225208-16-039356.txt : 20160914 0001225208-16-039356.hdr.sgml : 20160914 20160914175703 ACCESSION NUMBER: 0001225208-16-039356 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160913 FILED AS OF DATE: 20160914 DATE AS OF CHANGE: 20160914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMS HOLDINGS CORP CENTRAL INDEX KEY: 0001196501 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 113656261 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 214-453-3000 MAIL ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STOWE RICHARD H CENTRAL INDEX KEY: 0001209899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50194 FILM NUMBER: 161885935 MAIL ADDRESS: STREET 1: CAPITAL COUNSEL LLC STREET 2: 360 PARK AVENUE 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml X0306 4 2016-09-13 0001196501 HMS HOLDINGS CORP HMSY 0001209899 STOWE RICHARD H 5615 HIGH POINT DRIVE IRVING TX 75038 1 Common Stock 2016-09-13 4 M 0 19950.0000 4.8866 A 89117.0000 D Common Stock 2016-09-13 4 M 0 9300.0000 12.6066 A 98417.0000 D Common Stock 2016-09-13 4 S 0 29250.0000 0 D 69167.0000 D Nonqualified Stock Option (Right to Buy) 12.6066 2016-09-13 4 M 0 9300.0000 0.0000 D 2016-10-01 Common Stock 9300.0000 0.0000 D Nonqualified Stock Option (Right to Buy) 4.8866 2016-09-13 4 M 0 19950.0000 0.0000 D 2016-11-02 Common Stock 19950.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.61 to $21.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. This option was previously reported as covering 3,100 shares at an exercise price of $37.82 per share but was adjusted to reflect the 3-for-1 stock split of the Issuer's common shares, effected in the form of a common stock dividend. The stock dividend was distributed on August 16, 2011, to shareholders of record at the close of business on July 22, 2011. The option vested quarterly in 25% increments over a period of one year commencing on December 31, 2009. This option was previously reported as covering 6,650 shares at an exercise price of $14.66 per share but was adjusted to reflect the 3-for-1 stock split of the Issuer's common shares, effected in the form of a common stock dividend. The stock dividend was distributed on August 16, 2011, to shareholders of record at the close of business on July 22, 2011. The option vested annually in 25% increments beginning on November 2, 2007. Criselda H. Roque, as Attorney-in-Fact for Richard H. Stowe 2016-09-14